Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESTABLISHMENT LABS HOLDINGS INC.ESTA · Entity 4473 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESTABLISHMENT LABS HOLDINGS INC.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 24,626 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 301 · Balance 24,626 F1: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 01:07 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 301 | $64.17 | $19,315.17 |
DisclosureSEC source: 0001863404-26-000007 · wk-form4_1790975276.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,626 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 22:07 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 239 | $85.81 | $20,508.59 |
DisclosureSEC source: 0001863404-26-000005 · wk-form4_1782943654.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,325 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| May 22, 2026 Filed May 26, 2026 20:06 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 2,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001863404-26-000004 · wk-form4_1779825988.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,086 F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 20:05 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 363 | $56.78 | $20,611.14 |
DisclosureSEC source: 0001863404-26-000002 · wk-form4_1775073907.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,732 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 22:18 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 282 | $72.88 | $20,552.16 |
DisclosureSEC source: 0001863404-26-000001 · wk-form4_1767651529.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,369 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 21:38 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 503 | $40.99 | $20,617.97 |
DisclosureSEC source: 0001863404-25-000007 · wk-form4_1759354723.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,087 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 21:56 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 510 | $42.71 | $21,782.10 |
DisclosureSEC source: 0001863404-25-000005 · wk-form4_1751406985.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,584 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| May 23, 2025 Filed May 27, 2025 20:05 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001863404-25-000003 · wk-form4_1748376210.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,074 F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 23, 2026 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 20:34 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 474 | $40.81 | $19,343.94 |
DisclosureSEC source: 0001863404-25-000002 · wk-form4_1743539628.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,661 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:09 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 420 | $46.07 | $19,349.40 |
DisclosureSEC source: 0001863404-25-000001 · wk-form4_1735938583.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,187 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:25 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 447 | $43.27 | $19,341.69 |
DisclosureSEC source: 0001863404-24-000005 · wk-form4_1727900705.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,767 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 20:40 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 426 | $45.44 | $19,357.44 |
DisclosureSEC source: 0001863404-24-000004 · wk-form4_1719952837.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,320 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| May 24, 2024 Filed May 28, 2024 21:34 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 2,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001863404-24-000003 · wk-form4_1716932062.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,894 F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 24, 2025 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 20:36 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 380 | $50.90 | $19,342.00 |
DisclosureSEC source: 0001863404-24-000002 · wk-form4_1712090197.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,560 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. F1 · price: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| December 31, 2023 Filed Jan 8, 2024 13:05 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 1,496 | $25.89 | $38,731.44 |
DisclosureSEC source: 0001863404-24-000001 · wk-form4_1704719100.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,180 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. F1 · price: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:08 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 2,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001863404-23-000001 · wf-form4_168513164973605.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,684 F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 24, 2024 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 20:07 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 2,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001688757-22-000071 · wf-form4_165592843912664.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,360 F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 17, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 21:41 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 6,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001863404-22-000001 · wf-form4_164375167169498.xml · nonDerivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,015 F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:39 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantStock Option (Right to buy) · Derivative | 12,000 | $0.00 Strike: $69.05 | $0.00 |
DisclosureSEC source: 0001628280-21-024863 · wf-form4_163917233350491.xml · derivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Shares · 12,000 shares Expires 2031-12-08 F1 · security: As disclosed on a Form 4 filed with the Securities and Exchange Commission on July 15, 2021, the Reporting Person was previously granted an option to purchase common shares of the Issuer. The Issuer subsequently determined that the foregoing grant did not comply with the terms of the equity incentive plan under which it was granted and is void and of no force and effect. On December 8, 2021, the Reporting Person was granted the new stock option reported herein. F2 · derivative.exercise_date: One-third of the shares subject to the option shall vest on July 13, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| July 13, 2021 Filed Jul 15, 2021 20:20 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantStock Option (Right to buy) · Derivative | 12,000 | $0.00 Strike: $79.67 | $0.00 |
DisclosureSEC source: 0001863404-21-000003 · wf-form4_162638043657222.xml · derivative · entry 1 Custin Ann · CIK 0001863404 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Shares · 12,000 shares Expires 2031-07-13 F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on July 13, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.