Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EAST WEST BANCORP INCEWBC · Entity 3302 | Executive Vice President | March 08, 2021 | March 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EAST WEST BANCORP INC
Report date March 08, 2021 · Filed March 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,145 |
Reported balance
After 2021-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-08 · Grant · Acquired 5,665 · Balance 67,145 F1: Performance-Based Restricted Stock Units granted on March 8, 2018 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2021, 166% of the units granted on March 8, 2018 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. F2: Includes 30 shares granted under the Spirit of Ownership program that were previously reported at the date of grant, but were not included in the reporting person's total direct beneficial ownership in prior filings. |
| Common StockSEC Table I · non-derivative | Direct | 65,150 |
Reported balance
After 2021-03-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-03-08 · Tax withholding · Disposed 1,995 · Balance 65,150 F3: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was determined on March 8, 2021 based on the closing price of the issuer's common stock on March 8, 2021. |
| Common StockSEC Table I · non-derivative | Indirect401 (K) Plan | 534 |
Reported balance
Holding disclosure · report date 2021-03-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 534 F4: As of March 8, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance-Based Restricted Stock Units granted on March 8, 2018 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2021, 166% of the units granted on March 8, 2018 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.
F2: Includes 30 shares granted under the Spirit of Ownership program that were previously reported at the date of grant, but were not included in the reporting person's total direct beneficial ownership in prior filings.
F3: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was determined on March 8, 2021 based on the closing price of the issuer's common stock on March 8, 2021.
F4: As of March 8, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 11, 2021 00:29 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 1,995 | $76.79 | $153,196.05 |
DisclosureSEC source: 0001069157-21-000023 · wf-form4_161542253767160.xml · nonDerivative · entry 2 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,150 F3 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was determined on March 8, 2021 based on the closing price of the issuer's common stock on March 8, 2021. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 00:29 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 5,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001069157-21-000023 · wf-form4_161542253767160.xml · nonDerivative · entry 1 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,145 F1 · price: Performance-Based Restricted Stock Units granted on March 8, 2018 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2021, 166% of the units granted on March 8, 2018 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. F2 · balance_after: Includes 30 shares granted under the Spirit of Ownership program that were previously reported at the date of grant, but were not included in the reporting person's total direct beneficial ownership in prior filings. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:04 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 8,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-20-000025 · wf-form4_158335944460659.xml · derivative · entry 4 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. F1 · derivative.expiration_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:04 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 3,099 | $40.43 | $125,292.57 |
DisclosureSEC source: 0001069157-20-000025 · wf-form4_158335944460659.xml · nonDerivative · entry 2 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,450 F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:04 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCommon Stock | 8,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001069157-20-000025 · wf-form4_158335944460659.xml · nonDerivative · entry 1 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 22:43 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 41 | $49.23 | $2,018.43 |
DisclosureSEC source: 0001069157-20-000008 · wf-form4_158025139566207.xml · nonDerivative · entry 1 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,890 F1 · shares: Restricted Stock Units ("RSU") granted on January 24, 2020 fully vest after three years on January 24, 2023. Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 20:53 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | PurchaseCommon Stock | 1,300 | $38.92 | $50,591.45 |
DisclosureSEC source: 0001069157-19-000065 · wf-form4_156711198555386.xml · nonDerivative · entry 1 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,849 F1 · price: A total of 1,300 shares were purchased at a weighted average price of $38.9165. The shares were purchased in multiple transactions at prices ranging from $38.914 to $38.917, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:32 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 14,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-19-000026 · wf-form4_155182515073359.xml · derivative · entry 4 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,687 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:32 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 4,706 | $54.76 | $257,700.56 |
DisclosureSEC source: 0001069157-19-000026 · wf-form4_155182515073359.xml · nonDerivative · entry 2 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,549 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:32 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCommon Stock | 14,687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001069157-19-000026 · wf-form4_155182515073359.xml · nonDerivative · entry 1 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 23:12 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 39 | $51.84 | $2,021.76 |
DisclosureSEC source: 0001069157-19-000014 · wf-form4_154940831314380.xml · nonDerivative · entry 1 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,637 F1 · shares: Restricted Stock Units ("RSU") granted on February 4, 2019 fully vest after three years on February 4, 2022. Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| February 27, 2018 Filed Mar 12, 2018 17:33 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCliff-Vesting Restricted Stock Units · Derivative | 6,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-18-000026 · wf-form4_152087598572948.xml · derivative · entry 4 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSU") granted on February 27, 2015 fully vest after three years on February 27, 2018. Each RSU represents the right to receive, at settlement, one share of common stock. F1 · derivative.exercise_date: Restricted Stock Units ("RSU") granted on February 27, 2015 fully vest after three years on February 27, 2018. Each RSU represents the right to receive, at settlement, one share of common stock. F1 · derivative.expiration_date: Restricted Stock Units ("RSU") granted on February 27, 2015 fully vest after three years on February 27, 2018. Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| February 27, 2018 Filed Mar 12, 2018 17:33 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 2,260 | $66.34 | $149,928.40 |
DisclosureSEC source: 0001069157-18-000026 · wf-form4_152087598572948.xml · nonDerivative · entry 2 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,598 Read SEC document |
| February 27, 2018 Filed Mar 12, 2018 17:33 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCommon Stock | 6,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001069157-18-000026 · wf-form4_152087598572948.xml · nonDerivative · entry 1 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSU") granted on February 27, 2015 fully vest after three years on February 27, 2018. Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 20:15 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-18-000014 · wf-form4_151924410037951.xml · nonDerivative · entry 1 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,975 F1 · shares: Represents a grant of Restricted Stock Units ("RSU") to each of the Company's associates on February 16, 2018, which fully vests after three years on February 16, 2021. Each RSU represents the right to receive, at settlement, one share of the Company's common stock. Read SEC document |
| March 07, 2017 Filed Mar 10, 2017 00:20 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCliff-Vesting Restricted Stock Units · Derivative | 6,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-17-000024 · wf-form4_148910518849015.xml · derivative · entry 4 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,784 shares Expires 2017-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSU") granted on March 7, 2014 fully vest after three years on March 7, 2017. Each RSU represents the right to receive, at settelement, one share of common stock. F1 · derivative.exercise_date: Restricted Stock Units ("RSU") granted on March 7, 2014 fully vest after three years on March 7, 2017. Each RSU represents the right to receive, at settelement, one share of common stock. Read SEC document |
| March 07, 2017 Filed Mar 10, 2017 00:20 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 2,398 | $54.87 | $131,578.26 |
DisclosureSEC source: 0001069157-17-000024 · wf-form4_148910518849015.xml · nonDerivative · entry 2 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,945 Read SEC document |
| March 07, 2017 Filed Mar 10, 2017 00:20 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCommon Stock | 6,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001069157-17-000024 · wf-form4_148910518849015.xml · nonDerivative · entry 1 YEN ANDY · CIK 0001668217 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSU") granted on March 7, 2014 fully vest after three years on March 7, 2017. Each RSU represents the right to receive, at settelement, one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.