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ENTERGY CORP /DE/

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221
SEC CIK
0000065984
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1,278

Last 12 months

Inside the activity.

2 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202610
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2017 Filed Apr 24, 2019 21:16 UTC Amendment
HINNENKAMP PAUL DSVP & Chief Operating Officer
Tax withholdingCommon Stock 165 $70.61 $11,650.65
Disclosure

SEC source: 0000065984-19-000149 · edgar.xml · nonDerivative · entry 1

HINNENKAMP PAUL D · CIK 0001656933 · SVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,575

F1 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 30, 2017 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Saturday, January 28, 2017, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange ("NYSE") trading day of January 30, 2017.

Read SEC document
January 30, 2017 Filed Apr 24, 2019 21:11 UTC Amendment
DENAULT LEO PChairman and CEO
Tax withholdingCommon Stock 2,066 $70.61 $145,880.26
Disclosure

SEC source: 0000065984-19-000147 · edgar.xml · nonDerivative · entry 2

DENAULT LEO P · CIK 0001281986 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,519

F2 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 30, 2017 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 29, 2017, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of the Plan the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding NYSE trading day of January 30, 2017.

Read SEC document
January 30, 2017 Filed Apr 24, 2019 21:11 UTC Amendment
DENAULT LEO PChairman and CEO
Tax withholdingCommon Stock 2,579 $70.61 $182,103.19
Disclosure

SEC source: 0000065984-19-000147 · edgar.xml · nonDerivative · entry 1

DENAULT LEO P · CIK 0001281986 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,585

F1 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 30, 2017 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Saturday, January 28, 2017, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange ("NYSE") trading day of January 30, 2017.

Read SEC document
January 30, 2017 Filed Apr 24, 2019 21:15 UTC Amendment
FISACKERLY HALEY"Officer" Under Sec 16 Rules
Tax withholdingCommon Stock 98 $70.61 $6,919.78
Disclosure

SEC source: 0000065984-19-000148 · edgar.xml · nonDerivative · entry 2

FISACKERLY HALEY · CIK 0001057598 · "Officer" Under Sec 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,207

F2 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 30, 2017 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 29, 2017, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of the Plan the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding NYSE trading day of January 30, 2017.

Read SEC document
January 30, 2017 Filed Apr 24, 2019 21:15 UTC Amendment
FISACKERLY HALEY"Officer" Under Sec 16 Rules
Tax withholdingCommon Stock 121 $70.61 $8,543.81
Disclosure

SEC source: 0000065984-19-000148 · edgar.xml · nonDerivative · entry 1

FISACKERLY HALEY · CIK 0001057598 · "Officer" Under Sec 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,305

F1 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 30, 2017 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Saturday, January 28, 2017, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange ("NYSE") trading day of January 30, 2017.

Read SEC document
January 30, 2017 Filed Apr 24, 2019 21:10 UTC Amendment
Brown Marcus VEVP & General Counsel
Tax withholdingCommon Stock 593 $70.61 $41,871.73
Disclosure

SEC source: 0000065984-19-000145 · edgar.xml · nonDerivative · entry 2

Brown Marcus V · CIK 0001540896 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,461

F2 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 30, 2017 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 29, 2017, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of the Plan the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding NYSE trading day of January 30, 2017.

Read SEC document
January 30, 2017 Filed Apr 24, 2019 21:10 UTC Amendment
Brown Marcus VEVP & General Counsel
Tax withholdingCommon Stock 725 $70.61 $51,192.25
Disclosure

SEC source: 0000065984-19-000145 · edgar.xml · nonDerivative · entry 1

Brown Marcus V · CIK 0001540896 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,054

F1 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 30, 2017 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Saturday, January 28, 2017, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange ("NYSE") trading day of January 30, 2017.

Read SEC document
January 30, 2017 Filed Apr 25, 2019 16:50 UTC Amendment
Bunting Theodore H JRGroup President, Utility Ops.
Tax withholdingCommon Stock 570 $70.61 $40,247.70
Disclosure

SEC source: 0000065984-19-000173 · edgar.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Group President, Utility Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,054

F1 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 30, 2017 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 29, 2017, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange trading day of January 30, 2017.

