Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Adhera Therapeutics, Inc.ATRX · Entity 127789 | Director | July 10, 2020 | April 28, 2022 |
| THERALINK TECHNOLOGIES, INC.OBMP · Entity 94673 | Director | April 24, 2019 | April 30, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Adhera Therapeutics, Inc.
Report date July 10, 2020 · Filed April 28, 2022
This filing explicitly reported no securities owned.
THERALINK TECHNOLOGIES, INC.
Report date April 24, 2019 · Filed April 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2029-04-24 | Direct | 3,000,000 |
Reported balance
After 2019-04-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-24 · Grant · Acquired 3,000,000 · Balance 3,000,000 F1: Options issued as compensation approved by the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Options issued as compensation approved by the Issuer's Board of Directors.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ENTERGY CORP /DE/
Report date January 29, 2018 · Filed April 24, 2019 · Amendment
Section 16 reporting ended · disclosed 2019-04-24. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,177 |
Reported balance
After 2018-01-29 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-01-29 · Tax withholding · Disposed 137 · Balance 4,177 F1: This amended Form 4 is being filed to set forth a transaction date of Monday, January 29, 2018 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 28, 2018, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange trading day of January 29, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: This amended Form 4 is being filed to set forth a transaction date of Monday, January 29, 2018 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 28, 2018, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange trading day of January 29, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2019 Filed Apr 30, 2019 17:55 UTC | THERALINK TECHNOLOGIES, INC. OBMP · Entity 94673 | GrantEmployee Stock Option (right to buy) · Derivative | 3,000,000 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001493152-19-006202 · ownership.xml · derivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock · 3,000,000 shares Expires 2029-04-24 F1 · price: Options issued as compensation approved by the Issuer's Board of Directors. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 22:17 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,300 | $0.00 Strike: $70.53 | $0.00 |
DisclosureSEC source: 0000065984-18-000194 · edgar.xml · derivative · entry 7 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 Underlying: Common Stock · 1,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested on January 26, 2018. F5 · derivative.expiration_date: The options vested on January 26, 2018. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 22:17 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,466 | $0.00 Strike: $70.56 | $0.00 |
DisclosureSEC source: 0000065984-18-000194 · edgar.xml · derivative · entry 6 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,234 Underlying: Common Stock · 4,466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in two equal annual installments on January 28, 2017 and 2018. F4 · derivative.expiration_date: The options vested in two equal annual installments on January 28, 2017 and 2018. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 22:17 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 1,300 | $82.69 | $107,497.00 |
DisclosureSEC source: 0000065984-18-000194 · edgar.xml · nonDerivative · entry 4 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,171 F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $82.66 to $82.73. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 22:17 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 1,300 | $70.53 | $91,689.00 |
DisclosureSEC source: 0000065984-18-000194 · edgar.xml · nonDerivative · entry 3 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 22:17 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 4,466 | $82.70 | $369,338.20 |
DisclosureSEC source: 0000065984-18-000194 · edgar.xml · nonDerivative · entry 2 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,171 F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $82.65 to $82.77. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 22:17 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 4,466 | $70.56 | $315,120.96 |
DisclosureSEC source: 0000065984-18-000194 · edgar.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 61 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 32 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plans. Read SEC document |
| May 09, 2018 Filed May 11, 2018 16:54 UTC | THERALINK TECHNOLOGIES, INC. OBMP · Entity 94673 | GrantOption (right to buy) · Derivative | 3,000,000 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001493152-18-006671 · form4.xml · derivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350,000 Underlying: Common Stock · 3,000,000 shares Expires 2028-05-09 F1 · price: Options issued as compensation approved by the Issuer's Board of Directors. Read SEC document |
| May 09, 2018 Filed Mar 14, 2019 17:52 UTC Amendment | THERALINK TECHNOLOGIES, INC. OBMP · Entity 94673 | GrantStock Option (right to buy) · Derivative | 3,000,000 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001493152-19-003377 · ownership.xml · derivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock · 3,000,000 shares Expires 2028-05-09 F1 · price: Options issued as compensation approved by the Issuer's Board of Directors. F2 · balance_after: This form is being amended because the original Form 4 aggregated the two grants listed above as the same class of options, when they are actually two separate classes. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 23:28 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 99 | $78.63 | $7,784.37 |
