organization · Reporting owner
J.W. Opportunities Master Fund, Ltd.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESTABLISHMENT LABS HOLDINGS INC.ESTA · Entity 4473 | 10% owner | May 13, 2022 | May 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESTABLISHMENT LABS HOLDINGS INC.
Report date May 13, 2022 · Filed May 16, 2022
Jointly reported with JW Asset Management, LLC, JW Partners, LP, JW GP, LLC, Wild Jason G.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectSee Footnotes | 3,192,485 |
Reported balance
After 2022-05-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-05-13 · Purchase · Acquired 5,000 · Balance 3,192,485 F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2: The amount of 5,000 in Table I reflects the 3,500 Common Shares acquired by JWP and the 1,500 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
F2: The amount of 5,000 in Table I reflects the 3,500 Common Shares acquired by JWP and the 1,500 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TerrAscend Corp.
Report date March 24, 2023 · Filed March 27, 2023
Section 16 reporting ended · disclosed 2023-03-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 19,352,516 |
Reported balance
Holding disclosure · report date 2023-03-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 19,352,516 F1: JW Opportunities Master Fund, Ltd. ("JWO") previously filed Form 4 jointly with JW Asset Management, LLC and certain other reporting persons as a result of certain transactions in which JWO and/or such reporting persons, acquired or sold certain non-derivative securities and/or derivative securities of the Issuer. The amount of 19,352,516 in Table I reflects the aggregate amount of common shares held by JWO. The amounts of 3,000,000, 3,000,000 and 771,685 in Table II reflect the amounts of respective derivative securities held by JWO. |
| Series A Preferred SharesSEC Table II · derivative / convertible security | Direct | 3,000,000 |
Reported balance
Holding disclosure · report date 2023-03-24 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 3,000,000 F1: JW Opportunities Master Fund, Ltd. ("JWO") previously filed Form 4 jointly with JW Asset Management, LLC and certain other reporting persons as a result of certain transactions in which JWO and/or such reporting persons, acquired or sold certain non-derivative securities and/or derivative securities of the Issuer. The amount of 19,352,516 in Table I reflects the aggregate amount of common shares held by JWO. The amounts of 3,000,000, 3,000,000 and 771,685 in Table II reflect the amounts of respective derivative securities held by JWO. |
| Warrants (convertible to Series C Preferred Shares)SEC Table II · derivative / convertible security | Direct | 3,000,000 |
Reported balance
Holding disclosure · report date 2023-03-24 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 3,000,000 F1: JW Opportunities Master Fund, Ltd. ("JWO") previously filed Form 4 jointly with JW Asset Management, LLC and certain other reporting persons as a result of certain transactions in which JWO and/or such reporting persons, acquired or sold certain non-derivative securities and/or derivative securities of the Issuer. The amount of 19,352,516 in Table I reflects the aggregate amount of common shares held by JWO. The amounts of 3,000,000, 3,000,000 and 771,685 in Table II reflect the amounts of respective derivative securities held by JWO. |
| Warrants (convertible to Common Shares)SEC Table II · derivative / convertible security | Direct | 771,685 |
Reported balance
Holding disclosure · report date 2023-03-24 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 771,685 F1: JW Opportunities Master Fund, Ltd. ("JWO") previously filed Form 4 jointly with JW Asset Management, LLC and certain other reporting persons as a result of certain transactions in which JWO and/or such reporting persons, acquired or sold certain non-derivative securities and/or derivative securities of the Issuer. The amount of 19,352,516 in Table I reflects the aggregate amount of common shares held by JWO. The amounts of 3,000,000, 3,000,000 and 771,685 in Table II reflect the amounts of respective derivative securities held by JWO. |
Filing footnotes · ownership attribution and instrument terms
F1: JW Opportunities Master Fund, Ltd. ("JWO") previously filed Form 4 jointly with JW Asset Management, LLC and certain other reporting persons as a result of certain transactions in which JWO and/or such reporting persons, acquired or sold certain non-derivative securities and/or derivative securities of the Issuer. The amount of 19,352,516 in Table I reflects the aggregate amount of common shares held by JWO. The amounts of 3,000,000, 3,000,000 and 771,685 in Table II reflect the amounts of respective derivative securities held by JWO.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2023 Filed Mar 24, 2023 17:18 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 21,600 | $1.45 | $31,240.08 |
DisclosureSEC source: 0001019056-23-000179 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,572,257 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 21,600 in item 4 of Table I reflects the 21,600 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 88,572,257 in item 5 of Table I includes 2,207,597 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| December 29, 2022 Filed Dec 29, 2022 22:53 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 100,000 | $1.07 | $107,100.00 |
DisclosureSEC source: 0001019056-22-000696 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 88,550,657 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 100,000 in item 4 of Table I reflect the 100,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 88,550,657 in item 5 of Table I includes 2,185,997 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 21:02 UTC | TerrAscend Corp. TRSSF · Entity 6184 | SaleCommon Shares | 2,149,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-22-000692 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 88,450,657 F2 · price: The amount of 2,149,847 in item 4 of Table I reflect the 2,149,847 Common Shares indirectly disposed of by the Advisor, the General Partner and Wild through two advised investment vehicles distributing such Common Shares to their investors to facilitate planned redemption of the distributees' respective interests in the two advised investment vehicles, requiring the filing of this statement. The distributions