Last 12 months
Inside the activity.
1 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2017 Filed Jul 28, 2017 22:43 UTC Amendment |
Garrett MaryDirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010807 · edgar.xml · derivative · entry 2 Garrett Mary · CIK 0001663588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: common stock · 3,247 shares Expires 2027-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 22:40 UTC Amendment |
Schmotter James W.Director
|
Exercise / conversionStock Options (right to buy) · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010805 · edgar.xml · derivative · entry 2 Schmotter James W. · CIK 0001490397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: common stock · 3,247 shares Expires 2027-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 22:38 UTC Amendment |
Stacom Tara I.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010803 · edgar.xml · derivative · entry 2 Stacom Tara I. · CIK 0001654696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: common stock · 3,247 shares Expires 2017-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest rabably over three years Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 22:27 UTC Amendment |
Carlson James B.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010801 · edgar.xml · derivative · entry 2 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,568 Underlying: common stock · 3,247 shares Expires 2017-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 22:18 UTC Amendment |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GrantCommon Stock | 16,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010796 · edgar.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,136,117 F2 · kind: Represents 16,234 shares of common stock issuable upon the vesting of restricted stock units granted to the Reporting Person on July 26, 2017 under the Ethan Allen Interiors Inc. Stock Incentive Plan (the "RSUs"). The RSUs vest in two equal annual installments starting on the first anniversary of the date of grant. F2 · price: Represents 16,234 shares of common stock issuable upon the vesting of restricted stock units granted to the Reporting Person on July 26, 2017 under the Ethan Allen Interiors Inc. Stock Incentive Plan (the "RSUs"). The RSUs vest in two equal annual installments starting on the first anniversary of the date of grant. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 22:18 UTC Amendment |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GrantCommon Stock | 59,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010796 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,119,883 F1 · kind: Represent shares earned by the Reporting Person for no consideration upon the vesting of performance stock units previously granted to the Reporting Person under the Ethan Allen Interiors Inc. Stock Incentive Plan (the "PSUs"). The vesting of the PSUs was subject to certain performance targets upon the certification of performance by the Issuer's compensation committee on July 26, 2017. F1 · price: Represent shares earned by the Reporting Person for no consideration upon the vesting of performance stock units previously granted to the Reporting Person under the Ethan Allen Interiors Inc. Stock Incentive Plan (the "PSUs"). The vesting of the PSUs was subject to certain performance targets upon the certification of performance by the Issuer's compensation committee on July 26, 2017. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 20:33 UTC |
Schmotter James W.Director
|
Exercise / conversionStock Options (right to buy) · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010783 · edgar.xml · derivative · entry 1 Schmotter James W. · CIK 0001490397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: common stock · 3,247 shares Expires 2027-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 20:33 UTC |
Stacom Tara I.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010784 · edgar.xml · derivative · entry 1 Stacom Tara I. · CIK 0001654696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: common stock · 3,247 shares Expires 2017-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest rabably over three years Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 20:33 UTC |
Garrett MaryDirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010782 · edgar.xml · derivative · entry 1 Garrett Mary · CIK 0001663588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: common stock · 3,247 shares Expires 2027-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 20:32 UTC |
Esposito Domenick J.Director
|
Exercise / conversionStock Options · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010781 · edgar.xml · derivative · entry 1 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: common stock · 3,247 shares Expires 2027-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 20:32 UTC |
DOONER JOHN J JRDirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010780 · edgar.xml · derivative · entry 1 DOONER JOHN J JR · CIK 0001214319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: common stock · 3,247 shares Expires 2017-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 14:31 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
Exercise / conversioncommon stock | 59,211 | $30.80 | $1,823,698.80 |
DisclosureSEC source: 0001179110-17-010757 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,119,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 20:32 UTC |
Carlson James B.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010779 · edgar.xml · derivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,568 Underlying: common stock · 3,247 shares Expires 2017-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| July 26, 2017 Filed Aug 9, 2017 21:08 UTC Amendment |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
Tax withholdingCommon Stock | 35,714 | $30.80 | $1,099,991.20 |
DisclosureSEC source: 0001179110-17-011296 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100,403 F1 · shares: Represents shares of common stock withheld by the Issuer, as permitted under the Ethan Allen Interiors Inc. Stock Incentive Plan, to satisfy the Reporting Person's tax withholding obligation in connection with the vesting on July 26, 2017 of performance stock units previously granted to the Reporting Person. There was no open market sale of the common stock by the Reporting Person. F2 · price: Closing market price per share of the Issuer's common stock on the transaction date. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:23 UTC |