DisclosureSEC source: 0000065984-18-000056 · edgar.xml · nonDerivative · entry 2 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,078 Read SEC document |
| January 29, 2018 Filed Apr 24, 2019 21:30 UTC Amendment | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 137 | $78.63 | $10,772.31 |
DisclosureSEC source: 0000065984-19-000168 · edgar.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,177 F1 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 29, 2018 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 28, 2018, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange trading day of January 29, 2018. Read SEC document |
| January 28, 2018 Filed Jan 31, 2018 23:28 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 137 | $78.63 | $10,772.31 |
DisclosureSEC source: 0000065984-18-000056 · edgar.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,177 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 23:00 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 67 | $78.29 | $5,245.43 |
DisclosureSEC source: 0000065984-18-000043 · edgar.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,314 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:25 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantEmployee Stock Option (Right to Buy) · Derivative | 400 | $0.00 Strike: $78.08 | $0.00 |
DisclosureSEC source: 0000065984-18-000027 · edgar.xml · derivative · entry 3 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2028-01-25 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 25, 2019. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:25 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-18-000027 · edgar.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,381 F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 25, 2019. Read SEC document |
| January 17, 2018 Filed Jan 20, 2018 00:06 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 176 | $78.51 | $13,817.76 |
DisclosureSEC source: 0000065984-18-000012 · edgar.xml · nonDerivative · entry 2 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,781 Read SEC document |
| January 17, 2018 Filed Jan 20, 2018 00:06 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-18-000012 · edgar.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,957 F1 · kind: Settlement of long-term performance units issued under the 2011 Entergy Corporation Equity Ownership Plan. F2 · balance_after: Includes 18 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 17 shares of Entergy common stock acquired pursuant to the dividend reinvestment feature of Entergy Corporation's equity ownership plans. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:37 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,734 | $0.00 Strike: $63.17 | $0.00 |
DisclosureSEC source: 0000065984-17-000231 · edgar.xml · derivative · entry 10 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,466 Underlying: Common Stock · 1,734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options vested in three equal annual installments on January 30, 2015, 2016 and 2017. F7 · derivative.expiration_date: The options vested in three equal annual installments on January 30, 2015, 2016 and 2017. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:37 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,600 | $0.00 Strike: $71.30 | $0.00 |
DisclosureSEC source: 0000065984-17-000231 · edgar.xml · derivative · entry 9 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vested in three equal annual installments on January 26, 2013, 2014 and 2015. F6 · derivative.expiration_date: The options vested in three equal annual installments on January 26, 2013, 2014 and 2015. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:37 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,900 | $0.00 Strike: $72.79 | $0.00 |
DisclosureSEC source: 0000065984-17-000231 · edgar.xml · derivative · entry 8 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested in three equal annual installments on January 27, 2012, 2013 and 2014. F5 · derivative.expiration_date: The options vested in three equal annual installments on January 27, 2012, 2013 and 2014. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:37 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 1,734 | $86.23 | $149,522.82 |
DisclosureSEC source: 0000065984-17-000231 · edgar.xml · nonDerivative · entry 6 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,416 F4 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $86.13 to $86.38. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:37 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 1,734 | $63.17 | $109,536.78 |
DisclosureSEC source: 0000065984-17-000231 · edgar.xml · nonDerivative · entry 5 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:37 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 4,600 | $86.25 | $396,750.00 |
DisclosureSEC source: 0000065984-17-000231 · edgar.xml · nonDerivative · entry 4 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,416 F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $86.11 to $86.41. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:37 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 4,600 | $71.30 | $327,980.00 |
DisclosureSEC source: 0000065984-17-000231 · edgar.xml · nonDerivative · entry 3 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:37 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 2,900 | $86.24 | $250,096.00 |
DisclosureSEC source: 0000065984-17-000231 · edgar.xml · nonDerivative · entry 2 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,416 F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $86.01 to $86.42. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:37 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 2,900 | $72.79 | $211,091.00 |
