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Nasdaq · USD

ESTA

ESTABLISHMENT LABS HOLDINGS INC.

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Tapewire entity
4473
SEC CIK
0001688757
Parsed reports
301

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 2026010
May 2026012
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2023 Filed Mar 9, 2023 00:56 UTC
Chacon Quiros Juan JoseDirector · Chief Executive Officer
GrantCommon Shares 7,512 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007104 · wf-form4_167832340859896.xml · nonDerivative · entry 1

Chacon Quiros Juan Jose · CIK 0001742429 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,216

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 8,2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 17:02 UTC
Mansbach Samuel RossGC & Chief Compliance Officer
GrantStock Option (Right to buy) · Derivative 6,933 $0.00 Strike: $74.47 $0.00
Disclosure

SEC source: 0001944800-23-000001 · wf-form4_167831295728878.xml · derivative · entry 2

Mansbach Samuel Ross · CIK 0001944800 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,933

Underlying: Common Shares · 6,933 shares

Expires 2033-03-06

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on March 6, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 17:02 UTC
Mansbach Samuel RossGC & Chief Compliance Officer
GrantCommon Shares 2,860 $0.00 $0.00
Disclosure

SEC source: 0001944800-23-000001 · wf-form4_167831295728878.xml · nonDerivative · entry 1

Mansbach Samuel Ross · CIK 0001944800 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,860

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 6, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 17:09 UTC
Denhoy RajChief Financial Officer
GrantStock Option (Right to buy) · Derivative 7,238 $0.00 Strike: $74.47 $0.00
Disclosure

SEC source: 0001628280-23-007044 · wf-form4_167831336211100.xml · derivative · entry 2

Denhoy Raj · CIK 0001876083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,238

Underlying: Common Shares · 7,238 shares

Expires 2033-03-06

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on March 6, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 17:09 UTC
Denhoy RajChief Financial Officer
GrantCommon Shares 2,986 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007044 · wf-form4_167831336211100.xml · nonDerivative · entry 1

Denhoy Raj · CIK 0001876083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,194

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 6, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 22:03 UTC
Rodio Paul D.Chief Operating Officer
GrantStock Option (Right to buy) · Derivative 7,323 $0.00 Strike: $74.47 $0.00
Disclosure

SEC source: 0001956475-23-000001 · wf-form4_167831302121691.xml · derivative · entry 2

Rodio Paul D. · CIK 0001956475 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,323

Underlying: Common Shares · 7,323 shares

Expires 2033-03-06

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on March 6, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 22:03 UTC
Rodio Paul D.Chief Operating Officer
GrantCommon Shares 3,021 $0.00 $0.00
Disclosure

SEC source: 0001956475-23-000001 · wf-form4_167831302121691.xml · nonDerivative · entry 1

Rodio Paul D. · CIK 0001956475 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,021

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 6, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
March 06, 2023 Filed Mar 29, 2023 21:06 UTC Amendment
Rodio Paul D.Chief Operating Officer
OtherStock Option (Right to buy) · Derivative 0 $0.00 Strike: $74.47 $0.00
Disclosure

SEC source: 0001956475-23-000002 · wf-form4a_168012395315041.xml · derivative · entry 2

Rodio Paul D. · CIK 0001956475 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 0 shares

Expires 2033-03-06

F1 · kind: This Form 4 reporting an annual award of stock units and stock options under the Issuer's 2018 Equity Incentive Plan was filed in error. Mr. Rodio received a new hire grant at the time he began employment, as previously reported on a Form 4 filed on December 1, 2022. However, pursuant to the terms of his employment, he is not eligible for an additional annual equity award until 2024. As of the date of this amendment, Mr. Rodio beneficially owns no shares of the Issuer's common stock, and he continues to have an option to purchase 50,000 common shares of the Issuer.

F1 · derivative.exercise_date: This Form 4 reporting an annual award of stock units and stock options under the Issuer's 2018 Equity Incentive Plan was filed in error. Mr. Rodio received a new hire grant at the time he began employment, as previously reported on a Form 4 filed on December 1, 2022. However, pursuant to the terms of his employment, he is not eligible for an additional annual equity award until 2024. As of the date of this amendment, Mr. Rodio beneficially owns no shares of the Issuer's common stock, and he continues to have an option to purchase 50,000 common shares of the Issuer.

