person · Reporting owner
JW Asset Management, LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TerrAscend Corp.TSNDF · Entity 6184 | Director · Executive Chairman · 10% owner | June 24, 2026 | June 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TerrAscend Corp.
Report date June 24, 2026 · Filed June 25, 2026
Jointly reported with JW Partners, LP, JW GP, LLC, Wild Jason G.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.79 · Expires 2031-03-25 | Direct | 0 |
Reported balance
After 2026-06-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-24 · Disposition to issuer · Disposed 200,000 · Balance 0 F2: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date. F3: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025. F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. |
| Employee Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.26 · Expires 2031-03-25 | Direct | 200,000 |
Reported balance
After 2026-06-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-24 · Grant · Acquired 200,000 · Balance 200,000 F2: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date. F3: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025. F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. |
| Employee Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.16 · Expires 2028-06-19 | Direct | 0 |
Reported balance
After 2026-06-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-24 · Disposition to issuer · Disposed 1,000,000 · Balance 0 F2: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date. F3: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025. F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. |
| Employee Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.26 · Expires 2028-06-19 | Direct | 1,000,000 |
Reported balance
After 2026-06-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-24 · Grant · Acquired 1,000,000 · Balance 1,000,000 F2: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date. F3: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025. F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust.
F2: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date.
F3: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ESTABLISHMENT LABS HOLDINGS INC.
Report date May 26, 2026 · Filed May 29, 2026
Jointly reported with JW Partners, LP, JW Opportunities Fund, LLC, JW GP, LLC, Wild Jason G.
Section 16 reporting ended · disclosed 2026-05-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectSee Footnotes | 2,890,582 |
Last balance in matching sequence
After 2026-05-28 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-05-26 · Sale · Disposed 25,320 · Balance 2,955,795 F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer. Row 2 · 2026-05-27 · Sale · Disposed 113 · Balance 2,955,682 F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer. Row 3 · 2026-05-28 · Sale · Disposed 65,100 · Balance 2,890,582 F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
F2: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
F3: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2026 Filed Jun 25, 2026 23:00 UTC | TerrAscend Corp. TSNDF · Entity 6184 | GrantEmployee Share Option (Right to Buy) · Derivative | 1,000,000 | Not disclosed Strike: $0.26 | Not disclosed |
DisclosureSEC source: 0001104659-26-077875 · tm2618891d1_4seq1.xml · derivative · entry 4 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Shares · 1,000,000 shares Expires 2028-06-19 F2 · price: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date. F3 · price: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025. F2 · derivative.exercise_date: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date. F3 · derivative.exercise_date: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. Read SEC document |
| June 24, 2026 Filed Jun 25, 2026 23:00 UTC | TerrAscend Corp. TSNDF · Entity 6184 | Disposition to issuerEmployee Share Option (Right to Buy) · Derivative | 1,000,000 | Not disclosed Strike: $3.16 | Not disclosed |
DisclosureSEC source: 0001104659-26-077875 · tm2618891d1_4seq1.xml · derivative · entry 3 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,000,000 shares Expires 2028-06-19 F2 · price: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date. F3 · price: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025. F2 · derivative.exercise_date: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date. F3 · derivative.exercise_date: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. Read SEC document |
| June 24, 2026 Filed Jun 25, 2026 23:00 UTC | TerrAscend Corp. TSNDF · Entity 6184 | GrantEmployee Share Option (Right to Buy) · Derivative | 200,000 | Not disclosed Strike: $0.26 | Not disclosed |
DisclosureSEC source: 0001104659-26-077875 · tm2618891d1_4seq1.xml · derivative · entry 2 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 200,000 shares Expires 2031-03-25 F2 · price: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date. F3 · price: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025. F2 · derivative.exercise_date: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date. F3 · derivative.exercise_date: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. Read SEC document |
| June 24, 2026 Filed Jun 25, 2026 23:00 UTC | TerrAscend Corp. TSNDF · Entity 6184 | Disposition to issuerEmployee Share Option (Right to Buy) · Derivative | 200,000 | Not disclosed Strike: $10.79 | Not disclosed |
