Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EAST WEST BANCORP INCEWBC · Entity 3302 | Director · Chief Executive Officer | May 06, 2026 | May 07, 2026 |
| MATTEL INC /DE/MAT · Entity 1046 | Director | May 28, 2026 | June 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EAST WEST BANCORP INC
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 707,930 |
Ending reported balance
After 2026-05-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-06 · Sale · Disposed 1,688 · Balance 736,242 F1: A total of 1,688 shares were sold at a weighted average price of $124.7613 per share. Row 2 · 2026-05-06 · Sale · Disposed 28,312 · Balance 707,930 F2: A total of 28,312 shares were sold at a weighted average price of $125.3408 per share. |
| Common StockSEC Table I · non-derivative | Indirect401 (k) Plan | 7,776 |
Reported balance
Holding disclosure · report date 2026-05-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,776 |
Filing footnotes · ownership attribution and instrument terms
F1: A total of 1,688 shares were sold at a weighted average price of $124.7613 per share.
F2: A total of 28,312 shares were sold at a weighted average price of $125.3408 per share.
MATTEL INC /DE/
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,753 |
Reported balance
After 2026-05-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 11,753 · Balance 11,753 F1: The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The RSUs are accompanied by dividend equivalent rights. F2: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The RSUs are accompanied by dividend equivalent rights.
F2: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2026 Filed Jun 1, 2026 21:55 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 11,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001201236-26-000014 · wk-form4_1780350941.xml · derivative · entry 1 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,753 Underlying: Common Stock · 11,753 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock. F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock. Read SEC document |
| May 06, 2026 Filed May 7, 2026 00:17 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 28,312 | $125.34 | $3,548,626.08 |
DisclosureSEC source: 0001201236-26-000012 · wk-form4_1778113075.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 707,930 F2 · price: A total of 28,312 shares were sold at a weighted average price of $125.3408 per share. Read SEC document |
| May 06, 2026 Filed May 7, 2026 00:17 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 1,688 | $124.76 | $210,594.88 |
DisclosureSEC source: 0001201236-26-000012 · wk-form4_1778113075.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 736,242 F1 · price: A total of 1,688 shares were sold at a weighted average price of $124.7613 per share. Read SEC document |
| May 05, 2026 Filed May 6, 2026 23:24 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 30,000 | $123.49 | $3,704,700.00 |
DisclosureSEC source: 0001201236-26-000010 · wk-form4_1778109841.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 737,930 F1 · price: A total of 30,000 shares were sold at a weighted average price of $123.48533 per share. Read SEC document |
| March 18, 2026 Filed Mar 19, 2026 20:44 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GiftCommon Stock | 57,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001201236-26-000008 · wk-form4_1773953080.xml · nonDerivative · entry 4 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Ellen Wong 2025 Irrev Gift Trust Disclosed balance after: 57,219 F2 · shares: Ellen Wong serves as trustee of the Ellen Wong 2025 Irrev Gift Trust. The reporting person disclaims beneficial ownership of the shares held by the trust. Read SEC document |
| March 18, 2026 Filed Mar 19, 2026 20:44 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GiftCommon Stock | 19,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001201236-26-000008 · wk-form4_1773953080.xml · nonDerivative · entry 3 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · As trustee for Ryan Ng 2025 Irrev Gift Trust Disclosed balance after: 19,073 F1 · shares: Represents change in beneficial ownership from direct to indirect. Read SEC document |
| March 18, 2026 Filed Mar 19, 2026 20:44 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GiftCommon Stock | 19,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001201236-26-000008 · wk-form4_1773953080.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · As trustee for Rachel Ng 2025 Irrev Gift Trust Disclosed balance after: 19,073 F1 · shares: Represents change in beneficial ownership from direct to indirect. Read SEC document |
| March 18, 2026 Filed Mar 19, 2026 20:44 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GiftCommon Stock | 95,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001201236-26-000008 · wk-form4_1773953080.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 767,930 F1 · shares: Represents change in beneficial ownership from direct to indirect. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 23:01 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 51,341 | $109.45 | $5,619,272.45 |
DisclosureSEC source: 0001201236-26-000006 · wk-form4_1772578857.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 863,295 F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 1, 2026 was a Sunday, the number of shares withheld was based on the closing price of the issuer's common stock on February 27, 2026. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 23:01 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 106,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001201236-26-000006 · wk-form4_1772578857.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 914,636 F1 · price: Performance-Based Restricted Stock Units granted on March 1, 2023 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2026, 179.1% of the units granted on March 1, 2023 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 01:32 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 21,672 | $118.07 | $2,558,813.04 |
DisclosureSEC source: 0001201236-26-000004 · wk-form4_1770255125.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 808,331 F2 · price: A total of 21,672 shares were sold at a weighted average price of $118.0650 per share. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 01:32 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 28,328 | $117.62 | $3,331,939.36 |