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March 06, 2023 Filed Mar 29, 2023 21:06 UTC Amendment
Rodio Paul D.Chief Operating Officer
OtherCommon Shares 0 $0.00 $0.00
Disclosure

SEC source: 0001956475-23-000002 · wf-form4a_168012395315041.xml · nonDerivative · entry 1

Rodio Paul D. · CIK 0001956475 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This Form 4 reporting an annual award of stock units and stock options under the Issuer's 2018 Equity Incentive Plan was filed in error. Mr. Rodio received a new hire grant at the time he began employment, as previously reported on a Form 4 filed on December 1, 2022. However, pursuant to the terms of his employment, he is not eligible for an additional annual equity award until 2024. As of the date of this amendment, Mr. Rodio beneficially owns no shares of the Issuer's common stock, and he continues to have an option to purchase 50,000 common shares of the Issuer.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 21:17 UTC GrantStock Option (Right to buy) · Derivative 7,829 $0.00 Strike: $71.49 $0.00
Disclosure

SEC source: 0001398327-22-000006 · wf-form4_167105260683679.xml · derivative · entry 1

LEWIN NICHOLAS SHERIDAN · CIK 0001398327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,829

Underlying: Common Shares · 7,829 shares

Expires 2032-12-12

F1 · derivative.exercise_date: This option was granted for consulting services the Reporting Person performs for the Registrant in addition to his services as a non-employee director. The shares subject to the option shall vest in full on December 12, 2023, subject to the Reporting Person continuing as a service provider through such date.

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December 01, 2022 Filed Dec 2, 2022 21:12 UTC
Rodio Paul D.Chief Operating Officer
GrantStock Option (Right to buy) · Derivative 50,000 $0.00 Strike: $67.57 $0.00
Disclosure

SEC source: 0001956475-22-000003 · wf-form4_167001549975249.xml · derivative · entry 1

Rodio Paul D. · CIK 0001956475 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2032-12-01

F1 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on December 1, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
September 10, 2022 Filed Sep 13, 2022 20:11 UTC OtherStock Option (Right to buy) · Derivative 36,780 $0.00 Strike: $4.11 $0.00
Disclosure

SEC source: 0001398327-22-000005 · wf-form4_166309985121058.xml · derivative · entry 1

LEWIN NICHOLAS SHERIDAN · CIK 0001398327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 36,780 shares

Expires 2026-08-31

F1 · kind: Reflects the Reporting Person's transfer of an option to a third party with a prior service provider relationship to the Issuer.

F2 · derivative.exercise_date: The option vested as to one half of the shares subject to the option on December 1, 2016 and one sixth of the shares subject to the option on each one-year anniversary thereafter.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 16:17 UTC
Mansbach Samuel RossGC & Chief Compliance Officer
GrantStock Option (Right to buy) · Derivative 34,796 $0.00 Strike: $63.55 $0.00
Disclosure

SEC source: 0001944800-22-000004 · wf-form4_166197706198522.xml · derivative · entry 1

Mansbach Samuel Ross · CIK 0001944800 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,796

Underlying: Common Shares · 34,796 shares

Expires 2032-08-29

F1 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on August 29, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:05 UTC GrantCommon Shares 2,345 $0.00 $0.00
Disclosure

SEC source: 0001688757-22-000069 · wf-form4_165592829804779.xml · nonDerivative · entry 1

Gillin Leslie · CIK 0001862601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,358

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 17, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 16:08 UTC GrantCommon Shares 2,345 $0.00 $0.00
Disclosure

SEC source: 0001688757-22-000072 · wf-form4_165592849429979.xml · nonDerivative · entry 1

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 17, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:07 UTC
Custin AnnDirector
GrantCommon Shares 2,345 $0.00 $0.00
Disclosure

SEC source: 0001688757-22-000071 · wf-form4_165592843912664.xml · nonDerivative · entry 1

Custin Ann · CIK 0001863404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,360

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 17, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:09 UTC GrantCommon Shares 2,345 $0.00 $0.00
Disclosure

SEC source: 0001688757-22-000074 · wf-form4_165592857995943.xml · nonDerivative · entry 1

Slotkin Bryan · CIK 0001861660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,610

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 17, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:06 UTC GrantCommon Shares 2,345 $0.00 $0.00
Disclosure

SEC source: 0001688757-22-000070 · wf-form4_165592836022376.xml · nonDerivative · entry 1

LEWIN NICHOLAS SHERIDAN · CIK 0001398327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,808

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 17, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:09 UTC GrantCommon Shares 2,345 $0.00 $0.00
Disclosure

SEC source: 0001688757-22-000073 · wf-form4_165592854510538.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,907

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 17, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:04 UTC GrantCommon Shares 2,345 $0.00 $0.00
Disclosure