effectively lowered the holdings of certain Reporting Persons in the Issuer's Common Shares and were offered to all investors in both advised investment vehicles. The Reporting Persons holding investments in the advised investment vehicles elected to maintain their full investment in both vehicles, and as such did not receive a distribution as part of this transaction. F3 · price: (Footnote 2 continued). In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 2,149,847 in item 4 of Table I reflect the 2,149,847 Common Shares indirectly disposed of by the Advisor, the General Partner and Wild through two advised investment vehicles distributing such Common Shares to their investors to facilitate planned redemption of the distributees' respective interests in the two advised investment vehicles, requiring the filing of this statement. The distributions effectively lowered the holdings of certain Reporting Persons in the Issuer's Common Shares and were offered to all investors in both advised investment vehicles. The Reporting Persons holding investments in the advised investment vehicles elected to maintain their full investment in both vehicles, and as such did not receive a distribution as part of this transaction. F3 · ownership.nature: (Footnote 2 continued). In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F4 · ownership.nature: The amount of 88,450,657 in item 5 of Table I includes 2,185,997 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 28, 2022 Filed Sep 29, 2022 17:20 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 65,000 | $1.36 | $88,192.00 |
DisclosureSEC source: 0001019056-22-000601 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,600,504 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 65,000 in item 4 of Table I reflects the 65,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,600,504 in item 5 of Table I includes 2,185,997 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 17:53 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 10,000 | $1.32 | $13,198.00 |
DisclosureSEC source: 0001019056-22-000599 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,535,504 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 10,000 in item 4 of Table I reflects the 10,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,535,504 in item 5 of Table I includes 2,120,997 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 22:19 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 23,700 | $1.34 | $31,852.80 |
DisclosureSEC source: 0001019056-22-000597 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,525,504 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 23,700 in item 4 of Table I reflects the 23,700 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,525,504 in item 5 of Table I includes 2,110,997 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| August 23, 2022 Filed Dec 28, 2022 21:02 UTC | TerrAscend Corp. TRSSF · Entity 6184 | OtherWarrants · Derivative | 8,591 | Not disclosed Strike: $5.25 | Not disclosed |
DisclosureSEC source: 0001019056-22-000692 · ownership.xml · derivative · entry 2 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 28,329,517 Underlying: Common Shares · 8,591,000 shares Expires 2022-08-23 F5 · price: On August 23, 2022, an aggregate of 8,591 warrants held by the Reporting Persons, with exercise prices substantially in excess of the market value of the Common Shares, expired and were forfeited, because the Reporting Persons did not exercise their purchase rights under those warrants. F6 · price: The exercise price of the warrants was CAD 7.21, i.e., approximately US$5.25. F5 · ownership.nature: On August 23, 2022, an aggregate of 8,591 warrants held by the Reporting Persons, with exercise prices substantially in excess of the market value of the Common Shares, expired and were forfeited, because the Reporting Persons did not exercise their purchase rights under those warrants. F6 · ownership.nature: The exercise price of the warrants was CAD 7.21, i.e., approximately US$5.25. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 12:18 UTC | TerrAscend Corp. TRSSF · Entity 6184 | GrantRSUs (Common Shares) | 131,004 | $2.29 | $299,999.16 |
DisclosureSEC source: 0001019056-22-000554 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,501,804 F4 · price: The price of $2.29 in item 4 of Table I is the closing price of the Issuer's Common Shares on 08/10/2022. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 131,004 in item 4 of Table I reflects the 131,004 RSUs granted by the Issuer to Wild as director compensation requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,501,804 in item 5 of Table I includes 2,087,297 direct non-derivative securities beneficially owned by Wild, including the RSUs reported on this filing and those previously granted. F5 · ownership.direct: The RSUs were granted on 08/10/2022 and the date exercisable is 12/31/2022. Read SEC document |
| June 27, 2022 Filed Jun 30, 2022 01:59 UTC | TerrAscend Corp. TRSSF · Entity 6184 | GrantRSUs Common Shares | 72,992 | $2.74 | $199,998.08 |
DisclosureSEC source: 0001019056-22-000484 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,370,800 F4 · price: The price of $2.74 in item 4 of Table I is the closing price of the Issuer's Common Shares on 06/27/2022. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 72,992 in item 4 of Table I reflect the 72,992 RSUs granted by the Issuer to Wild as director compensation requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,370,800 in item 5 of Table I includes 1,956,293 direct non-derivative securities beneficially owned by Wild. F5 · ownership.direct: The RSUs were granted on 06/27/2022 and the date exercisable is 12/31/2022. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 15:15 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 20,000 | $2.53 | $50,600.00 |
DisclosureSEC source: 0001019056-22-000468 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,297,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 20,000 in item 4 of Table I reflect the 20,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,297,808 in item 5 of Table I includes 1,883,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 15:08 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 10,000 | $2.54 | $25,400.00 |
