Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERGY CORP /DE/ETR · Entity 221 | SVP & Chief Accounting Officer | January 29, 2018 | April 24, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERGY CORP /DE/
Report date January 29, 2018 · Filed April 24, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,336 |
Reported balance
After 2018-01-29 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-01-29 · Tax withholding · Disposed 210 · Balance 13,336 F1: This amended Form 4 is being filed to set forth a transaction date of Monday, January 29, 2018 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 28, 2018, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange trading day of January 29, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: This amended Form 4 is being filed to set forth a transaction date of Monday, January 29, 2018 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 28, 2018, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange trading day of January 29, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2019 Filed Feb 4, 2019 23:45 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantEmployee Stock Option (Right to Buy) · Derivative | 6,800 | $0.00 Strike: $89.19 | $0.00 |
DisclosureSEC source: 0000065984-19-000063 · edgar.xml · derivative · entry 3 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock · 6,800 shares Expires 2029-01-31 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 31, 2020. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:45 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-19-000063 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,784 F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 31, 2020. Read SEC document |
| January 28, 2019 Filed Jan 31, 2019 00:11 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 196 | $86.51 | $16,955.96 |
DisclosureSEC source: 0000065984-19-000049 · edgar.xml · nonDerivative · entry 2 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,884 Read SEC document |
| January 28, 2019 Filed Jan 31, 2019 00:11 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 229 | $86.51 | $19,810.79 |
DisclosureSEC source: 0000065984-19-000049 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,080 Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 23:57 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 125 | $87.10 | $10,887.50 |
DisclosureSEC source: 0000065984-19-000036 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,309 Read SEC document |
| January 17, 2019 Filed Jan 23, 2019 00:02 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 1,067 | $86.03 | $91,794.01 |
DisclosureSEC source: 0000065984-19-000020 · edgar.xml · nonDerivative · entry 2 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,434 Read SEC document |
| January 17, 2019 Filed Jan 23, 2019 00:02 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 3,362 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-19-000020 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,501 F1 · kind: Settlement of long-term performance units issued under the 2015 Entergy Corporation Equity Ownership Plan ("EOP"). F2 · balance_after: Includes 121 shares of Entergy common stock acquired pursuant to the dividend reinvestment feature of the EOP. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:54 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,166 | $0.00 Strike: $70.53 | $0.00 |
DisclosureSEC source: 0000065984-18-000085 · edgar.xml · derivative · entry 7 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 4,166 shares Expires 2027-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested on January 26, 2018. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:54 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $70.56 | $0.00 |
DisclosureSEC source: 0000065984-18-000085 · edgar.xml · derivative · entry 6 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 7,000 shares Expires 2026-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in two equal annual installments on January 28, 2017 and 2018. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:54 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 3,878 | $78.50 | $304,423.00 |
DisclosureSEC source: 0000065984-18-000085 · edgar.xml · nonDerivative · entry 4 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,018 F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $78.41 to $78.65. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:54 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 4,166 | $70.53 | $293,827.98 |
DisclosureSEC source: 0000065984-18-000085 · edgar.xml · nonDerivative · entry 3 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:54 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 6,518 | $78.50 | $511,663.00 |
DisclosureSEC source: 0000065984-18-000085 · edgar.xml · nonDerivative · entry 2 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,730 F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $78.41 to $78.65. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:54 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Exercise / conversionCommon Stock | 7,000 | $70.56 | $493,920.00 |
DisclosureSEC source: 0000065984-18-000085 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 21 shares of Entergy Corporation common stock acquired through the dividend reinvestment feature of Entergy Corporation's 2015 Equity Ownership Plan. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 23:27 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 109 | $78.63 | $8,570.67 |
DisclosureSEC source: 0000065984-18-000054 · edgar.xml · nonDerivative · entry 2 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,227 Read SEC document |
| January 29, 2018 Filed Apr 24, 2019 21:28 UTC Amendment | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 210 | $78.63 | $16,512.30 |
DisclosureSEC source: 0000065984-19-000166 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,336 F1 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 29, 2018 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 28, 2018, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange trading day of January 29, 2018. Read SEC document |
