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KRAUSE DOUGLAS PAUL

Disclosed activity across 1 company

Tapewire entity
25960
SEC CIK
0001235499

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EAST WEST BANCORP INCEWBC · Entity 3302Vice ChairmanAugust 06, 2026August 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EAST WEST BANCORP INC

Report date August 06, 2026 · Filed August 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect36,974 Reported balance After 2026-08-06 transaction · row 1
1 source row

Row 1 · 2026-08-06 · Sale · Disposed 10,000 · Balance 36,974

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2026 Filed Aug 6, 2026 22:00 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 10,000 $132.37 $1,323,715.00
Disclosure

SEC source: 0001235499-26-000008 · wk-form4_1786053642.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,974

Read SEC document
May 27, 2026 Filed May 27, 2026 22:14 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 10,000 $123.50 $1,235,000.00
Disclosure

SEC source: 0001235499-26-000006 · wk-form4_1779920082.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,974

F1 · price: A total of 10,000 shares were sold at a weighted average price of $123.5001 per share.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:02 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 8,624 $109.45 $943,896.80
Disclosure

SEC source: 0001235499-26-000004 · wk-form4_1772578971.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,974

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 1, 2026 was a Sunday, the number of shares withheld was based on the closing price of the issuer's common stock on February 27, 2026.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:02 UTC EAST WEST BANCORP INC EWBC · Entity 3302 GrantCommon Stock 20,081 $0.00 $0.00
Disclosure

SEC source: 0001235499-26-000004 · wk-form4_1772578971.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,598

F1 · price: Performance-Based Restricted Stock Units granted on March 1, 2023 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2026, 179.1% of the units granted on March 1, 2023 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:37 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 12 $111.35 $1,336.20
Disclosure

SEC source: 0001235499-26-000002 · wk-form4_1769477828.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,517

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Time-Based Restricted Stock Units pursuant to the Issuer's Spirit of Ownership stock program. The number of shares withheld was based on the closing price of the Issuer's common stock on January 23, 2026.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:37 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionCommon Stock 29 $0.00 $0.00
Disclosure

SEC source: 0001235499-26-000002 · wk-form4_1769477828.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on January 23, 2023, with full cliff vesting in three years on January 23, 2026, pursuant to the Issuer's Spirit of Ownership stock program.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 22:18 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 3,000 $100.04 $300,120.00
Disclosure

SEC source: 0001235499-25-000005 · wk-form4_1762294735.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,500

F2 · price: A total of 3,000 shares were sold at a weighted average price of $100.0428 per share.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 22:18 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 7,000 $100.04 $700,280.00
Disclosure

SEC source: 0001235499-25-000005 · wk-form4_1762294735.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,500

F1 · price: A total of 7,000 shares were sold at a weighted average price of $100.0427 per share.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 23:38 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 6,676 $90.30 $602,842.80
Disclosure

SEC source: 0001069157-25-000027 · wk-form4_1741304298.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,500

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was based on the closing price of the issuer's common stock on March 4, 2025.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 23:38 UTC EAST WEST BANCORP INC EWBC · Entity 3302 GrantCommon Stock 16,760 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000027 · wk-form4_1741304298.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,176

F1 · price: Performance-Based Restricted Stock Units granted on March 4, 2022 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2025, 172.7% of the units granted on March 4, 2022 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 00:58 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 10 $102.97 $1,029.70
Disclosure

SEC source: 0001069157-25-000015 · wk-form4_1738717123.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,416

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Time-Based Restricted Stock Units pursuant to the Issuer's Spirit of Ownership stock program. The number of shares withheld was based on the closing price of the issuer's common stock on January 31, 2025 since February 1, 2025 was a Saturday.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 00:58 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000015 · wk-form4_1738717123.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on February 1, 2022, with full cliff vesting in three years on February 1, 2025, pursuant to the Issuer's Spirit of Ownership stock program.

Read SEC document
November 12, 2024 Filed Nov 12, 2024 22:57 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 6,000 $106.50 $639,000.00
Disclosure

SEC source: 0001069157-24-000119 · wk-form4_1731452218.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,403

F2 · price: A total of 6,000 shares were sold at a weighted average price of $106.5000.

Read SEC document
November 12, 2024 Filed Nov 12, 2024 22:57 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 6,000 $106.73 $640,380.00
Disclosure

SEC source: 0001069157-24-000119 · wk-form4_1731452218.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,403

F1 · price: A total of 6,000 shares were sold at a weighted average price of $106.7316 per share.

Read SEC document
May 28, 2024 Filed May 29, 2024 16:59 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,000 $73.76 $368,800.00
Disclosure

SEC source: 0001069157-24-000051 · wk-form4_1717001951.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,403

F2 · price: A total of 5,000 shares were sold at a weighted average price of $73.7624 per share.