DisclosureSEC source: 0001019056-22-000464 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,277,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 10,000 in item 4 of Table I reflect the 10,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,277,808 in item 5 of Table I includes 1,863,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 16:33 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 5,000 | $2.72 | $13,600.00 |
DisclosureSEC source: 0001019056-22-000458 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,267,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 5,000 in item 4 of Table I reflect the 5,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,267,808 in item 5 of Table I includes 1,853,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 15:39 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 25,000 | $2.75 | $68,625.00 |
DisclosureSEC source: 0001019056-22-000454 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,262,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 25,000 in item 4 of Table I reflect the 25,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,262,808 in item 5 of Table I includes 1,848,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 14:57 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 5,000 | $3.74 | $18,700.00 |
DisclosureSEC source: 0001019056-22-000438 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,237,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 5,000 in item 4 of Table I reflect the 5,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,237,808 in item 5 of Table I includes 1,823,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| May 27, 2022 Filed May 31, 2022 15:02 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 10,000 | $3.70 | $37,000.00 |
DisclosureSEC source: 0001019056-22-000427 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,232,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild") and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 10,000 in item 4 of Table I reflect the 10,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,232,808 in item 5 of Table I includes 1,818,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| May 25, 2022 Filed May 26, 2022 17:06 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 8,070 | $3.72 | $30,020.40 |
DisclosureSEC source: 0001019056-22-000405 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,222,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 8,070 in item 4 of Table I reflect the 8,070 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,222,808 in item 5 of Table I includes 1,808,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| May 19, 2022 Filed May 20, 2022 18:22 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 10,000 | $3.73 | $37,300.00 |
DisclosureSEC source: 0001019056-22-000396 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,214,738 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 10,000 in item 4 of Table I reflect the 10,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,214,738 in item 5 of Table I includes 1,800,231 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| May 13, 2022 Filed May 16, 2022 16:54 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Shares | 5,000 | $54.83 | $274,150.00 |
DisclosureSEC source: 0001019056-22-000392 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,192,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 5,000 in Table I reflects the 3,500 Common Shares acquired by JWP and the 1,500 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 09, 2022 Filed May 10, 2022 17:11 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Shares | 10,000 | $57.52 | $575,200.00 |
DisclosureSEC source: 0001019056-22-000379 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,187,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 10,000 in Table I reflects the 7,000 Common Shares acquired by JWP and the 3,000 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 13, 2022 Filed Apr 14, 2022 20:01 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Shares | 35,000 | $70.01 | $2,450,350.00 |
DisclosureSEC source: 0001019056-22-000342 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,177,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 35,000 in Table I reflects the 24,500 Common Shares acquired by JWP and the 10,500 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 25, 2022 Filed Apr 1, 2022 20:30 UTC | TerrAscend Corp. TRSSF · Entity 6184 | SaleCommon Shares | 4,764 | $5.40 | $25,725.60 |
DisclosureSEC source: 0001019056-22-000301 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,204,738 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 4,764 in item 4 of Table I reflect the 4,764 Common Shares sold by Wild on March 25, 2022 due to administrative error by the Issuer's restricted stock administrator as a tax withholding sale at CAD 6.74 per share and did not reflect the investment intent of the Reporting Persons. The Reporting Persons are calculating any profit realized from the inadvertent transaction and will promptly disgorge the same to the Issuer should an exemption for the transaction be unavailable. 11,962 restricted stock units vested on March 25, 2022 resulting in Wild receiving 11,962 Common Shares of which 4,764 were inadvertently sold. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. F3 · ownership.direct: (Footnote 2 Continued). Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F4 · ownership.direct: The amount of 90,204,738 in item 5 of Table I includes 1,790,231 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 15:25 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 10,000 | $5.52 | $55,200.00 |
DisclosureSEC source: 0001019056-22-000297 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 90,209,502 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 10,000 in item 4 of Table I reflect the 10,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and another advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,209,502 in item 5 of Table I includes 1,794,995 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:21 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 200,000 | $5.60 | $1,120,000.00 |
DisclosureSEC source: 0001019056-22-000295 · ownership.xml · nonDerivative · entry 2 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 90,199,502 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 30,000 and 200,000 in item 4 of Table I reflect the 30,000 Common Shares and the 200,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and another advised investment vehicle in the open market transactions requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: Each of the amounts of 89,999,502 and 90,199,502 in item 5 of Table I includes 1,794,995 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:21 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 30,000 | $5.57 | $167,100.00 |