| January 28, 2018 Filed Jan 31, 2018 23:27 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 210 | $78.63 | $16,512.30 |
DisclosureSEC source: 0000065984-18-000054 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,336 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:59 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 215 | $78.29 | $16,832.35 |
DisclosureSEC source: 0000065984-18-000041 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,546 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:23 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $78.08 | $0.00 |
DisclosureSEC source: 0000065984-18-000025 · edgar.xml · derivative · entry 3 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2028-01-25 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 25, 2019. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:23 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-18-000025 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,761 F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 25, 2019. Read SEC document |
| January 17, 2018 Filed Jan 20, 2018 00:00 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 249 | $78.51 | $19,548.99 |
DisclosureSEC source: 0000065984-18-000010 · edgar.xml · nonDerivative · entry 2 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,561 Read SEC document |
| January 17, 2018 Filed Jan 20, 2018 00:00 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 716 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-18-000010 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,810 F1 · kind: Settlement of long-term performance units issued under the 2011 Entergy Corporation Equity Ownership Plan. F2 · balance_after: Includes 38 shares of Entergy common stock acquired pursuant to the dividend reinvestment feature of Entergy Corporation's equity ownership plans. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:39 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | OtherCommon Stock | 2,472 | $86.83 | $214,643.76 |
DisclosureSEC source: 0000065984-17-000250 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 23:49 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 237 | $70.61 | $16,734.57 |
DisclosureSEC source: 0000065984-17-000049 · edgar.xml · nonDerivative · entry 3 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,936 Read SEC document |
| January 30, 2017 Filed Apr 24, 2019 21:19 UTC Amendment | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 115 | $70.61 | $8,120.15 |
DisclosureSEC source: 0000065984-19-000152 · edgar.xml · nonDerivative · entry 2 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,173 F2 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 30, 2017 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Sunday, January 29, 2017, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of the Plan the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding NYSE trading day of January 30, 2017. Read SEC document |
| January 30, 2017 Filed Apr 24, 2019 21:19 UTC Amendment | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 224 | $70.61 | $15,816.64 |
DisclosureSEC source: 0000065984-19-000152 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,288 F1 · date: This amended Form 4 is being filed to set forth a transaction date of Monday, January 30, 2017 for the shares withheld to satisfy tax obligations that arose in connection with the vesting of a grant of restricted stock to the reporting person. The transaction date provided in the original Form 4 was Saturday, January 28, 2017, the date on which the shares of restricted stock vested, triggering the tax withholding. However, pursuant to the terms of Entergy's equity ownership plan (the "Plan), the number of shares to be withheld for taxes is based on the "Fair Market Value" of Entergy's common stock, which under the terms of the Plan, could not be determined until the close of business on the next succeeding New York Stock Exchange ("NYSE") trading day of January 30, 2017. Read SEC document |
| January 29, 2017 Filed Feb 1, 2017 23:49 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 115 | $70.61 | $8,120.15 |
DisclosureSEC source: 0000065984-17-000049 · edgar.xml · nonDerivative · entry 2 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,173 Read SEC document |
| January 28, 2017 Filed Feb 1, 2017 23:49 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 224 | $70.61 | $15,816.64 |
DisclosureSEC source: 0000065984-17-000049 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,288 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:46 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantEmployee Stock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $70.53 | $0.00 |
DisclosureSEC source: 0000065984-17-000033 · edgar.xml · derivative · entry 3 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2027-01-26 F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 26, 2018. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:46 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-17-000033 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,512 F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 26, 2018. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:57 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | Tax withholdingCommon Stock | 479 | $71.89 | $34,435.31 |
DisclosureSEC source: 0000065984-17-000015 · edgar.xml · nonDerivative · entry 2 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,712 Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:57 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 1,269 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-17-000015 · edgar.xml · nonDerivative · entry 1 Mount Alyson M · CIK 0001551110 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,191 F1 · kind: Settlement of long-term performance units issued under the 2011 Entergy Corporation Equity Ownership Plan (the "EOP"). F2 · balance_after: Includes 158 shares of Entergy common stock acquired pursuant to a dividend reinvestment feature of the EOP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.