DisclosureSEC source: 0001104659-26-077875 · tm2618891d1_4seq1.xml · derivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 200,000 shares Expires 2031-03-25 F2 · price: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date. F3 · price: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025. F2 · derivative.exercise_date: At the annual general meeting of shareholders (AGM) on June 24, 2025, the shareholders approved the modification of previously-granted options held by employees including the Reporting Person such that, conditional on the Reporting Person's continued employment with the Company for a period of at least 12 months (the "Amendment Service Requirement") from June 24, 2025 (the "Amendment Date"), the original exercise price of such options would be modified to $0.26 per common share (the "Market Price"), calculated as the volume weighted average trading price of the Common Shares on the TSX for the five trading days immediately preceding the Amendment Date. F3 · derivative.exercise_date: On June 24, 2026, the Amendment Service Requirement was satisfied and the original exercise price of the options was automatically modified to the Market Price. All other terms and conditions of the option, including the expiration date, remain unmodified, including the vesting terms as set forth in the Issuer's definitive proxy statement filed on April 28, 2025. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. Read SEC document |
| May 28, 2026 Filed May 29, 2026 00:49 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 65,100 | $72.89 | $4,745,139.00 |
DisclosureSEC source: 0001104659-26-067739 · tm2615893-1_4seq1.xml · nonDerivative · entry 3 JW Asset Management, LLC · CIK 0001549738 · See footnote 3 JW Partners, LP · CIK 0001082644 · See footnote 3 JW Opportunities Fund, LLC · CIK 0001594084 · See footnote 3 JW GP, LLC · CIK 0001778512 · See footnote 3 Wild Jason G. · CIK 0001778752 · See footnote 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,890,582 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer. Read SEC document |
| May 27, 2026 Filed May 29, 2026 00:49 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 113 | $72.50 | $8,192.50 |
DisclosureSEC source: 0001104659-26-067739 · tm2615893-1_4seq1.xml · nonDerivative · entry 2 JW Asset Management, LLC · CIK 0001549738 · See footnote 3 JW Partners, LP · CIK 0001082644 · See footnote 3 JW Opportunities Fund, LLC · CIK 0001594084 · See footnote 3 JW GP, LLC · CIK 0001778512 · See footnote 3 Wild Jason G. · CIK 0001778752 · See footnote 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,955,682 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer. Read SEC document |
| May 26, 2026 Filed May 29, 2026 00:49 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 25,320 | $74.39 | $1,883,554.80 |
DisclosureSEC source: 0001104659-26-067739 · tm2615893-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · See footnote 3 JW Partners, LP · CIK 0001082644 · See footnote 3 JW Opportunities Fund, LLC · CIK 0001594084 · See footnote 3 JW GP, LLC · CIK 0001778512 · See footnote 3 Wild Jason G. · CIK 0001778752 · See footnote 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,955,795 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer. Read SEC document |
| May 21, 2026 Filed May 22, 2026 21:46 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 16,999 | $71.40 | $1,213,728.60 |
DisclosureSEC source: 0001104659-26-065826 · tm2615491-1_4seq1.xml · nonDerivative · entry 2 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,981,115 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 3,580 and 16,999 in Table I reflect 15,350 Common Shares sold by JWP and 5,229 Common Shares sold by JWO, in open market transactions on 5/20/2026 and 5/21/2026 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 20, 2026 Filed May 22, 2026 21:46 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 3,580 | $70.56 | $252,604.80 |
DisclosureSEC source: 0001104659-26-065826 · tm2615491-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,998,114 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 3,580 and 16,999 in Table I reflect 15,350 Common Shares sold by JWP and 5,229 Common Shares sold by JWO, in open market transactions on 5/20/2026 and 5/21/2026 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 06, 2026 Filed May 8, 2026 20:03 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 60,000 | $75.63 | $4,537,500.00 |
DisclosureSEC source: 0001104659-26-057898 · tm2614082-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,001,694 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 60,000 in Table I reflects the 44,755 Common Shares sold by JWP and the 15,245 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 21:01 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 11,000 | $67.07 | $737,770.00 |
DisclosureSEC source: 0001104659-25-110317 · tm2531025-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,061,694 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 11,000 in Table I reflects the 8,205 Common Shares sold by JWP and the 2,795 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 07, 2025 Filed Nov 12, 2025 14:56 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 2,500 | $65.09 | $162,725.00 |
DisclosureSEC source: 0001104659-25-109940 · tm2530889-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,072,694 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 2,500 in Table I reflects the 1,865 Common Shares sold by JWP and the 635 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 21:01 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 7,591 | $65.00 | $493,415.00 |
DisclosureSEC source: 0001104659-25-109123 · tm2530764-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,075,194 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 7,591 in Table I reflects the 5,662 Common Shares sold by JWP and the 1,929 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 27, 2025 Filed Aug 27, 2025 20:33 UTC | TerrAscend Corp. TSNDF · Entity 6184 | SaleCommon Shares | 8,415,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-084046 · tm2524514-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 83,940,245 F2 · price: The amount of 8,415,414 in item 4 of Table I reflects the 8,415,414 Common Shares indirectly disposed of by the Advisor, the General Partner and Wild through two advised investment vehicles distributing such Common Shares to their investors, in one case because of dissolution and termination of that investment vehicle, and in the other case to facilitate planned redemption of the distributees' respective interests in the investment vehicle, requiring the filing of this statement. The distributions effectively lowered the holdings of certain Reporting Persons in the Issuer's Common Shares and were offered to all investors in both advised investment vehicles. Wild, who held investments in both advised investment vehicles, received a distribution as part of this transaction in the amount of 6,300,567 Common Shares. All other Reporting Persons received no distributions from either investment vehicles as part of this transaction. F3 · price: In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. While a total of 14,715,981 Common Shares were distributed by the two investment vehicles in this transaction, 6,300,567 of those Common Shares were distributed to Wild and are therefore retained by the Reporting Persons. Accordingly, the amount of 8,415,414 Common Shares indirectly disposed of represents the net amount of Common Shares distributed to investors who are unaffiliated with the Reporting Persons. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. F2 · ownership.nature: The amount of 8,415,414 in item 4 of Table I reflects the 8,415,414 Common Shares indirectly disposed of by the Advisor, the General Partner and Wild through two advised investment vehicles distributing such Common Shares to their investors, in one case because of dissolution and termination of that investment vehicle, and in the other case to facilitate planned redemption of the distributees' respective interests in the investment vehicle, requiring the filing of this statement. The distributions effectively lowered the holdings of certain Reporting Persons in the Issuer's Common Shares and were offered to all investors in both advised investment vehicles. Wild, who held investments in both advised investment vehicles, received a distribution as part of this transaction in the amount of 6,300,567 Common Shares. All other Reporting Persons received no distributions from either investment vehicles as part of this transaction. F3 · ownership.nature: In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. While a total of 14,715,981 Common Shares were distributed by the two investment vehicles in this transaction, 6,300,567 of those Common Shares were distributed to Wild and are therefore retained by the Reporting Persons. Accordingly, the amount of 8,415,414 Common Shares indirectly disposed of represents the net amount of Common Shares distributed to investors who are unaffiliated with the Reporting Persons. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F4 · ownership.nature: The amount of 83,940,245 in item 5 of Table I includes 10,916,914 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 20:31 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleRight to Buy · Derivative | 940 | $2.18 Strike: $42.50 | $2,049.39 |
DisclosureSEC source: 0001104659-25-083115 · tm2524392-1_4seq1.xml · derivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: 940 calls representing 94,000 shares of common stock · 94,000 shares Expires 2025-09-19 F2 · balance_after: Reflects the writing and sale of 940 call options. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. Read SEC document |
| July 07, 2025 Filed Jul 9, 2025 20:01 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleRight to Buy · Derivative | 200 | $4.10 Strike: $47.50 | $820.00 |
DisclosureSEC source: 0001104659-25-066679 · tm2520196-1_4seq1.xml · derivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: 200 calls representing 20,000 shares of common stock · 20,000 shares Expires 2025-08-15 F2 · balance_after: Reflects the writing and sale of 200 call options. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. Read SEC document |
| July 03, 2025 Filed Jul 7, 2025 20:05 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleRight to Buy · Derivative | 15 | $3.30 Strike: $47.50 | $49.50 |
DisclosureSEC source: 0001104659-25-066082 · tm2520005-1_4seq1.xml · derivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: 15 calls representing 1,500 shares of common stock · 1,500 shares Expires 2025-08-15 F2 · balance_after: Reflects the writing and sale of 15 call options. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 20:01 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 9,700 | $44.38 | $430,486.00 |
DisclosureSEC source: 0001104659-25-065252 · tm2519723-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,082,785 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 9,700 in Table I reflects the 7,235 Common Shares sold by JWP and the 2,465 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 24, 2025 Filed Jun 25, 2025 20:01 UTC | TerrAscend Corp. TSNDF · Entity 6184 | GrantCommon Shares | 1,364,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-062563 · tm2518669-2_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,355,659 F4 · price: The price of 0 was filled in item 4 of Table I because the 1,364,423 RSUs were an annual grant for Wild's service as a director of the Issuer. The shares underlying the RSUs will vest in full on 12/31/2025, subject to Wild's continuous service with the Issuer as of the vesting date. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. F2 · ownership.direct: The amount of 1,364,423 in item 4 of Table I reflect the 1,364,423 restricted share units ("RSUs") granted by the Issuer to Wild as director compensation requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes F3 · ownership.direct: The amount of 92,355,659 in item 5 of Table I includes 4,616,347 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| June 23, 2025 Filed Jun 25, 2025 20:01 UTC | TerrAscend Corp. TSNDF · Entity 6184 | OtherWarrants · Derivative | 50,000 | Not disclosed Strike: $1.95 | Not disclosed |
DisclosureSEC source: 0001104659-25-062558 · tm2518669-1_4seq1.xml · derivative · entry 2 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Shares · 50,000 shares Expires 2025-06-23 F2 · price: On June 23, 2025, an aggregate of 400,001 warrants held by the Reporting Persons, with exercise prices substantially in excess of the market value of the Common Shares, expired and were forfeited, because the Reporting Persons did not exercise their purchase rights under those warrants. F3 · price: The exercise price of the warrants was $1.95. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. Read SEC document |