DisclosureSEC source: 0001201236-26-000004 · wk-form4_1770255125.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 830,003 F1 · price: A total of 28,328 shares were sold at a weighted average price of $117.6229 per share. Read SEC document |
| January 23, 2026 Filed Jan 27, 2026 01:40 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 12 | $111.35 | $1,336.20 |
DisclosureSEC source: 0001201236-26-000002 · wk-form4_1769478052.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858,331 F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Time-Based Restricted Stock Units pursuant to the Issuer's Spirit of Ownership stock program. The number of shares withheld was based on the closing price of the Issuer's common stock on January 23, 2026. Read SEC document |
| January 23, 2026 Filed Jan 27, 2026 01:40 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCommon Stock | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001201236-26-000002 · wk-form4_1769478052.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-Based Restricted Stock Units granted on January 23, 2023, with full cliff vesting in three years on January 23, 2026, pursuant to the Issuer's Spirit of Ownership stock program. Read SEC document |
| December 12, 2025 Filed Dec 13, 2025 00:38 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 11,344 | $114.31 | $1,296,732.64 |
DisclosureSEC source: 0001201236-25-000006 · wk-form4_1765586281.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858,314 F2 · price: A total of 11,344 shares were sold at a weighted average price of $114.314894 per share. Read SEC document |
| December 12, 2025 Filed Dec 13, 2025 00:38 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 18,656 | $113.22 | $2,112,232.32 |
DisclosureSEC source: 0001201236-25-000006 · wk-form4_1765586281.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 869,658 F1 · price: A total of 18,656 shares were sold at a weighted average price of $113.219404 per share. Read SEC document |
| July 28, 2025 Filed Jul 29, 2025 21:02 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 40,000 | $103.38 | $4,135,200.00 |
DisclosureSEC source: 0001069157-25-000092 · wk-form4_1753822965.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 888,314 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024. F2 · price: A total of 40,000 shares were sold at a weighted average price of $103.380107 per share. Read SEC document |
| May 28, 2025 Filed May 30, 2025 22:24 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 9,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-25-000085 · wk-form4_1748643816.xml · derivative · entry 1 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,196 Underlying: Common Stock · 9,196 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 28, 2025, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Mattel, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock. F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock. Read SEC document |
| May 12, 2025 Filed May 12, 2025 22:52 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 28,566 | $96.73 | $2,763,189.18 |
DisclosureSEC source: 0001069157-25-000054 · wk-form4_1747090369.xml · nonDerivative · entry 3 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 928,314 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024. F4 · price: A total of 28,566 shares were sold at a weighted average price of $96.73152 per share. Read SEC document |
| May 12, 2025 Filed May 12, 2025 22:52 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 6,766 | $96.14 | $650,483.24 |
DisclosureSEC source: 0001069157-25-000054 · wk-form4_1747090369.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 956,880 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024. F3 · price: A total of 6,766 shares were sold at a weighted average price of $96.14284 per share. Read SEC document |
| May 12, 2025 Filed May 12, 2025 22:52 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 4,668 | $95.04 | $443,646.72 |
DisclosureSEC source: 0001069157-25-000054 · wk-form4_1747090369.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 963,646 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024. F2 · price: A total of 4,668 shares were sold at a weighted average price of $95.03938 per share. Read SEC document |
| March 19, 2025 Filed Mar 20, 2025 21:15 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 19,819 | $90.00 | $1,783,710.00 |
DisclosureSEC source: 0001069157-25-000048 · wk-form4_1742505313.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 968,314 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024. F2 · price: A total of 19,819 shares were sold at a weighted average price of $90.000142 per share. Read SEC document |
| March 07, 2025 Filed Mar 7, 2025 23:20 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 20,181 | $90.01 | $1,816,491.81 |
DisclosureSEC source: 0001069157-25-000042 · wk-form4_1741389601.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 988,133 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024. F2 · price: A total of 20,181 shares were sold at a weighted average price of $90.013207 per share. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 23:39 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 48,201 | $90.30 | $4,352,550.30 |
DisclosureSEC source: 0001069157-25-000029 · wk-form4_1741304373.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,008,314 F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was based on the closing price of the issuer's common stock on March 4, 2025. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 23:39 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 100,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-25-000029 · wk-form4_1741304373.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,056,515 F1 · price: Performance-Based Restricted Stock Units granted on March 4, 2022 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2025, 172.8% of the units granted on March 4, 2022 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| February 01, 2025 Filed Feb 5, 2025 00:52 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 9 | $102.97 | $926.73 |