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:48 UTC
Marsh Andrew SEVP & Chief Financial Officer
Tax withholdingCommon Stock 593 $70.61 $41,871.73
Disclosure

SEC source: 0000065984-17-000047 · edgar.xml · nonDerivative · entry 2

Marsh Andrew S · CIK 0001568178 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,822

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:50 UTC
Riley Richard C"Officer" Under Sec. 16 Rules
Tax withholdingCommon Stock 134 $70.61 $9,461.74
Disclosure

SEC source: 0000065984-17-000052 · edgar.xml · nonDerivative · entry 2

Riley Richard C · CIK 0001673219 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,075

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:53 UTC
MOHL WILLIAM MPresident - EWCB
Tax withholdingCommon Stock 511 $70.61 $36,081.71
Disclosure

SEC source: 0000065984-17-000056 · edgar.xml · nonDerivative · entry 1

MOHL WILLIAM M · CIK 0001494518 · President - EWCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,993

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:52 UTC
WEST RODERICK KExecutive Vice President
Tax withholdingCommon Stock 559 $70.61 $39,470.99
Disclosure

SEC source: 0000065984-17-000054 · edgar.xml · nonDerivative · entry 2

WEST RODERICK K · CIK 0001261751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,125

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:52 UTC
Bunting Theodore H JRGroup President, Utility Ops.
Tax withholdingCommon Stock 570 $70.61 $40,247.70
Disclosure

SEC source: 0000065984-17-000055 · edgar.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Group President, Utility Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,054

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:51 UTC
VINCI DONALD WEVP & Chief Admin. Officer
Tax withholdingCommon Stock 178 $70.61 $12,568.58
Disclosure

SEC source: 0000065984-17-000053 · edgar.xml · nonDerivative · entry 2

VINCI DONALD W · CIK 0001585584 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,343

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:50 UTC
RICE CHARLES L JR"Officer" Under Sec. 16 Rules
Tax withholdingCommon Stock 103 $70.61 $7,272.83
Disclosure

SEC source: 0000065984-17-000051 · edgar.xml · nonDerivative · entry 2

RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,440

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:49 UTC
Rainer Sallie T"Officer" Under Sec. 16 Rules
Tax withholdingCommon Stock 81 $70.61 $5,719.41
Disclosure

SEC source: 0000065984-17-000050 · edgar.xml · nonDerivative · entry 2

Rainer Sallie T · CIK 0001551112 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,894

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:47 UTC
FISACKERLY HALEY"Officer" Under Sec 16 Rules
Tax withholdingCommon Stock 98 $70.61 $6,919.78
Disclosure

SEC source: 0000065984-17-000045 · edgar.xml · nonDerivative · entry 2

FISACKERLY HALEY · CIK 0001057598 · "Officer" Under Sec 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,207

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:49 UTC
Mount Alyson MSVP & Chief Accounting Officer
Tax withholdingCommon Stock 115 $70.61 $8,120.15
Disclosure

SEC source: 0000065984-17-000049 · edgar.xml · nonDerivative · entry 2

Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,173

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:48 UTC
May Phillip R Jr"Officer" Under Sec. 16 Rules
Tax withholdingCommon Stock 98 $70.61 $6,919.78
Disclosure

SEC source: 0000065984-17-000048 · edgar.xml · nonDerivative · entry 2

May Phillip R Jr · CIK 0001568213 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,910

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:47 UTC
HINNENKAMP PAUL DSVP & Chief Operating Officer
Tax withholdingCommon Stock 127 $70.61 $8,967.47
Disclosure

SEC source: 0000065984-17-000046 · edgar.xml · nonDerivative · entry 2

HINNENKAMP PAUL D · CIK 0001656933 · SVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,448

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:46 UTC
DENAULT LEO PChairman and CEO
Tax withholdingCommon Stock 2,066 $70.61 $145,880.26
Disclosure

SEC source: 0000065984-17-000043 · edgar.xml · nonDerivative · entry 2

DENAULT LEO P · CIK 0001281986 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,519

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:46 UTC
DESPEAUX KIMBERLY HSenior Vice President
Tax withholdingCommon Stock 104 $70.61 $7,343.44
Disclosure