| June 23, 2025 Filed Jun 25, 2025 20:01 UTC | TerrAscend Corp. TSNDF · Entity 6184 | OtherWarrants · Derivative | 350,001 | Not disclosed Strike: $1.95 | Not disclosed |
DisclosureSEC source: 0001104659-25-062558 · tm2518669-1_4seq1.xml · derivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,000,000 Underlying: Common Shares · 350,001 shares Expires 2025-06-23 F2 · price: On June 23, 2025, an aggregate of 400,001 warrants held by the Reporting Persons, with exercise prices substantially in excess of the market value of the Common Shares, expired and were forfeited, because the Reporting Persons did not exercise their purchase rights under those warrants. F3 · price: The exercise price of the warrants was $1.95. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. F2 · ownership.nature: On June 23, 2025, an aggregate of 400,001 warrants held by the Reporting Persons, with exercise prices substantially in excess of the market value of the Common Shares, expired and were forfeited, because the Reporting Persons did not exercise their purchase rights under those warrants. F3 · ownership.nature: The exercise price of the warrants was $1.95. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:15 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleRight to Buy · Derivative | 100 | $1.45 Strike: $45.00 | $145.00 |
DisclosureSEC source: 0001344676-25-000008 · ownership.xml · derivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: 100 calls representing 10,000 shares of common stock · 10,000 shares Expires 2025-04-17 F2 · balance_after: Reflects the writing and sale of 100 call options. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 21:05 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 100,000 | $45.15 | $4,515,000.00 |
DisclosureSEC source: 0001019056-24-000345 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,092,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. On December 2, 2024, in connection with the rationalization of the Reporting Person's private fund structure, JW Opportunities Master Fund, Ltd., which is being wound down and liquidated, retitled all of its Common Shares in the name of its onshore feeder fund, JWO. F2 · ownership.nature: The amount of 100,000 in Table I reflects the 74,591 Common Shares sold by JWP and the 25,409 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 16, 2024 Filed Sep 16, 2024 20:00 UTC | TerrAscend Corp. TSNDF · Entity 6184 | GrantCommon Shares | 214,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-24-000287 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,991,236 F4 · price: The price of 0 was filled in item 4 of Table I because the 214,399 RSUs were an annual grant for Wild's service as a director of the Issuer. The shares underlying the RSUs will vest in full on 12/31/2024, subject to Wild's continuous service with the Issuer as of the vesting date. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. F2 · ownership.direct: The amount of 214,399 in item 4 of Table I reflect the 214,399 restricted share units ("RSUs") granted by the Issuer to Wild as director compensation requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,991,236 in item 5 of Table I includes 3,251,924 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:30 UTC | TerrAscend Corp. TSNDF · Entity 6184 | GrantOptions · Derivative | 1,000,000 | $0.00 Strike: $3.16 | $0.00 |
DisclosureSEC source: 0001019056-24-000198 · ownership.xml · derivative · entry 2 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250,000 Underlying: Common Shares · 1,000,000 shares Expires 2028-06-19 F5 · price: The price of 0 in item 8 of Table II reflects the options being issued without further cost to the Reporting Persons. F6 · balance_after: The amount of 1,250,000 in Item 9 of Table II reflects the aggregate number of derivative securities directly owned by Wild after the acquisition of the 1,000,000 options on June 17, 2024 as reported in this Form 4. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. F2 · ownership.direct: The amount of 362,161 in Item 4 of Table I reflects the 362,161 restricted share units ("RSUs") granted by the Issuer to Wild as director compensation requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Wild's stock option issuance reflects terms previously granted to Mr. Wild on June 19, 2018 that expired on June 19, 2023, with a revised expiration date of June 19, 2028. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:30 UTC | TerrAscend Corp. TSNDF · Entity 6184 | GrantCommon Shares | 362,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-24-000198 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,776,837 F4 · price: The price of 0 was filled in Item 4 of Table I because the 362,161 RSUs were an annual grant for Wild's service as a director of the Issuer. The shares underlying the RSUs will vest in full on 12/31/2024, subject to Wild's continuous service with the Issuer as of the vesting date. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. F2 · ownership.direct: The amount of 362,161 in Item 4 of Table I reflects the 362,161 restricted share units ("RSUs") granted by the Issuer to Wild as director compensation requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Wild's stock option issuance reflects terms previously granted to Mr. Wild on June 19, 2018 that expired on June 19, 2023, with a revised expiration date of June 19, 2028. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,776,837 in Item 5 of Table I includes 3,037,525 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| December 30, 2023 Filed Jan 2, 2024 20:29 UTC | TerrAscend Corp. TSNDF · Entity 6184 | OtherWarrants · Derivative | 7,129,517 | Not disclosed Strike: $8.66 | Not disclosed |
