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person · Reporting owner

WEST RODERICK K

Disclosed activity across 3 companies

Tapewire entity
88267
SEC CIK
0001261751

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENTERGY CORP /DE/ETR · Entity 221Group President, Utility OpsAugust 15, 2024August 16, 2024
ENTERGY TEXAS, INC.ETI-PR · Entity 8966Director · Group President, Utility OpsSeptember 17, 2019July 01, 2022
Essential Utilities, Inc.WTRG · Entity 3473DirectorJune 21, 2024June 24, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENTERGY CORP /DE/

Report date August 15, 2024 · Filed August 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,598 Reported balance After 2024-08-15 transaction · row 1
1 source row

Row 1 · 2024-08-15 · Sale · Disposed 17,119 · Balance 40,598

F1: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $116.82 to $116.97. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)4,949 Reported balance Holding disclosure · report date 2024-08-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,949

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $116.82 to $116.97. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

ENTERGY TEXAS, INC.

Report date September 17, 2019 · Filed July 01, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
5.375% Series A Preferred StockSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2019-09-17 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Essential Utilities, Inc.

Report date June 21, 2024 · Filed June 24, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,071 Reported balance After 2024-06-21 transaction · row 1
1 source row

Row 1 · 2024-06-21 · Grant · Acquired 3,259 · Balance 4,071

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2024 Filed Aug 16, 2024 20:04 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 17,119 $116.84 $2,000,183.96
Disclosure

SEC source: 0001127602-24-022349 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,598

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $116.82 to $116.97. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 20:35 UTC Essential Utilities, Inc. WTRG · Entity 3473 GrantCommon Stock 3,259 $36.82 $119,996.38
Disclosure

SEC source: 0001127602-24-019160 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,071

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:23 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 2,618 $108.16 $283,162.88
Disclosure

SEC source: 0001127602-24-018561 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,717

F1 · balance_after: Includes 72 shares of Entergy common stock acquired through the dividend reinvestment feature of Entergy's equity ownership plans.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:45 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionRestricted Stock Units · Derivative 6,004 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-017712 · form4.xml · derivative · entry 3

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,008

Underlying: Common Stock · 6,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Entergy Corporation common stock.

F3 · derivative.exercise_date: The restricted stock units were granted to the Reporting Person on November 10, 2022 and vest in three equal annual installments. The first installment vested on June 1, 2024 and the remaining installments will vest on June 1, 2025 and on June 1, 2026.

F3 · derivative.expiration_date: The restricted stock units were granted to the Reporting Person on November 10, 2022 and vest in three equal annual installments. The first installment vested on June 1, 2024 and the remaining installments will vest on June 1, 2025 and on June 1, 2026.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:45 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionCommon Stock 6,004 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-017712 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 79 shares of Entergy common stock acquired through the dividend reinvestment feature of Entergy Corporation's equity ownership plans.

Read SEC document
January 28, 2024 Filed Jan 30, 2024 21:26 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 608 $99.31 $60,380.48
Disclosure

SEC source: 0001127602-24-002641 · form4.xml · nonDerivative · entry 3

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,180

Read SEC document
January 27, 2024 Filed Jan 30, 2024 21:26 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 596 $99.31 $59,188.76
Disclosure

SEC source: 0001127602-24-002641 · form4.xml · nonDerivative · entry 2

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,788

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:26 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 529 $99.31 $52,534.99
Disclosure

SEC source: 0001127602-24-002641 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,384

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:53 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantEmployee Stock Option (Right to Buy · Derivative 17,755 $0.00 Strike: $99.08 $0.00
Disclosure

SEC source: 0001127602-24-002529 · form4.xml · derivative · entry 3

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,755

Underlying: ETR Common · 17,755 shares

Expires 2034-01-25

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 25, 2025.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:53 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 3,232 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002529 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,913

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 25, 2025.

Read SEC document
January 18, 2024 Filed Jan 23, 2024 00:24 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 4,062 $98.86 $401,569.32
Disclosure

SEC source: 0001127602-24-001872 · form4.xml · nonDerivative · entry 3

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,681

F2 · balance_after: Includes 332 shares of Entergy common stock acquired through the dividend reinvestment feature of Entergy Corporation's equity ownership plans.