SEC source: 0001688757-22-000068 · wf-form4_165592822769455.xml · nonDerivative · entry 1

COLLERAN LISA N · CIK 0001212312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,276

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 17, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 13, 2022 Filed May 16, 2022 16:54 UTC
JW GP, LLC10% owner
Wild Jason G.10% owner
PurchaseCommon Shares 5,000 $54.83 $274,150.00
Disclosure

SEC source: 0001019056-22-000392 · ownership.xml · nonDerivative · entry 1

JW Asset Management, LLC · CIK 0001549738 · 10% owner

JW Partners, LP · CIK 0001082644 · 10% owner

J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner

JW GP, LLC · CIK 0001778512 · 10% owner

Wild Jason G. · CIK 0001778752 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,192,485

F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.

F2 · ownership.nature: The amount of 5,000 in Table I reflects the 3,500 Common Shares acquired by JWP and the 1,500 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 09, 2022 Filed May 10, 2022 17:11 UTC
JW GP, LLC10% owner
Wild Jason G.10% owner
PurchaseCommon Shares 10,000 $57.52 $575,200.00
Disclosure

SEC source: 0001019056-22-000379 · ownership.xml · nonDerivative · entry 1

JW Asset Management, LLC · CIK 0001549738 · 10% owner

JW Partners, LP · CIK 0001082644 · 10% owner

J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner

JW GP, LLC · CIK 0001778512 · 10% owner

Wild Jason G. · CIK 0001778752 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,187,485

F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.

F2 · ownership.nature: The amount of 10,000 in Table I reflects the 7,000 Common Shares acquired by JWP and the 3,000 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 20:01 UTC
JW GP, LLC10% owner
Wild Jason G.10% owner
PurchaseCommon Shares 35,000 $70.01 $2,450,350.00
Disclosure

SEC source: 0001019056-22-000342 · ownership.xml · nonDerivative · entry 1

JW Asset Management, LLC · CIK 0001549738 · 10% owner

JW Partners, LP · CIK 0001082644 · 10% owner

J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner

JW GP, LLC · CIK 0001778512 · 10% owner

Wild Jason G. · CIK 0001778752 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,177,485

F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.

F2 · ownership.nature: The amount of 35,000 in Table I reflects the 24,500 Common Shares acquired by JWP and the 10,500 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 19:16 UTC
Denhoy RajChief Financial Officer
GrantStock Option (Right to buy) · Derivative 8,439 $0.00 Strike: $63.53 $0.00
Disclosure

SEC source: 0001876083-22-000001 · wf-form4_164980535842368.xml · derivative · entry 2

Denhoy Raj · CIK 0001876083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,439

Underlying: Common Shares · 8,439 shares

Expires 2032-04-10

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on April 10, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 19:16 UTC
Denhoy RajChief Financial Officer
GrantCommon Shares 3,208 $0.00 $0.00
Disclosure

SEC source: 0001876083-22-000001 · wf-form4_164980535842368.xml · nonDerivative · entry 1

Denhoy Raj · CIK 0001876083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,208

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on April 10, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 23:17 UTC
Chacon Quiros Juan JoseDirector · Chief Executive Officer
GrantStock Option (Right to buy) · Derivative 27,524 $0.00 Strike: $63.53 $0.00
Disclosure

SEC source: 0001742429-22-000006 · wf-form4_164980542571828.xml · derivative · entry 3

Chacon Quiros Juan Jose · CIK 0001742429 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,524

Underlying: Common Shares · 27,524 shares

Expires 2032-04-10

F3 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on April 10, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 23:17 UTC
Chacon Quiros Juan JoseDirector · Chief Executive Officer
GrantCommon Shares 10,464 $0.00 $0.00
Disclosure

SEC source: 0001742429-22-000006 · wf-form4_164980542571828.xml · nonDerivative · entry 1

Chacon Quiros Juan Jose · CIK 0001742429 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,704

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on April 10, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 23:18 UTC
Dastidar PratipHead of Global Operations
GrantStock Option (Right to buy) · Derivative 6,155 $0.00 Strike: $63.53 $0.00
Disclosure

SEC source: 0001757346-22-000001 · wf-form4_164980549771814.xml · derivative · entry 2

Dastidar Pratip · CIK 0001757346 · Head of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,155

Underlying: Common Shares · 6,155 shares

Expires 2032-04-10

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on April 10, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 23:18 UTC
Dastidar PratipHead of Global Operations
GrantCommon Shares 2,340 $0.00 $0.00
Disclosure