DisclosureSEC source: 0001019056-24-000002 · ownership.xml · derivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 10,600,001 Underlying: Common Shares · 7,129,517 shares Expires 2023-12-30 F2 · price: On December 30, 2023, an aggregate of 7,129,517 warrants held by the Reporting Persons, with exercise prices substantially in excess of the market value of the Common Shares, expired and were forfeited, because the Reporting Persons did not exercise their purchase rights under those warrants. F3 · price: The exercise price of the warrants was $8.66. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. F2 · ownership.nature: On December 30, 2023, an aggregate of 7,129,517 warrants held by the Reporting Persons, with exercise prices substantially in excess of the market value of the Common Shares, expired and were forfeited, because the Reporting Persons did not exercise their purchase rights under those warrants. F3 · ownership.nature: The exercise price of the warrants was $8.66. Read SEC document |
| December 22, 2023 Filed Dec 26, 2023 19:14 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 12,000 | $1.46 | $17,484.00 |
DisclosureSEC source: 0001019056-23-000436 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,414,676 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. Wild is the Trustee for the Wild Family Foundation and the Howard Wild 2012 Grandchildren's Trust. F2 · ownership.nature: The amount of 12,000 in item 4 of Table I reflects the 12,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,414,676 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 17:18 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 15,000 | $1.39 | $20,826.00 |
DisclosureSEC source: 0001019056-23-000434 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,402,676 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 15,000 in item 4 of Table I reflects the 15,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,402,676 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 16:05 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 10,000 | $1.53 | $15,310.00 |
DisclosureSEC source: 0001019056-23-000415 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,387,676 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 10,000 in item 4 of Table I reflects the 10,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,387,676 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 19:11 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 10,000 | $1.59 | $15,855.00 |
DisclosureSEC source: 0001019056-23-000410 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,377,676 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 10,000 in item 4 of Table I reflects the 10,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,377,676 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 16:18 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 15,000 | $1.58 | $23,706.00 |
DisclosureSEC source: 0001019056-23-000408 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,367,676 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 15,000 in item 4 of Table I reflects the 15,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,367,676 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 18:45 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 12,000 | $1.49 | $17,913.60 |
DisclosureSEC source: 0001019056-23-000402 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,352,676 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 12,000 in item 4 of Table I reflects the 12,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,352,676 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 19:59 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 18,200 | $1.51 | $27,571.18 |
DisclosureSEC source: 0001019056-23-000400 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,340,676 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 18,200 in item 4 of Table I reflects the 18,200 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,340,676 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 17:17 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 15,000 | $1.56 | $23,367.00 |
DisclosureSEC source: 0001019056-23-000398 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,322,476 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 15,000 in item 4 of Table I reflects the 15,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,322,476 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 16:19 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 75,000 | $2.04 | $153,307.50 |
DisclosureSEC source: 0001019056-23-000369 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,307,476 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 75,000 in item 4 of Table I reflects the 75,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,307,476 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 25, 2023 Filed Sep 26, 2023 16:35 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 30,000 | $2.08 | $62,286.00 |
DisclosureSEC source: 0001019056-23-000367 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,232,476 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 30,000 in item 4 of Table I reflects the 30,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,232,476 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 22, 2023 Filed Sep 25, 2023 14:48 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 10,000 | $2.10 | $21,000.00 |
DisclosureSEC source: 0001019056-23-000365 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,202,476 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 10,000 in item 4 of Table I reflects the 10,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,202,476 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 18:21 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 5,000 | $2.01 | $10,071.50 |
DisclosureSEC source: 0001019056-23-000363 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,192,476 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 5,000 in item 4 of Table I reflects the 5,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,192,476 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 17:32 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 27,450 | $2.01 | $55,223.91 |