DisclosureSEC source: 0000065984-17-000231 · edgar.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 30 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 18 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plans. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 20:06 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 1,000 | $78.95 | $78,950.00 |
DisclosureSEC source: 0000065984-17-000184 · edgar.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,368 F1 · balance_after: Includes 59 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 35 shares of Entergy common stock acquired through the dividend reinvestment feature of Entergy Corporation's equity ownership plans. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 08:51 UTC | THERALINK TECHNOLOGIES, INC. OBMP · Entity 94673 | GrantEmployee Stock Option (right to buy) · Derivative | 350,000 | Not disclosed Strike: $0.27 | Not disclosed |
DisclosureSEC source: 0001493152-17-004211 · form4.xml · derivative · entry 2 RICE CHARLES L JR · CIK 0001494280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2027-04-17 F1 · price: Shares issued as compensation approved by the Issuer's Board of Directors. Read SEC document |
| April 17, 2017 Filed Mar 14, 2019 17:52 UTC Amendment | THERALINK TECHNOLOGIES, INC. OBMP · Entity 94673 | GrantStock Option (right to buy) · Derivative | 350,000 | Not disclosed Strike: $0.27 | Not disclosed |
DisclosureSEC source: 0001493152-19-003377 · ownership.xml · derivative · entry 2 RICE CHARLES L JR · CIK 0001494280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2027-04-17 F1 · price: Options issued as compensation approved by the Issuer's Board of Directors. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:50 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 166 | $70.61 | $11,721.26 |
DisclosureSEC source: 0000065984-17-000051 · edgar.xml · nonDerivative · entry 3 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,274 Read SEC document |
| January 30, 2017 Filed Apr 24, 2019 21:21 UTC Amendment | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 103 | $70.61 | $7,272.83 |
DisclosureSEC source: 0000065984-19-000154 · edgar.xml · nonDerivative · entry 2 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,440 F2 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 30, 2017 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 29, 2017, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of the Plan the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding NYSE trading day of January 30, 2017. Read SEC document |
| January 30, 2017 Filed Apr 24, 2019 21:21 UTC Amendment | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 121 | $70.61 | $8,543.81 |
DisclosureSEC source: 0000065984-19-000154 · edgar.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,543 F1 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 30, 2017 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Saturday, January 28, 2017, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange ("NYSE") trading day of January 30, 2017. Read SEC document |
| January 29, 2017 Filed Feb 1, 2017 23:50 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 103 | $70.61 | $7,272.83 |
DisclosureSEC source: 0000065984-17-000051 · edgar.xml · nonDerivative · entry 2 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,440 Read SEC document |
| January 28, 2017 Filed Feb 1, 2017 23:50 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 121 | $70.61 | $8,543.81 |
DisclosureSEC source: 0000065984-17-000051 · edgar.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,543 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:47 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantEmployee Stock Option (Right to Buy) · Derivative | 3,900 | $0.00 Strike: $70.53 | $0.00 |
DisclosureSEC source: 0000065984-17-000035 · edgar.xml · derivative · entry 3 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Common Stock · 3,900 shares Expires 2027-01-26 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 26, 2018. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:47 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-17-000035 · edgar.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,664 F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 26, 2018. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:58 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 340 | $71.89 | $24,442.60 |
DisclosureSEC source: 0000065984-17-000017 · edgar.xml · nonDerivative · entry 2 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,114 Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:58 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-17-000017 · edgar.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · "Officer" Under Sec. 16 Rules 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,454 F1 · kind: Settlement of long-term performance units issued under the 2011 Entergy Corporation Equity Ownership Plan (the "EOP"). F2 · balance_after: Includes 40 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 49 shares of Entergy common stock acquired pursuant to a dividend reinvestment feature of the EOP. Read SEC document |
| November 18, 2015 Filed Apr 20, 2017 08:51 UTC | THERALINK TECHNOLOGIES, INC. OBMP · Entity 94673 | GrantCommon Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-17-004211 · form4.xml · nonDerivative · entry 1 RICE CHARLES L JR · CIK 0001494280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F1 · kind: Shares issued as compensation approved by the Issuer's Board of Directors. F1 · price: Shares issued as compensation approved by the Issuer's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.