DisclosureSEC source: 0001019056-22-000295 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 89,999,502 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 30,000 and 200,000 in item 4 of Table I reflect the 30,000 Common Shares and the 200,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and another advised investment vehicle in the open market transactions requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: Each of the amounts of 89,999,502 and 90,199,502 in item 5 of Table I includes 1,794,995 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 16:34 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Shares | 10,000 | $52.63 | $526,300.00 |
DisclosureSEC source: 0001019056-22-000277 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,142,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 10,000 in Table I reflects the 7,000 Common Shares acquired by JWP and the 3,000 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 19:57 UTC | TerrAscend Corp. TRSSF · Entity 6184 | OtherWarrants · Derivative | 1,757,728 | Not disclosed Strike: $8.66 | Not disclosed |
DisclosureSEC source: 0001019056-22-000275 · ownership.xml · derivative · entry 4 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 35,720,517 Underlying: Common Shares · 1,757,728 shares Expires 2023-12-14 F4 · price: The Common Shares and Warrants reported in this Form 4 were acquired through an all-stock merger of Gage Growth Corp. with and into TerrAscend Corp. pursuant to which the Reporting Persons' securities of Gage Growth Corp. were exchanged for securities of TerrAscend Corp. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 1,410,470 in Table I reflects the 1,410,470 Common Shares acquired by Wild, and the amount of 9,056,759 in Table I reflects the 9,056,759 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and other advised investment vehicles. The amounts of 5,371,789 and 1,757,728 in Table II reflect an aggregate of 7,129,517 warrants indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO, and other advised investment vehicles. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. F3 · ownership.nature: (Footnote 2 Continued). Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 19:57 UTC | TerrAscend Corp. TRSSF · Entity 6184 | OtherWarrants · Derivative | 5,371,789 | Not disclosed Strike: $8.66 | Not disclosed |
DisclosureSEC source: 0001019056-22-000275 · ownership.xml · derivative · entry 3 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 33,962,789 Underlying: Common Shares · 5,371,789 shares Expires 2023-12-30 F4 · price: The Common Shares and Warrants reported in this Form 4 were acquired through an all-stock merger of Gage Growth Corp. with and into TerrAscend Corp. pursuant to which the Reporting Persons' securities of Gage Growth Corp. were exchanged for securities of TerrAscend Corp. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 1,410,470 in Table I reflects the 1,410,470 Common Shares acquired by Wild, and the amount of 9,056,759 in Table I reflects the 9,056,759 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and other advised investment vehicles. The amounts of 5,371,789 and 1,757,728 in Table II reflect an aggregate of 7,129,517 warrants indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO, and other advised investment vehicles. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. F3 · ownership.nature: (Footnote 2 Continued). Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 19:57 UTC | TerrAscend Corp. TRSSF · Entity 6184 | OtherCommon Shares | 9,056,759 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-22-000275 · ownership.xml · nonDerivative · entry 2 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 88,174,507 F4 · price: The Common Shares and Warrants reported in this Form 4 were acquired through an all-stock merger of Gage Growth Corp. with and into TerrAscend Corp. pursuant to which the Reporting Persons' securities of Gage Growth Corp. were exchanged for securities of TerrAscend Corp. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 1,410,470 in Table I reflects the 1,410,470 Common Shares acquired by Wild, and the amount of 9,056,759 in Table I reflects the 9,056,759 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and other advised investment vehicles. The amounts of 5,371,789 and 1,757,728 in Table II reflect an aggregate of 7,129,517 warrants indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO, and other advised investment vehicles. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. F3 · ownership.nature: (Footnote 2 Continued). Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 19:57 UTC | TerrAscend Corp. TRSSF · Entity 6184 | OtherCommon Shares | 1,410,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-22-000275 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,794,995 F4 · price: The Common Shares and Warrants reported in this Form 4 were acquired through an all-stock merger of Gage Growth Corp. with and into TerrAscend Corp. pursuant to which the Reporting Persons' securities of Gage Growth Corp. were exchanged for securities of TerrAscend Corp. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 1,410,470 in Table I reflects the 1,410,470 Common Shares acquired by Wild, and the amount of 9,056,759 in Table I reflects the 9,056,759 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and other advised investment vehicles. The amounts of 5,371,789 and 1,757,728 in Table II reflect an aggregate of 7,129,517 warrants indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO, and other advised investment vehicles. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. F3 · ownership.direct: (Footnote 2 Continued). Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 19:02 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Shares | 5,000 | $59.45 | $297,250.00 |
DisclosureSEC source: 0001019056-22-000252 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,132,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 5,000 in Table I reflects the 3,500 Common Shares acquired by JWP and the 1,500 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 16:10 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Stock | 10,000 | $59.42 | $594,200.00 |