Read SEC document
January 18, 2024 Filed Jan 23, 2024 00:24 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 12,632 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-001872 · form4.xml · nonDerivative · entry 2

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,743

F1 · kind: Settlement of long-term performance units issued under the 2019 Entergy Corporation Omnibus Incentive Plan.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:45 UTC Essential Utilities, Inc. WTRG · Entity 3473 GrantCommon Stock 812 $36.95 $29,999.34
Disclosure

SEC source: 0001127602-23-030301 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 812

Read SEC document
January 30, 2023 Filed Feb 1, 2023 23:07 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 357 $107.69 $38,445.33
Disclosure

SEC source: 0001062993-23-001835 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,779

Read SEC document
January 28, 2023 Filed Jan 31, 2023 23:24 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 382 $108.71 $41,527.22
Disclosure

SEC source: 0001062993-23-001756 · form4.xml · nonDerivative · entry 2

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,136

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:24 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 373 $108.71 $40,548.83
Disclosure

SEC source: 0001062993-23-001756 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,518

Read SEC document
January 26, 2023 Filed Jan 30, 2023 23:22 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantEmployee Stock Option (Right to Buy) · Derivative 18,235 $0.00 Strike: $108.47 $0.00
Disclosure

SEC source: 0001062993-23-001629 · form4.xml · derivative · entry 3

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,235

Underlying: Common Stock · 18,235 shares

Expires 2033-01-26

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 26, 2024.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 23:22 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 3,483 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001629 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,891

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 26, 2024.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 23:02 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 777 $107.59 $83,597.43
Disclosure

SEC source: 0001062993-23-001221 · form4.xml · nonDerivative · entry 2

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,408

Read SEC document
January 18, 2023 Filed Jan 20, 2023 23:02 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 2,503 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001221 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,185

F1 · kind: Settlement of long-term performance units issued under the 2019 Entergy Corporation Omnibus Incentive Plan.

F2 · balance_after: Includes 277 shares of Entergy common stock acquired through the dividend reinvestment feature of Entergy's equity ownership plans.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 23:06 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantRestricted Stock Units · Derivative 18,012 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022120 · form4.xml · derivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,012

Underlying: Common Stock · 18,012 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Entergy Corporation common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on June 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on June 1, 2024.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 00:08 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 614 $111.77 $68,626.78
Disclosure

SEC source: 0001062993-22-002308 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,405

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:08 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 561 $111.16 $62,360.76
Disclosure

SEC source: 0001062993-22-002123 · form4.xml · nonDerivative · entry 2

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,019

Read SEC document
January 28, 2022 Filed Feb 2, 2022 00:08 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 525 $111.16 $58,359.00
Disclosure

SEC source: 0001062993-22-002123 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,580

Read SEC document
January 27, 2022 Filed Feb 1, 2022 00:29 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantEmployee Stock Option (Right to Buy) · Derivative 24,740 $0.00 Strike: $109.59 $0.00
Disclosure

SEC source: 0001062993-22-001912 · form4.xml · derivative · entry 3

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,740

Underlying: Common Stock · 24,740 shares

Expires 2032-01-27

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 27, 2023.

Read SEC document
January 27, 2022 Filed Feb 1, 2022 00:29 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 3,785 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001912 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,105

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 27, 2023.

Read SEC document
January 19, 2022 Filed Jan 22, 2022 00:02 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 4,675 $110.35 $515,886.25
Disclosure

SEC source: 0001062993-22-001428 · form4.xml · nonDerivative · entry 2

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,320

Read SEC document
January 19, 2022 Filed Jan 22, 2022 00:02 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 13,296 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001428 · form4.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,995

F1 · kind: Settlement of long-term performance units issued under the 2015 Entergy Corporation Equity Ownership Plan.