DisclosureSEC source: 0001019056-23-000361 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,187,476 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 27,450 in item 4 of Table I reflects the 27,450 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,187,476 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 19, 2023 Filed Sep 20, 2023 14:56 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 15,000 | $2.02 | $30,349.50 |
DisclosureSEC source: 0001019056-23-000359 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,160,026 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 15,000 in item 4 of Table I reflects the 15,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,160,026 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 18, 2023 Filed Sep 19, 2023 15:22 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 25,000 | $2.06 | $51,600.00 |
DisclosureSEC source: 0001019056-23-000357 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 90,145,026 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 25,000 in item 4 of Table I reflects the 25,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,145,026 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 15:05 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 85,000 | $2.18 | $185,138.50 |
DisclosureSEC source: 0001019056-23-000355 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 90,120,026 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 85,000 in item 4 of Table I reflects the 85,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,120,026 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 18:59 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 5,000 | $2.10 | $10,500.00 |
DisclosureSEC source: 0001019056-23-000349 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 90,035,026 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 5,000 in item 4 of Table I reflects the 5,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,035,026 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 16:50 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 15,000 | $2.11 | $31,603.50 |
DisclosureSEC source: 0001019056-23-000345 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 90,030,026 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 15,000 in item 4 of Table I reflects the 15,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,030,026 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 19:34 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 100,000 | $2.22 | $221,600.00 |
DisclosureSEC source: 0001019056-23-000343 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 90,015,026 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 100,000 in item 4 of Table I reflects the 100,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,015,026 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 10:13 UTC | TerrAscend Corp. TSNDF · Entity 6184 | PurchaseCommon Shares | 25,000 | $2.19 | $54,867.50 |
DisclosureSEC source: 0001019056-23-000341 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 89,915,026 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 25,000 in item 4 of Table I reflects the 25,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 89,915,026 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 14:55 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 50,000 | $2.15 | $107,315.00 |
DisclosureSEC source: 0001019056-23-000339 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 89,890,026 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 50,000 in item 4 of Table I reflects the 50,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 89,890,026 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 15:25 UTC | TerrAscend Corp. TRSSF · Entity 6184 | PurchaseCommon Shares | 100,000 | $2.19 | $219,320.00 |
DisclosureSEC source: 0001019056-23-000337 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 89,840,026 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 100,000 in item 4 of Table I reflects the 100,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through an advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 89,840,026 in item 5 of Table I includes 2,675,364 direct non-derivative securities beneficially owned by Wild, including the RSUs previously reported. Read SEC document |
| June 28, 2023 Filed Jun 29, 2023 22:03 UTC | TerrAscend Corp. TRSSF · Entity 6184 | GrantWarrants · Derivative | 350,001 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001019056-23-000299 · ownership.xml · derivative · entry 4 JW Asset Management, LLC · CIK 0001549738 · Director · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 17,479,518 Underlying: Common Shares · 350,001 shares Expires 2025-06-28 F4 · price: The Common Shares and Warrants reported in this Form 4 were acquired from the Issuer through a private placement. The price of 0 in item 8 of Table II reflects the warrants being issued with the Common Shares without further cost to the Reporting Persons. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP. The General Partner serves as general partner to JWP. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 100,000 in Table I reflects the 100,000 Common Shares acquired by Wild, and the amount of 700,002 in Table I reflects an aggregate of 700,002 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through certain advised investment vehicles. The amount of 50,000 in Table II reflect 50,000 warrants acquired by Wild, and the amount of 350,001 in Table II reflect an aggregate of 350,001 warrants indirectly acquired by the Advisor, the General Partner and Wild through certain advised investment vehicles. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. F3 · ownership.nature: (Footnote 2 continued): Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F4 · ownership.nature: The Common Shares and Warrants reported in this Form 4 were acquired from the Issuer through a private placement. The price of 0 in item 8 of Table II reflects the warrants being issued with the Common Shares without further cost to the Reporting Persons. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.