DisclosureSEC source: 0001069157-25-000013 · wk-form4_1738716745.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 955,955 F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Time-Based Restricted Stock Units pursuant to the Issuer's Spirit of Ownership stock program. The number of shares withheld was based on the closing price of the issuer's common stock on January 31, 2025 since February 1, 2025 was a Saturday. Read SEC document |
| February 01, 2025 Filed Feb 5, 2025 00:52 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCommon Stock | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-25-000013 · wk-form4_1738716745.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 955,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-Based Restricted Stock Units granted on February 1, 2022, with full cliff vesting in three years on February 1, 2025, pursuant to the Issuer's Spirit of Ownership stock program. Read SEC document |
| May 29, 2024 Filed May 31, 2024 21:37 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 9,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-24-000091 · wk-form4_1717191433.xml · derivative · entry 1 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,972 Underlying: Common Stock · 9,972 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 29, 2024, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Mattel, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock. F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock. Read SEC document |
| March 04, 2024 Filed Mar 7, 2024 02:04 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 55,551 | $73.22 | $4,067,444.22 |
DisclosureSEC source: 0001069157-24-000032 · wk-form4_1709777075.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 955,941 F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was based on the closing price of the issuer's common stock on March 4, 2024. Read SEC document |
| March 04, 2024 Filed Mar 7, 2024 02:04 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 116,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-24-000032 · wk-form4_1709777075.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,011,492 F1 · price: Performance-Based Restricted Stock Units granted on March 4, 2021 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2024, 178.2% of the units granted on March 4, 2021 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 00:25 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 11 | $71.63 | $787.93 |
DisclosureSEC source: 0001069157-24-000011 · wk-form4_1707870340.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 895,328 F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Time-Based Restricted Stock Units pursuant to the Issuer's Spirit of Ownership stock program. The number of shares withheld was based on the closing price of the issuer's common stock on February 12, 2024. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 00:25 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-24-000011 · wk-form4_1707870340.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 895,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-Based Restricted Stock Units granted on February 12, 2021, with full cliff vesting in three years on February 12, 2024, pursuant to the Issuer's Spirit of Ownership stock program. Read SEC document |
| May 15, 2023 Filed May 18, 2023 00:51 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantPhantom Stock · Derivative | 6,771 | $19.20 | $130,003.20 |
DisclosureSEC source: 0001523711-23-000056 · wf-form4_168437110226694.xml · derivative · entry 2 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,427 Underlying: Common Stock · 6,771 shares Expires not disclosed F3 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account. F4 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc. F4 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc. Read SEC document |
| May 15, 2023 Filed May 18, 2023 00:51 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 8,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-23-000056 · wf-form4_168437110226694.xml · derivative · entry 1 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,594 Underlying: Common Stock · 8,594 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 15, 2023, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). Read SEC document |
| May 05, 2023 Filed May 8, 2023 15:12 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | PurchaseCommon Stock | 5,700 | $43.94 | $250,437.48 |
DisclosureSEC source: 0001069157-23-000048 · wf-form4_168355875080987.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 895,309 F1 · price: A total of 5,700 shares were purchased at a weighted average price of $43.9364. The shares were purchased in multiple transactions at prices ranging from $43.65 to $44.2799, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Read SEC document |
| May 04, 2023 Filed May 4, 2023 22:03 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | PurchaseCommon Stock | 5,900 | $42.62 | $251,485.14 |
DisclosureSEC source: 0001069157-23-000044 · wf-form4_168323778299589.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 889,609 F2 · price: A total of 5,900 shares were purchased at a weighted average price of $42.62458. The shares were purchased in multiple transactions at prices ranging from $42.35 to $42.65, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Read SEC document |
| May 04, 2023 Filed May 4, 2023 22:03 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | PurchaseCommon Stock | 6,000 | $41.57 | $249,403.80 |
DisclosureSEC source: 0001069157-23-000044 · wf-form4_168323778299589.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 883,709 F1 · price: A total of 6,000 shares were purchased at a weighted average price of $41.56733. The shares were purchased in multiple transactions at prices ranging from $41.25 to $41.75, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Read SEC document |
| March 04, 2023 Filed Mar 7, 2023 21:27 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 89,669 | $75.25 | $6,747,592.25 |
DisclosureSEC source: 0001069157-23-000018 · wf-form4_167822442148878.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,709 F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 4, 2023 was a Saturday, the number of shares withheld was determined on March 3, 2023 based on the closing price of the issuer's common stock on March 3, 2023. Read SEC document |
