Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AIRXPANDERS INCAXP · Entity 159340 | Director | May 21, 2018 | May 23, 2018 |
| ESTABLISHMENT LABS HOLDINGS INC.ESTA · Entity 4473 | Director | December 31, 2024 | January 03, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AIRXPANDERS INC
Report date May 21, 2018 · Filed May 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.22 · Expires 2028-05-20 | Direct | 83,837 |
Reported balance
After 2018-05-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-05-21 · Grant · Acquired 83,837 · Balance 83,837 F1: Vests in 12 equal consecutive monthly installments until fully vested, subject to the non-employee director's continuous service with the Company through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Vests in 12 equal consecutive monthly installments until fully vested, subject to the non-employee director's continuous service with the Company through such date.
ESTABLISHMENT LABS HOLDINGS INC.
Report date December 31, 2024 · Filed January 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 9,385 |
Reported balance
After 2024-12-31 transaction · row 1
1 source rowRow 1 · 2024-12-31 · Grant · Acquired 298 · Balance 9,385 F1: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2024 Filed Jan 3, 2025 16:13 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 298 | $46.07 | $13,728.86 |
DisclosureSEC source: 0001111413-25-000001 · wk-form4_1735938785.xml · nonDerivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,385 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 16:16 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 318 | $43.27 | $13,759.86 |
DisclosureSEC source: 0001111413-24-000006 · wk-form4_1727900153.xml · nonDerivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,087 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 16:44 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 314 | $45.44 | $14,268.16 |
DisclosureSEC source: 0001111413-24-000005 · wk-form4_1719953033.xml · nonDerivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,769 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| May 24, 2024 Filed May 28, 2024 17:27 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 2,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001111413-24-000004 · wk-form4_1716931610.xml · nonDerivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,455 F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 24, 2025 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 16:45 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 294 | $50.90 | $14,964.60 |
DisclosureSEC source: 0001111413-24-000002 · wk-form4_1712090697.xml · nonDerivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,121 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. F1 · price: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| December 31, 2023 Filed Jan 8, 2024 08:07 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 1,158 | $25.89 | $29,980.62 |
DisclosureSEC source: 0001111413-24-000001 · wk-form4_1704719232.xml · nonDerivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,827 F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. F1 · price: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter. Read SEC document |
| May 24, 2023 Filed May 26, 2023 16:15 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 2,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001111413-23-000001 · wf-form4_168513203407450.xml · nonDerivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,669 F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 24, 2024 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 16:08 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantCommon Shares | 2,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001688757-22-000072 · wf-form4_165592849429979.xml · nonDerivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,345 F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of June 17, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 16:30 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | Exercise / conversionStock Option (Right to buy) · Derivative | 9,000 | $10.19 Strike: $10.19 | $91,710.00 |
DisclosureSEC source: 0001628280-22-007033 · wf-form4_164806742458497.xml · derivative · entry 3 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,780 Underlying: Common Shares · 9,000 shares Expires 2028-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · derivative.exercise_date: The option, originally for 36,780 shares, vested as to one-fourth of the shares on December 11, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 16:30 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | Disposition to issuerCommon Shares | 9,000 | $65.16 | $586,481.40 |
DisclosureSEC source: 0001628280-22-007033 · wf-form4_164806742458497.xml · nonDerivative · entry 2 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $65.000 to $65.565 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 16:30 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | Exercise / conversionCommon Shares | 9,000 | $10.19 | $91,710.00 |
DisclosureSEC source: 0001628280-22-007033 · wf-form4_164806742458497.xml · nonDerivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 17:23 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | Exercise / conversionStock Option (Right to buy) · Derivative | 9,000 | $10.19 Strike: $10.19 | $91,710.00 |
DisclosureSEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · derivative · entry 8 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,780 Underlying: Common Shares · 9,000 shares Expires 2028-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F7 · derivative.exercise_date: The option, originally for 36,780 shares, vested as to one-fourth of the shares on December 11, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 17:23 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 90 | $76.00 | $6,840.00 |
DisclosureSEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 7 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 17:23 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 534 | $75.13 | $40,119.63 |
DisclosureSEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 6 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F6 · price: This transaction was executed in multiple trades at prices ranging from $75.0000 to $75.5400 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 17:23 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 2,611 | $74.37 | $194,181.38 |
DisclosureSEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 5 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F5 · price: This transaction was executed in multiple trades at prices ranging from $74.0100 to $74.9750 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 17:23 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 1,843 | $73.47 | $135,409.63 |
DisclosureSEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 4 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,235 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $73.0000 to $73.9900 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 17:23 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 3,872 | $72.66 | $281,333.71 |
DisclosureSEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 3 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,078 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: This transaction was executed in multiple trades at prices ranging from $72.0000 to $72.9850 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 17:23 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 50 | $71.92 | $3,595.95 |
DisclosureSEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 2 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,950 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $71.8300 to $71.9500 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 17:23 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | Exercise / conversionCommon Shares | 9,000 | $10.19 | $91,710.00 |
DisclosureSEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 16:20 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | Exercise / conversionStock Option (Right to buy) · Derivative | 9,000 | $10.19 Strike: $10.19 | $91,710.00 |
DisclosureSEC source: 0001628280-21-012097 · wf-form4_162344282246421.xml · derivative · entry 6 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,780 Underlying: Common Shares · 9,000 shares Expires 2028-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F5 · derivative.exercise_date: The option, originally for 36,780 shares, vested as to one-fourth of the shares on December 11, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 16:20 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 11 | $80.00 | $880.00 |
DisclosureSEC source: 0001628280-21-012097 · wf-form4_162344282246421.xml · nonDerivative · entry 5 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 16:20 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 5,772 | $79.55 | $459,159.71 |
DisclosureSEC source: 0001628280-21-012097 · wf-form4_162344282246421.xml · nonDerivative · entry 4 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $79.00 to $79.97 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 16:20 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 1,229 | $78.73 | $96,757.08 |
DisclosureSEC source: 0001628280-21-012097 · wf-form4_162344282246421.xml · nonDerivative · entry 3 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,783 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: This transaction was executed in multiple trades at prices ranging from $78.02 to $78.96 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 16:20 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 1,988 | $77.63 | $154,335.60 |
DisclosureSEC source: 0001628280-21-012097 · wf-form4_162344282246421.xml · nonDerivative · entry 2 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,012 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $77.49 to $77.97 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 16:20 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | Exercise / conversionCommon Shares | 9,000 | $10.19 | $91,710.00 |
DisclosureSEC source: 0001628280-21-012097 · wf-form4_162344282246421.xml · nonDerivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| May 25, 2021 Filed May 26, 2021 16:37 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantStock Option (Right to buy) · Derivative | 10,000 | $0.00 Strike: $78.11 | $0.00 |
DisclosureSEC source: 0001628280-21-011126 · wf-form4_162206143407458.xml · derivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares · 10,000 shares Expires 2031-05-25 F1 · derivative.exercise_date: The shares subject to the option vest in full on the earlier of May 25, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| May 26, 2020 Filed May 27, 2020 16:41 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantStock Option (Right to buy) · Derivative | 10,000 | $0.00 Strike: $18.14 | $0.00 |
DisclosureSEC source: 0001628280-20-008466 · wf-form4_159061208250765.xml · derivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares · 10,000 shares Expires 2030-05-26 F1 · derivative.exercise_date: The shares subject to the option vest in full on the earlier of May 26, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 16:41 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantStock Option (Right to buy) · Derivative | 10,000 | $0.00 Strike: $23.05 | $0.00 |
DisclosureSEC source: 0001628280-19-007596 · wf-form4_155976729424796.xml · derivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares · 10,000 shares Expires 2029-06-03 F1 · derivative.exercise_date: The shares subject to the option vest in full on the earlier of June 3, 2020 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| May 21, 2018 Filed May 23, 2018 14:47 UTC | AIRXPANDERS INC AXP · Entity 159340 | GrantStock Option (right to buy) · Derivative | 83,837 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001437749-18-010580 · rdgdoc.xml · derivative · entry 1 CONDON DENNIS E · CIK 0001111413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,837 Underlying: Common Stock A · 83,837 shares Expires 2028-05-20 F1 · derivative.exercise_date: Vests in 12 equal consecutive monthly installments until fully vested, subject to the non-employee director's continuous service with the Company through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.