Esposito Domenick J.Director
|
PurchaseCommon Stock | 840 | $31.00 | $26,042.94 |
DisclosureSEC source: 0001179110-17-004986 · edgar.xml · nonDerivative · entry 1 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,840 Read SEC document |
| March 19, 2017 Filed Mar 21, 2017 20:22 UTC |
Carlson James B.Director
|
Exercise / conversionStock Options (right to buy) · Derivative | 1,160 | $0.00 Strike: $28.73 | $0.00 |
DisclosureSEC source: 0001179110-17-004985 · edgar.xml · derivative · entry 2 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,321 Underlying: Common Stock · 1,160 shares Expires 2025-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2017 Filed Mar 21, 2017 20:22 UTC |
Carlson James B.Director
|
Exercise / conversionStock Options (right to buy) | 1,160 | $28.73 | $33,326.80 |
DisclosureSEC source: 0001179110-17-004985 · edgar.xml · nonDerivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2017 Filed Aug 2, 2018 15:03 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 11,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010089 · edgar.xml · nonDerivative · entry 4 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Irfan Kathwari Foundation Disclosed balance after: 306,651 F4 · shares: Represents bonafide charitable gift to Western Connecticut State University. Read SEC document |
| December 16, 2016 Filed Dec 16, 2016 21:18 UTC |
Garrett MaryDirector
|
PurchaseCommon Stock | 200 | $36.96 | $7,392.40 |
DisclosureSEC source: 0001179110-16-033101 · edgar.xml · nonDerivative · entry 1 Garrett Mary · CIK 0001663588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:31 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032270 · edgar.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Irfan Kathwari Foundation Disclosed balance after: 317,682 Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:31 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032270 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,060,672 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC |
WHITELY COREYEVP Adm., CFO & Treas.
|
Exercise / conversionStock Options (right to buy) · Derivative | 7,000 | $0.00 Strike: $20.63 | $0.00 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · derivative · entry 7 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2022-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date indicated is the grant date and the options vest in four equal installments beginning on such date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC |
WHITELY COREYEVP Adm., CFO & Treas.
|
Exercise / conversionStock Options (right to buy) · Derivative | 6,000 | $0.00 Strike: $19.07 | $0.00 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · derivative · entry 6 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2021-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date indicated is the grant date and the options vest in four equal installments beginning on such date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC |
WHITELY COREYEVP Adm., CFO & Treas.
|
Exercise / conversionStock Options (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.74 | $0.00 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · derivative · entry 5 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date indicated is the grant date and the options vest in four equal installments beginning on such date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC |
WHITELY COREYEVP Adm., CFO & Treas.
|
Exercise / conversionStock Options (right to buy) · Derivative | 3,000 | $0.00 Strike: $17.60 | $0.00 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · derivative · entry 4 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2018-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date indicated is the grant date and the options vest in four equal installments beginning on such date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC |
WHITELY COREYEVP Adm., CFO & Treas.
|
Exercise / conversionStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $25.71 | $0.00 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · derivative · entry 3 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date indicated is the grant date and the options vest in four equal installments beginning on such date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC |
WHITELY COREYEVP Adm., CFO & Treas.
|
Tax withholdingStock Options (right to buy) | 20,043 | $33.96 | $680,660.28 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · nonDerivative · entry 2 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,874 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions as part of a cashless stock option exercise at prices ranging from $33.80 to $34.10, inclusive. The reporting person undertakes to provide to ETH, any security holder of ETH, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:31 UTC |
WHITELY COREYEVP Adm., CFO & Treas.
|
Exercise / conversionStock Options (right to buy) | 28,000 | $17.16 | $480,480.00 |
DisclosureSEC source: 0001179110-16-031779 · edgar.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported in Column 4 is a weighted average price. These stock options were exercised in multiple transactions at prices set forth in Table II, inclusive. The reporting person undertakes to provide to ETH, any security holder of ETH, or the staff of the SEC, upon request, full information regarding the number of options exercised at each separate price with the ranges set forth in this footnote. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:34 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031151 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100,672 F1 · shares: Gifts of 10,000 shares each made to four trusts. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 20:29 UTC |
Stacom Tara I.Director
|
PurchaseCommon Stock | 3,000 | $33.31 | $99,918.30 |
DisclosureSEC source: 0001179110-16-029931 · edgar.xml · nonDerivative · entry 1 Stacom Tara I. · CIK 0001654696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:31 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 2,599 | $32.07 | $83,336.94 |
DisclosureSEC source: 0001179110-16-029803 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Ifran Kathwari Foundation Disclosed balance after: 277,682 F1 · balance_after: Balance includes the following shares gifted from The Irfan Kathwari Foundation: 12,355 shares gifted on 3/19/2015; and 10,550 shares gifted on 3/30/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.