SEC source: 0000065984-17-000044 · edgar.xml · nonDerivative · entry 2

DESPEAUX KIMBERLY H · CIK 0001057596 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,130

Read SEC document
January 29, 2017 Filed Feb 1, 2017 23:45 UTC
Brown Marcus VEVP & General Counsel
Tax withholdingCommon Stock 593 $70.61 $41,871.73
Disclosure

SEC source: 0000065984-17-000042 · edgar.xml · nonDerivative · entry 2

Brown Marcus V · CIK 0001540896 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,461

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:48 UTC
Marsh Andrew SEVP & Chief Financial Officer
Tax withholdingCommon Stock 725 $70.61 $51,192.25
Disclosure

SEC source: 0000065984-17-000047 · edgar.xml · nonDerivative · entry 1

Marsh Andrew S · CIK 0001568178 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,415

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:50 UTC
Riley Richard C"Officer" Under Sec. 16 Rules
Tax withholdingCommon Stock 122 $70.61 $8,614.42
Disclosure

SEC source: 0000065984-17-000052 · edgar.xml · nonDerivative · entry 1

Riley Richard C · CIK 0001673219 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:52 UTC
WEST RODERICK KExecutive Vice President
Tax withholdingCommon Stock 680 $70.61 $48,014.80
Disclosure

SEC source: 0000065984-17-000054 · edgar.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,684

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:51 UTC
VINCI DONALD WEVP & Chief Admin. Officer
Tax withholdingCommon Stock 226 $70.61 $15,957.86
Disclosure

SEC source: 0000065984-17-000053 · edgar.xml · nonDerivative · entry 1

VINCI DONALD W · CIK 0001585584 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,521

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:50 UTC
RICE CHARLES L JR"Officer" Under Sec. 16 Rules
Tax withholdingCommon Stock 121 $70.61 $8,543.81
Disclosure

SEC source: 0000065984-17-000051 · edgar.xml · nonDerivative · entry 1

RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,543

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:49 UTC
Rainer Sallie T"Officer" Under Sec. 16 Rules
Tax withholdingCommon Stock 102 $70.61 $7,202.22
Disclosure

SEC source: 0000065984-17-000050 · edgar.xml · nonDerivative · entry 1

Rainer Sallie T · CIK 0001551112 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,975

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:47 UTC
FISACKERLY HALEY"Officer" Under Sec 16 Rules
Tax withholdingCommon Stock 121 $70.61 $8,543.81
Disclosure

SEC source: 0000065984-17-000045 · edgar.xml · nonDerivative · entry 1

FISACKERLY HALEY · CIK 0001057598 · "Officer" Under Sec 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,305

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:49 UTC
Mount Alyson MSVP & Chief Accounting Officer
Tax withholdingCommon Stock 224 $70.61 $15,816.64
Disclosure

SEC source: 0000065984-17-000049 · edgar.xml · nonDerivative · entry 1

Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,288

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:48 UTC
May Phillip R Jr"Officer" Under Sec. 16 Rules
Tax withholdingCommon Stock 156 $70.61 $11,015.16
Disclosure

SEC source: 0000065984-17-000048 · edgar.xml · nonDerivative · entry 1

May Phillip R Jr · CIK 0001568213 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,008

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:47 UTC
HINNENKAMP PAUL DSVP & Chief Operating Officer
Tax withholdingCommon Stock 165 $70.61 $11,650.65
Disclosure

SEC source: 0000065984-17-000046 · edgar.xml · nonDerivative · entry 1

HINNENKAMP PAUL D · CIK 0001656933 · SVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,575

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:46 UTC
DENAULT LEO PChairman and CEO
Tax withholdingCommon Stock 2,579 $70.61 $182,103.19
Disclosure

SEC source: 0000065984-17-000043 · edgar.xml · nonDerivative · entry 1

DENAULT LEO P · CIK 0001281986 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,585

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:46 UTC
DESPEAUX KIMBERLY HSenior Vice President
Tax withholdingCommon Stock 146 $70.61 $10,309.06
Disclosure

SEC source: 0000065984-17-000044 · edgar.xml · nonDerivative · entry 1

DESPEAUX KIMBERLY H · CIK 0001057596 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,234