SEC source: 0001757346-22-000001 · wf-form4_164980549771814.xml · nonDerivative · entry 1

Dastidar Pratip · CIK 0001757346 · Head of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,811

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on April 10, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 16:30 UTC Exercise / conversionStock Option (Right to buy) · Derivative 9,000 $10.19 Strike: $10.19 $91,710.00
Disclosure

SEC source: 0001628280-22-007033 · wf-form4_164806742458497.xml · derivative · entry 3

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,780

Underlying: Common Shares · 9,000 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: The option, originally for 36,780 shares, vested as to one-fourth of the shares on December 11, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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March 22, 2022 Filed Mar 23, 2022 16:30 UTC Disposition to issuerCommon Shares 9,000 $65.16 $586,481.40
Disclosure

SEC source: 0001628280-22-007033 · wf-form4_164806742458497.xml · nonDerivative · entry 2

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $65.000 to $65.565 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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March 22, 2022 Filed Mar 23, 2022 16:30 UTC Exercise / conversionCommon Shares 9,000 $10.19 $91,710.00
Disclosure

SEC source: 0001628280-22-007033 · wf-form4_164806742458497.xml · nonDerivative · entry 1

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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March 14, 2022 Filed Mar 16, 2022 16:34 UTC
JW GP, LLC10% owner
Wild Jason G.10% owner
PurchaseCommon Shares 10,000 $52.63 $526,300.00
Disclosure

SEC source: 0001019056-22-000277 · ownership.xml · nonDerivative · entry 1

JW Asset Management, LLC · CIK 0001549738 · 10% owner

JW Partners, LP · CIK 0001082644 · 10% owner

J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner

JW GP, LLC · CIK 0001778512 · 10% owner

Wild Jason G. · CIK 0001778752 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,142,485

F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.

F2 · ownership.nature: The amount of 10,000 in Table I reflects the 7,000 Common Shares acquired by JWP and the 3,000 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

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March 02, 2022 Filed Mar 4, 2022 19:02 UTC
JW GP, LLC10% owner
Wild Jason G.10% owner
PurchaseCommon Shares 5,000 $59.45 $297,250.00
Disclosure

SEC source: 0001019056-22-000252 · ownership.xml · nonDerivative · entry 1

JW Asset Management, LLC · CIK 0001549738 · 10% owner

JW Partners, LP · CIK 0001082644 · 10% owner

J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner

JW GP, LLC · CIK 0001778512 · 10% owner

Wild Jason G. · CIK 0001778752 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,132,485

F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.

F2 · ownership.nature: The amount of 5,000 in Table I reflects the 3,500 Common Shares acquired by JWP and the 1,500 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

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February 28, 2022 Filed Mar 2, 2022 16:10 UTC
JW GP, LLC10% owner
Wild Jason G.10% owner
PurchaseCommon Stock 10,000 $59.42 $594,200.00
Disclosure

SEC source: 0001019056-22-000240 · ownership.xml · nonDerivative · entry 1

JW Asset Management, LLC · CIK 0001549738 · 10% owner

JW Partners, LP · CIK 0001082644 · 10% owner

J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner

JW GP, LLC · CIK 0001778512 · 10% owner

Wild Jason G. · CIK 0001778752 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,127,485

F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.

F2 · ownership.nature: The amount of 10,000 in Table I reflects the 7,000 Common Shares acquired by JWP and the 3,000 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

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January 28, 2022 Filed Feb 1, 2022 21:42 UTC GrantCommon Shares 5,013 $0.00 $0.00
Disclosure

SEC source: 0001862601-22-000001 · wf-form4_164375174292320.xml · nonDerivative · entry 1

Gillin Leslie · CIK 0001862601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,013

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan.

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January 28, 2022 Filed Feb 1, 2022 21:41 UTC
Custin AnnDirector
GrantCommon Shares 6,015 $0.00 $0.00
Disclosure

SEC source: 0001863404-22-000001 · wf-form4_164375167169498.xml · nonDerivative · entry 1

Custin Ann · CIK 0001863404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,015

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan.

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January 28, 2022 Filed Feb 1, 2022 21:44 UTC GrantCommon Shares 6,015 $0.00 $0.00
Disclosure

SEC source: 0001861660-22-000001 · wf-form4_164375181546284.xml · nonDerivative · entry 1

Slotkin Bryan · CIK 0001861660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,265

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan.