DisclosureSEC source: 0001019056-22-000240 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,127,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 10,000 in Table I reflects the 7,000 Common Shares acquired by JWP and the 3,000 Common Shares acquired by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 08, 2019 Filed Oct 9, 2019 16:35 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Stock | 1,000 | $18.74 | $18,740.00 |
DisclosureSEC source: 0001019056-19-000543 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner J.W. Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,117,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and J.W. Partners, L.P. ("JWP"), J.W. Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 1,000 in Table I reflects the 650 shares of Common Stock purchased by JWP and the 350 shares of Common Stock purchased by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, the General Partner, and Wild, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, the General Partner or Wild are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 19, 2019 Filed Sep 20, 2019 18:49 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Stock | 1,000 | $20.00 | $20,000.00 |
DisclosureSEC source: 0001019056-19-000529 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner J.W. Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,116,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and J.W. Partners, L.P. ("JWP"), J.W. Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 1,000 in Table I reflects the 650 shares of Common Stock purchased by JWP and the 350 shares of Common Stock purchased by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, the General Partner, and Wild, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, the General Partner or Wild are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 19:45 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Stock | 1,000 | $20.40 | $20,400.00 |
DisclosureSEC source: 0001019056-19-000503 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner J.W. Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,115,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and J.W. Partners, L.P. ("JWP"), J.W. Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 1,000 in Table I reflects the 650 shares of Common Stock purchased by JWP and the 350 shares of Common Stock purchased by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, the General Partner, and Wild, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, the General Partner or Wild are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 18:14 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Stock | 1,000 | $20.00 | $20,000.00 |
DisclosureSEC source: 0001019056-19-000499 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner J.W. Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,114,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and J.W. Partners, L.P. ("JWP"), J.W. Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 1,000 in Table I reflects the 650 shares of Common Stock purchased by JWP and the 350 shares of Common Stock purchased by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, the General Partner, and Wild, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, the General Partner or Wild are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 21:46 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Stock | 2,000 | $21.42 | $42,840.00 |
DisclosureSEC source: 0001019056-19-000495 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner J.W. Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,113,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and J.W. Partners, L.P. ("JWP"), J.W. Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 2,000 in Table I reflects the 1,300 shares of Common Stock purchased by JWP and the 700 shares of Common Stock purchased by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, the General Partner, and Wild, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, the General Partner or Wild are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 20:46 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Stock | 3,000 | $22.15 | $66,450.00 |
DisclosureSEC source: 0001019056-19-000470 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner J.W. Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,111,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and J.W. Partners, L.P. ("JWP"), J.W. Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 3,000 in Table I reflects the 1,950 shares of Common Stock purchased by JWP and the 1,050 shares of Common Stock purchased by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, the General Partner, and Wild, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, the General Partner or Wild are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 17:35 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Stock | 1,500 | $25.31 | $37,957.50 |
DisclosureSEC source: 0001019056-19-000445 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner J.W. Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,108,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and J.W. Partners, L.P. ("JWP"), J.W. Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 1,500 in Table I reflects the 975 shares of Common Stock purchased by JWP and the 525 shares of Common Stock purchased by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, the General Partner, and Wild, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, the General Partner or Wild are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 17:38 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | PurchaseCommon Stock | 2,500 | $25.58 | $63,950.00 |
DisclosureSEC source: 0001019056-19-000422 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner J.W. Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,106,985 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and J.W. Partners, L.P. ("JWP"), J.W. Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 2,500 in Table I reflects the 1,625 shares of common stock purchased by JWP and the 875 shares of common stock purchased by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, the General Partner, and Wild, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, the General Partner or Wild are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.