Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESTABLISHMENT LABS HOLDINGS INC.ESTA · Entity 4473 | Chief Operating Officer | March 06, 2023 | March 29, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESTABLISHMENT LABS HOLDINGS INC.
Report date March 06, 2023 · Filed March 29, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-03-06 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-03-06 · Other · Acquired 0 · Balance 0 F1: This Form 4 reporting an annual award of stock units and stock options under the Issuer's 2018 Equity Incentive Plan was filed in error. Mr. Rodio received a new hire grant at the time he began employment, as previously reported on a Form 4 filed on December 1, 2022. However, pursuant to the terms of his employment, he is not eligible for an additional annual equity award until 2024. As of the date of this amendment, Mr. Rodio beneficially owns no shares of the Issuer's common stock, and he continues to have an option to purchase 50,000 common shares of the Issuer. |
| Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.47 · Expires 2033-03-06 | Direct | 0 |
Reported balance
After 2023-03-06 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2023-03-06 · Other · Acquired 0 · Balance 0 F1: This Form 4 reporting an annual award of stock units and stock options under the Issuer's 2018 Equity Incentive Plan was filed in error. Mr. Rodio received a new hire grant at the time he began employment, as previously reported on a Form 4 filed on December 1, 2022. However, pursuant to the terms of his employment, he is not eligible for an additional annual equity award until 2024. As of the date of this amendment, Mr. Rodio beneficially owns no shares of the Issuer's common stock, and he continues to have an option to purchase 50,000 common shares of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reporting an annual award of stock units and stock options under the Issuer's 2018 Equity Incentive Plan was filed in error. Mr. Rodio received a new hire grant at the time he began employment, as previously reported on a Form 4 filed on December 1, 2022. However, pursuant to the terms of his employment, he is not eligible for an additional annual equity award until 2024. As of the date of this amendment, Mr. Rodio beneficially owns no shares of the Issuer's common stock, and he continues to have an option to purchase 50,000 common shares of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2023 Filed Mar 8, 2023 22:03 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantStock Option (Right to buy) · Derivative | 7,323 | $0.00 Strike: $74.47 | $0.00 |
DisclosureSEC source: 0001956475-23-000001 · wf-form4_167831302121691.xml · derivative · entry 2 Rodio Paul D. · CIK 0001956475 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,323 Underlying: Common Shares · 7,323 shares Expires 2033-03-06 F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on March 6, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 22:03 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 3,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001956475-23-000001 · wf-form4_167831302121691.xml · nonDerivative · entry 1 Rodio Paul D. · CIK 0001956475 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,021 F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 6, 2024 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| March 06, 2023 Filed Mar 29, 2023 21:06 UTC Amendment | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | OtherStock Option (Right to buy) · Derivative | 0 | $0.00 Strike: $74.47 | $0.00 |
DisclosureSEC source: 0001956475-23-000002 · wf-form4a_168012395315041.xml · derivative · entry 2 Rodio Paul D. · CIK 0001956475 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 0 shares Expires 2033-03-06 F1 · kind: This Form 4 reporting an annual award of stock units and stock options under the Issuer's 2018 Equity Incentive Plan was filed in error. Mr. Rodio received a new hire grant at the time he began employment, as previously reported on a Form 4 filed on December 1, 2022. However, pursuant to the terms of his employment, he is not eligible for an additional annual equity award until 2024. As of the date of this amendment, Mr. Rodio beneficially owns no shares of the Issuer's common stock, and he continues to have an option to purchase 50,000 common shares of the Issuer. F1 · derivative.exercise_date: This Form 4 reporting an annual award of stock units and stock options under the Issuer's 2018 Equity Incentive Plan was filed in error. Mr. Rodio received a new hire grant at the time he began employment, as previously reported on a Form 4 filed on December 1, 2022. However, pursuant to the terms of his employment, he is not eligible for an additional annual equity award until 2024. As of the date of this amendment, Mr. Rodio beneficially owns no shares of the Issuer's common stock, and he continues to have an option to purchase 50,000 common shares of the Issuer. Read SEC document |
| March 06, 2023 Filed Mar 29, 2023 21:06 UTC Amendment | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | OtherCommon Shares | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001956475-23-000002 · wf-form4a_168012395315041.xml · nonDerivative · entry 1 Rodio Paul D. · CIK 0001956475 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 reporting an annual award of stock units and stock options under the Issuer's 2018 Equity Incentive Plan was filed in error. Mr. Rodio received a new hire grant at the time he began employment, as previously reported on a Form 4 filed on December 1, 2022. However, pursuant to the terms of his employment, he is not eligible for an additional annual equity award until 2024. As of the date of this amendment, Mr. Rodio beneficially owns no shares of the Issuer's common stock, and he continues to have an option to purchase 50,000 common shares of the Issuer. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 21:12 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantStock Option (Right to buy) · Derivative | 50,000 | $0.00 Strike: $67.57 | $0.00 |
DisclosureSEC source: 0001956475-22-000003 · wf-form4_167001549975249.xml · derivative · entry 1 Rodio Paul D. · CIK 0001956475 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2032-12-01 F1 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on December 1, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.