Read SEC document
May 28, 2024 Filed May 29, 2024 16:59 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 3,000 $73.75 $221,250.00
Disclosure

SEC source: 0001069157-24-000051 · wk-form4_1717001951.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,403

F1 · price: A total of 3,000 shares were sold at a weighted average price of $73.7514 per share.

Read SEC document
March 04, 2024 Filed Mar 7, 2024 02:03 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 5,866 $73.22 $429,508.52
Disclosure

SEC source: 0001069157-24-000028 · wk-form4_1709776970.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,403

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was based on the closing price of the issuer's common stock on March 4, 2024.

Read SEC document
March 04, 2024 Filed Mar 7, 2024 02:03 UTC EAST WEST BANCORP INC EWBC · Entity 3302 GrantCommon Stock 15,898 $0.00 $0.00
Disclosure

SEC source: 0001069157-24-000028 · wk-form4_1709776970.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,269

F1 · price: Performance-Based Restricted Stock Units granted on March 4, 2021 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2024, 178.2% of the units granted on March 4, 2021 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 00:22 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 12 $71.63 $859.56
Disclosure

SEC source: 0001069157-24-000009 · wk-form4_1707870120.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,371

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Time-Based Restricted Stock Units pursuant to the Issuer's Spirit of Ownership stock program. The number of shares withheld was based on the closing price of the issuer's common stock on February 12, 2024.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 00:22 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-24-000009 · wk-form4_1707870120.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on February 12, 2021, with full cliff vesting in three years on February 12, 2024, pursuant to the Issuer's Spirit of Ownership stock program.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 16:20 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 12,000 $63.29 $759,480.00
Disclosure

SEC source: 0001069157-23-000119 · wk-form4_1701447593.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,353

F1 · price: A total of 12,000 shares were sold at a weighted average price of $63.2940 per share.

Read SEC document
March 04, 2023 Filed Mar 7, 2023 22:34 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 10,668 $75.25 $802,767.00
Disclosure

SEC source: 0001069157-23-000022 · wf-form4_167822848798961.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,353

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 4, 2023 was a Saturday, the number of shares withheld was determined on March 3, 2023 based on the closing price of the issuer's common stock on March 3, 2023.

Read SEC document
March 04, 2023 Filed Mar 7, 2023 22:34 UTC EAST WEST BANCORP INC EWBC · Entity 3302 GrantCommon Stock 25,545 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-23-000022 · wf-form4_167822848798961.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,021

F1 · price: Performance-Based Restricted Stock Units granted on March 4, 2020 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2023, 182.08% of the units granted on March 4, 2020 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 00:22 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001069157-23-000002 · wf-form4_167460615683499.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on January 24, 2020, with full cliff vesting in three years on January 24, 2023, pursuant to the Issuer's Spirit of Ownership stock program.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 18:13 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,000 $72.43 $362,150.00
Disclosure

SEC source: 0001069157-22-000087 · wf-form4_166853601415169.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,435

F1 · price: A total of 5,000 shares were sold at a weighted average price of $72.4326.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 17:20 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 8,234 $77.28 $636,323.52
Disclosure

SEC source: 0001069157-22-000033 · wf-form4_164676002860887.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,435

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 6, 2022 was a Sunday, the number of shares withheld were determined on March 4, 2022 based on the closing price of the issuer's common stock on March 4, 2022.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 17:20 UTC EAST WEST BANCORP INC EWBC · Entity 3302 GrantCommon Stock 20,512 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-22-000033 · wf-form4_164676002860887.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,669

F1 · price: Performance-Based Restricted Stock Units granted on March 6, 2019 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 6, 2022, 182.10% of the units granted on March 6, 2019 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 16:47 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionCommon Stock 39 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000014 · wf-form4_164425244122007.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on February 4, 2019, with full cliff vesting in three years on February 4, 2022, pursuant to the Issuer's Spirit of Ownership stock program.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:27 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 3,947 $76.79 $303,090.13
Disclosure

SEC source: 0001069157-21-000021 · wf-form4_161542240823152.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,118

F3 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was determined on March 8, 2021 based on the closing price of the issuer's common stock on March 8, 2021.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:27 UTC EAST WEST BANCORP INC EWBC · Entity 3302 GrantCommon Stock 12,315 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-21-000021 · wf-form4_161542240823152.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,065

F1 · price: Performance-Based Restricted Stock Units granted on March 8, 2018 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2021, 166% of the units granted on March 8, 2018 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F2 · balance_after: Includes 30 shares granted under the Spirit of Ownership program that were previously reported at the date of grant, but were not included in the reporting person's total direct beneficial ownership in prior filings.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 22:00 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 9,074 $49.45 $448,709.30
Disclosure

SEC source: 0001069157-20-000079 · wf-form4_160815604475769.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,720