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December 08, 2021 Filed Dec 10, 2021 21:38 UTC GrantStock Option (Right to buy) · Derivative 12,000 $0.00 Strike: $69.05 $0.00
Disclosure

SEC source: 0001628280-21-024862 · wf-form4_163917227660099.xml · derivative · entry 1

Gillin Leslie · CIK 0001862601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 12,000 shares

Expires 2031-12-08

F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on December 8, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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December 08, 2021 Filed Dec 10, 2021 21:39 UTC
Custin AnnDirector
GrantStock Option (Right to buy) · Derivative 12,000 $0.00 Strike: $69.05 $0.00
Disclosure

SEC source: 0001628280-21-024863 · wf-form4_163917233350491.xml · derivative · entry 1

Custin Ann · CIK 0001863404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 12,000 shares

Expires 2031-12-08

F1 · security: As disclosed on a Form 4 filed with the Securities and Exchange Commission on July 15, 2021, the Reporting Person was previously granted an option to purchase common shares of the Issuer. The Issuer subsequently determined that the foregoing grant did not comply with the terms of the equity incentive plan under which it was granted and is void and of no force and effect. On December 8, 2021, the Reporting Person was granted the new stock option reported herein.

F2 · derivative.exercise_date: One-third of the shares subject to the option shall vest on July 13, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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December 08, 2021 Filed Dec 10, 2021 21:40 UTC GrantStock Option (Right to buy) · Derivative 12,000 $0.00 Strike: $69.05 $0.00
Disclosure

SEC source: 0001628280-21-024864 · wf-form4_163917238435278.xml · derivative · entry 1

Slotkin Bryan · CIK 0001861660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 12,000 shares

Expires 2031-12-08

F1 · security: As disclosed on a Form 4 filed with the Securities and Exchange Commission on July 15, 2021, the Reporting Person was previously granted an option to purchase common shares of the Issuer. The Issuer subsequently determined that the foregoing grant did not comply with the terms of the equity incentive plan under which it was granted and is void and of no force and effect. On December 8, 2021, the Reporting Person was granted the new stock option reported herein.

F2 · derivative.exercise_date: One-third of the shares subject to the option shall vest on July 13, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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November 24, 2021 Filed Nov 26, 2021 13:00 UTC PurchaseCommon Shares 30,000 $67.00 $2,010,000.00
Disclosure

SEC source: 0001254555-21-000003 · wf-form4_163793161970578.xml · nonDerivative · entry 2

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,562

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November 23, 2021 Filed Nov 26, 2021 13:00 UTC PurchaseCommon Shares 2,467 $62.50 $154,187.50
Disclosure

SEC source: 0001254555-21-000003 · wf-form4_163793161970578.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,562

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November 18, 2021 Filed Nov 23, 2021 21:35 UTC PurchaseCommon Shares 100 $71.87 $7,187.00
Disclosure

SEC source: 0001628280-21-024061 · wf-form4_163770331714126.xml · nonDerivative · entry 4

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,095

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November 18, 2021 Filed Nov 23, 2021 21:35 UTC PurchaseCommon Shares 100 $71.84 $7,184.00
Disclosure

SEC source: 0001628280-21-024061 · wf-form4_163770331714126.xml · nonDerivative · entry 3

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,995

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November 18, 2021 Filed Nov 23, 2021 21:35 UTC PurchaseCommon Shares 29,800 $72.00 $2,145,600.00
Disclosure

SEC source: 0001628280-21-024061 · wf-form4_163770331714126.xml · nonDerivative · entry 2

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,895

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November 17, 2021 Filed Nov 23, 2021 21:35 UTC PurchaseCommon Shares 2,560 $69.00 $176,640.00
Disclosure

SEC source: 0001628280-21-024061 · wf-form4_163770331714126.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,095

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September 10, 2021 Filed Sep 14, 2021 17:23 UTC Exercise / conversionStock Option (Right to buy) · Derivative 9,000 $10.19 Strike: $10.19 $91,710.00
Disclosure

SEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · derivative · entry 8

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,780

Underlying: Common Shares · 9,000 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F7 · derivative.exercise_date: The option, originally for 36,780 shares, vested as to one-fourth of the shares on December 11, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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September 10, 2021 Filed Sep 14, 2021 17:23 UTC SaleCommon Shares 90 $76.00 $6,840.00
Disclosure

SEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 7

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

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September 10, 2021 Filed Sep 14, 2021 17:23 UTC SaleCommon Shares 534 $75.13 $40,119.63
Disclosure

SEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 6

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · price: This transaction was executed in multiple trades at prices ranging from $75.0000 to $75.5400 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.