| March 04, 2023 Filed Mar 7, 2023 21:27 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 205,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001069157-23-000018 · wf-form4_167822442148878.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,378 F1 · price: Performance-Based Restricted Stock Units granted on March 4, 2020 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2023, 182.08% of the units granted on March 4, 2020 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| January 24, 2023 Filed Jan 25, 2023 00:29 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCommon Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-23-000008 · wf-form4_167460657411648.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-Based Restricted Stock Units granted on January 24, 2020, with full cliff vesting in three years on January 24, 2023, pursuant to the Issuer's Spirit of Ownership stock program. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:38 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantPhantom Stock · Derivative | 5,740 | $22.65 | $130,011.00 |
DisclosureSEC source: 0001523711-22-000059 · wf-form4_165368388039197.xml · derivative · entry 2 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,075 Underlying: Common Stock · 5,740 shares Expires not disclosed F3 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Common Stock equal in value to the value of the phantom stock account. F4 · derivative.exercise_date: The phantom stock units will be settled in shares of Common Stock following the Reporting Person's separation from service with Mattel, Inc. F4 · derivative.expiration_date: The phantom stock units will be settled in shares of Common Stock following the Reporting Person's separation from service with Mattel, Inc. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:38 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 6,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-22-000059 · wf-form4_165368388039197.xml · derivative · entry 1 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,843 Underlying: Common Stock · 6,843 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 25, 2022, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock. F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock. Read SEC document |
| March 06, 2022 Filed Mar 8, 2022 17:37 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 78,262 | $77.28 | $6,048,087.36 |
DisclosureSEC source: 0001069157-22-000039 · wf-form4_164676103699209.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,081 F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 6, 2022 was a Sunday, the number of shares withheld were determined on March 4, 2022 based on the closing price of the issuer's common stock on March 4, 2022. Read SEC document |
| March 06, 2022 Filed Mar 8, 2022 17:37 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 169,898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001069157-22-000039 · wf-form4_164676103699209.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,343 F1 · price: Performance-Based Restricted Stock Units granted on March 6, 2019 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 6, 2022, 182.10% of the units granted on March 6, 2019 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 16:58 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCommon Stock | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-22-000020 · wf-form4_164425312020077.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-Based Restricted Stock Units granted on February 4, 2019, with full cliff vesting in three years on February 4, 2022, pursuant to the Issuer's Spirit of Ownership stock program. Read SEC document |
| May 26, 2021 Filed May 28, 2021 22:34 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantPhantom Stock · Derivative | 6,323 | $20.56 | $130,000.88 |
DisclosureSEC source: 0001523711-21-000038 · wf-form4_162224126573261.xml · derivative · entry 2 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,917 Underlying: Common Stock · 6,323 shares Expires not disclosed F3 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Common Stock equal in value to the value of the phantom stock account. F4 · derivative.exercise_date: The phantom stock units will be settled in shares of Common Stock following the Reporting Person's separation from service with Mattel, Inc. F4 · derivative.expiration_date: The phantom stock units will be settled in shares of Common Stock following the Reporting Person's separation from service with Mattel, Inc. Read SEC document |
| May 26, 2021 Filed May 28, 2021 22:34 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 7,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-21-000038 · wf-form4_162224126573261.xml · derivative · entry 1 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,539 Underlying: Common Stock · 7,539 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 26, 2021, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 00:22 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 52,999 | $76.79 | $4,069,793.21 |
DisclosureSEC source: 0001069157-21-000017 · wf-form4_161542210617006.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,406 F3 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was determined on March 8, 2021 based on the closing price of the issuer's common stock on March 8, 2021. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 00:22 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 110,826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001069157-21-000017 · wf-form4_161542210617006.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,405 F1 · price: Performance-Based Restricted Stock Units granted on March 8, 2018 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2021, 166% of the units granted on March 8, 2018 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. F2 · balance_after: Includes 30 shares granted under the Spirit of Ownership program that were previously reported at the date of grant, but were not included in the reporting person's total direct beneficial ownership in prior filings. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 22:10 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 12,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-20-000048 · wf-form4_159657868122176.xml · derivative · entry 1 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,601 Underlying: Common Stock · 12,601 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 31, 2020, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.