F1 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:06 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 10,685 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000027 · wf-form4_158335958041174.xml · derivative · entry 4

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.expiration_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:06 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 3,737 $40.43 $151,086.91
Disclosure

SEC source: 0001069157-20-000027 · wf-form4_158335958041174.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,794

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:06 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionCommon Stock 10,685 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000027 · wf-form4_158335958041174.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:41 UTC EAST WEST BANCORP INC EWBC · Entity 3302 GrantCommon Stock 41 $49.23 $2,018.43
Disclosure

SEC source: 0001069157-20-000006 · wf-form4_158025128678745.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,887

F1 · shares: Restricted Stock Units ("RSU") granted on January 24, 2020 fully vest after three years on January 24, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:04 UTC EAST WEST BANCORP INC EWBC · Entity 3302 PurchaseCommon Stock 6,400 $39.19 $250,816.00
Disclosure

SEC source: 0001069157-19-000077 · wf-form4_156711263193141.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,846

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:26 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 18,692 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000020 · wf-form4_155182477269743.xml · derivative · entry 4

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,692 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

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March 01, 2019 Filed Mar 5, 2019 22:26 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 6,135 $54.76 $335,952.60
Disclosure

SEC source: 0001069157-19-000020 · wf-form4_155182477269743.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,446

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March 01, 2019 Filed Mar 5, 2019 22:26 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionCommon Stock 18,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-19-000020 · wf-form4_155182477269743.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

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February 04, 2019 Filed Feb 5, 2019 23:04 UTC EAST WEST BANCORP INC EWBC · Entity 3302 GrantCommon Stock 39 $51.84 $2,021.76
Disclosure

SEC source: 0001069157-19-000010 · wf-form4_154940784583613.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,958

F1 · shares: Restricted Stock Units ("RSU") granted on February 4, 2019 fully vest after three years on February 4, 2022. Each RSU represents the right to receive, at settlement, one share of common stock.

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May 31, 2018 Filed Jun 1, 2018 20:41 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,000 $69.65 $348,262.00
Disclosure

SEC source: 0001069157-18-000078 · wf-form4_152788566519213.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,919

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.6400 to $69.6850, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

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May 01, 2018 Filed May 3, 2018 23:24 UTC EAST WEST BANCORP INC EWBC · Entity 3302 OtherCommon Stock 5,842 $67.29 $393,105.26
Disclosure

SEC source: 0001069157-18-000038 · wf-form4_152538981429127.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401 (k) Plan

Disclosed balance after: 23,283

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March 08, 2018 Filed Mar 12, 2018 17:24 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 10,171 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000022 · wf-form4_152087545300026.xml · derivative · entry 4

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,171 shares

Expires 2018-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

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March 08, 2018 Filed Mar 12, 2018 17:24 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 3,297 $67.59 $222,844.23
Disclosure

SEC source: 0001069157-18-000022 · wf-form4_152087545300026.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,919

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March 08, 2018 Filed Mar 12, 2018 17:24 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionCommon Stock 10,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-18-000022 · wf-form4_152087545300026.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

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February 16, 2018 Filed Feb 21, 2018 20:12 UTC EAST WEST BANCORP INC EWBC · Entity 3302 GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001069157-18-000012 · wf-form4_151924392217295.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,045

F1 · shares: Represents a grant of Restricted Stock Units ("RSU") to each of the Company's associates on February 16, 2018, which fully vests after three years on February 16, 2021. Each RSU represents the right to receive, at settlement, one share of the Company's common stock.

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December 19, 2017 Filed Dec 20, 2017 23:28 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,000 $61.26 $306,285.50
Disclosure

SEC source: 0001069157-17-000090 · wf-form4_151381251623613.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,015

F1 · price: The price per share reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.2500 to $61.2950, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

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March 08, 2017 Filed Mar 9, 2017 23:10 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,000 $55.04 $275,187.50
Disclosure

SEC source: 0001069157-17-000018 · wf-form4_148910101501978.xml · nonDerivative · entry 4

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,015

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March 07, 2017 Filed Mar 9, 2017 23:10 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 10,854 $0.00 $0.00
Disclosure

SEC source: 0001069157-17-000018 · wf-form4_148910101501978.xml · derivative · entry 6

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,264

Underlying: Common Stock · 10,854 shares

Expires 2017-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

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March 07, 2017 Filed Mar 9, 2017 23:10 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 10,000 $54.06 $540,619.00
Disclosure

SEC source: 0001069157-17-000018 · wf-form4_148910101501978.xml · nonDerivative · entry 3

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,015

F2 · price: A total of 10,000 shares were sold at a weighted average price of $54.0619. The shares were purchased in multiple transactions at prices ranging from $54.0000 to $54.1850, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the preceding sentence.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.