F2 · balance_after: Includes 289 shares of Entergy Corporation common stock acquired pursuant to the dividend reinvestment feature of Entergy's equity ownership plans.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:51 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 610 $95.88 $58,486.80
Disclosure

SEC source: 0000065984-21-000082 · edgar.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,410

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:34 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 522 $95.33 $49,762.26
Disclosure

SEC source: 0000065984-21-000068 · edgar.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,020

Read SEC document
January 28, 2021 Filed Feb 1, 2021 22:12 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantEmployee Stock Option (Right to Buy) · Derivative 26,752 $0.00 Strike: $95.87 $0.00
Disclosure

SEC source: 0000065984-21-000053 · edgar.xml · derivative · entry 3

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,752

Underlying: Common Stock · 26,752 shares

Expires 2031-01-28

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 22:12 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 3,719 $0.00 $0.00
Disclosure

SEC source: 0000065984-21-000053 · edgar.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,542

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 28, 2022.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 00:34 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 874 $94.75 $82,811.50
Disclosure

SEC source: 0000065984-21-000038 · edgar.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,823

Read SEC document
January 19, 2021 Filed Jan 22, 2021 00:56 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 3,452 $95.12 $328,354.24
Disclosure

SEC source: 0000065984-21-000025 · edgar.xml · nonDerivative · entry 3

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,697

Read SEC document
January 19, 2021 Filed Jan 22, 2021 00:56 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 11,048 $0.00 $0.00
Disclosure

SEC source: 0000065984-21-000025 · edgar.xml · nonDerivative · entry 2

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,149

F1 · kind: Settlement of long-term performance units issued under the 2015 Entergy Corporation Equity Ownership Plan.

F2 · balance_after: Includes 277 shares of Entergy Corporation common stock acquired pursuant to the dividend reinvestment feature of Entergy's equity ownership plans.

Read SEC document
February 24, 2020 Filed Jan 22, 2021 00:56 UTC ENTERGY CORP /DE/ ETR · Entity 221 GiftCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0000065984-21-000025 · edgar.xml · nonDerivative · entry 1

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,824

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 23,000 $0.00 Strike: $89.90 $0.00
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · derivative · entry 24

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: The options vested in three equal annual installments on January 29, 2016, 2017 and 2018.

F15 · derivative.expiration_date: The options vested in three equal annual installments on January 29, 2016, 2017 and 2018.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,667 $0.00 Strike: $70.56 $0.00
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · derivative · entry 23

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: The options vested on January 28, 2019.

F14 · derivative.expiration_date: The options vested on January 28, 2019.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,467 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · derivative · entry 22

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The options vested in two equal annual installments on January 26, 2019 and 2020.

F13 · derivative.expiration_date: The options vested in two equal annual installments on January 26, 2019 and 2020.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 28,333 $0.00 Strike: $78.08 $0.00
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · derivative · entry 21

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,167

Underlying: Common Stock · 28,333 shares

Expires 2028-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,782 $0.00 Strike: $89.19 $0.00
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · derivative · entry 20

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,564

Underlying: Common Stock · 12,782 shares

Expires 2029-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 8,600 $131.38 $1,129,868.00
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 18

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,204

F12 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.03 to $131.89. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 33,217 $130.69 $4,341,129.73
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 17

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,804

F11 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.03 to $130.97. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 3,800 $131.40 $499,320.00
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 16

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,021

F10 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.03 to $131.89. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 19,200 $130.35 $2,502,720.00
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 15

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,821

F9 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.00 to $130.97. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionCommon Stock 23,000 $89.90 $2,067,700.00
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 14

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 3,498 $131.43 $459,742.14
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 13

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,021

F8 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.03 to $131.88. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 10,169 $130.43 $1,326,342.67
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 12

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,519

F7 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.01 to $130.98. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionCommon Stock 13,667 $70.56 $964,343.52
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 11

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 21, 2020 Filed Feb 24, 2020 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 SaleCommon Stock 3,100 $131.42 $407,402.00
Disclosure

SEC source: 0000065984-20-000079 · edgar.xml · nonDerivative · entry 10

WEST RODERICK K · CIK 0001261751 · Group President, Utility Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,021

F6 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.03 to $131.84. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.