Read SEC document
January 28, 2017 Filed Feb 1, 2017 23:45 UTC
Brown Marcus VEVP & General Counsel
Tax withholdingCommon Stock 725 $70.61 $51,192.25
Disclosure

SEC source: 0000065984-17-000042 · edgar.xml · nonDerivative · entry 1

Brown Marcus V · CIK 0001540896 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,054

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:46 UTC
MOHL WILLIAM MPresident - EWCB
GrantEmployee Stock Option (Right to Buy) · Derivative 29,000 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-17-000032 · edgar.xml · derivative · entry 1

MOHL WILLIAM M · CIK 0001494518 · President - EWCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 29,000 shares

Expires 2027-01-26

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 26, 2018.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:47 UTC
RICE CHARLES L JR"Officer" Under Sec. 16 Rules
GrantEmployee Stock Option (Right to Buy) · Derivative 3,900 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-17-000035 · edgar.xml · derivative · entry 3

RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 3,900 shares

Expires 2027-01-26

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 26, 2018.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:47 UTC
RICE CHARLES L JR"Officer" Under Sec. 16 Rules
GrantCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0000065984-17-000035 · edgar.xml · nonDerivative · entry 1

RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,664

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 26, 2018.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:49 UTC
WEST RODERICK KExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 29,200 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-17-000039 · edgar.xml · derivative · entry 3

WEST RODERICK K · CIK 0001261751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,200

Underlying: Common Stock · 29,200 shares

Expires 2027-01-26

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 26, 2018.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:49 UTC
WEST RODERICK KExecutive Vice President
GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0000065984-17-000039 · edgar.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,364

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 26, 2018.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:49 UTC
VINCI DONALD WEVP & Chief Admin. Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 24,500 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-17-000038 · edgar.xml · derivative · entry 3

VINCI DONALD W · CIK 0001585584 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

Underlying: Common Stock · 24,500 shares

Expires 2027-01-26

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 26, 2018.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:49 UTC
VINCI DONALD WEVP & Chief Admin. Officer
GrantCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0000065984-17-000038 · edgar.xml · nonDerivative · entry 1

VINCI DONALD W · CIK 0001585584 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,747

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 26, 2018.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:48 UTC
Rowley Andrea Lyn CoughlinSVP, Human Resources
GrantEmployee Stock Option (Right to Buy) · Derivative 6,200 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-17-000037 · edgar.xml · derivative · entry 2

Rowley Andrea Lyn Coughlin · CIK 0001685029 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Underlying: Common Stock · 6,200 shares

Expires 2027-01-26

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 26, 2018.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:48 UTC
Rowley Andrea Lyn CoughlinSVP, Human Resources
GrantCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000065984-17-000037 · edgar.xml · nonDerivative · entry 1

Rowley Andrea Lyn Coughlin · CIK 0001685029 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 26, 2018.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:48 UTC
Riley Richard C"Officer" Under Sec. 16 Rules
GrantEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-17-000036 · edgar.xml · derivative · entry 3

Riley Richard C · CIK 0001673219 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2027-01-26

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 26, 2018.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:48 UTC
Riley Richard C"Officer" Under Sec. 16 Rules
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000065984-17-000036 · edgar.xml · nonDerivative · entry 1

Riley Richard C · CIK 0001673219 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,331

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 26, 2018.

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January 26, 2017 Filed Jan 30, 2017 22:47 UTC
Rainer Sallie T"Officer" Under Sec. 16 Rules
GrantEmployee Stock Option (Right to Buy) · Derivative 7,800 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-17-000034 · edgar.xml · derivative · entry 3

Rainer Sallie T · CIK 0001551112 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,800 shares

Expires 2027-01-26

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 26, 2018.

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January 26, 2017 Filed Jan 30, 2017 22:47 UTC
Rainer Sallie T"Officer" Under Sec. 16 Rules
GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0000065984-17-000034 · edgar.xml · nonDerivative · entry 1

Rainer Sallie T · CIK 0001551112 · "Officer" Under Sec. 16 Rules

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,077

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 26, 2018.

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January 26, 2017 Filed Jan 30, 2017 22:46 UTC
Mount Alyson MSVP & Chief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-17-000033 · edgar.xml · derivative · entry 3

Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2027-01-26

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 26, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.