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Nasdaq · USD

ESTA

ESTABLISHMENT LABS HOLDINGS INC.

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Tapewire entity
4473
SEC CIK
0001688757
Parsed reports
301

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 2026010
May 2026012
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2025 Filed May 27, 2025 20:05 UTC
Custin AnnDirector
GrantCommon Shares 3,413 $0.00 $0.00
Disclosure

SEC source: 0001863404-25-000003 · wk-form4_1748376210.xml · nonDerivative · entry 1

Custin Ann · CIK 0001863404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,074

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 23, 2026 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 23, 2025 Filed May 27, 2025 20:08 UTC GrantCommon Shares 3,413 $0.00 $0.00
Disclosure

SEC source: 0001861660-25-000003 · wk-form4_1748376476.xml · nonDerivative · entry 1

Slotkin Bryan · CIK 0001861660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,972

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 23, 2026 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

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May 23, 2025 Filed May 27, 2025 20:10 UTC GrantCommon Shares 3,413 $0.00 $0.00
Disclosure

SEC source: 0001742429-25-000006 · wk-form4_1748376592.xml · nonDerivative · entry 1

Chacon Quiros Juan Jose · CIK 0001742429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,148

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 23, 2026 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 23, 2025 Filed May 27, 2025 20:09 UTC GrantCommon Shares 3,413 $0.00 $0.00
Disclosure

SEC source: 0001398327-25-000004 · wk-form4_1748376534.xml · nonDerivative · entry 1

LEWIN NICHOLAS SHERIDAN · CIK 0001398327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,075,338

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 23, 2026 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 23, 2025 Filed May 27, 2025 20:02 UTC GrantCommon Shares 3,413 $0.00 $0.00
Disclosure

SEC source: 0001254555-25-000003 · wk-form4_1748376129.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,777

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 23, 2026 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:15 UTC
Caldini FilippoChief Executive Officer
GrantStock Option (Right to buy) · Derivative 12,009 $0.00 Strike: $36.46 $0.00
Disclosure

SEC source: 0001839059-25-000004 · wk-form4_1747426513.xml · derivative · entry 2

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,009

Underlying: Common Shares · 12,009 shares

Expires 2035-05-14

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on May 7, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:15 UTC
Caldini FilippoChief Executive Officer
GrantCommon Shares 6,856 $0.00 $0.00
Disclosure

SEC source: 0001839059-25-000004 · wk-form4_1747426513.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,395

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on May 7, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:12 UTC GrantStock Option (Right to buy) · Derivative 36,027 $0.00 Strike: $36.46 $0.00
Disclosure

SEC source: 0001398327-25-000003 · wk-form4_1747426320.xml · derivative · entry 1

LEWIN NICHOLAS SHERIDAN · CIK 0001398327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,027

Underlying: Common Shares · 36,027 shares

Expires 2035-05-14

F1 · kind: Represents an award of stock options under the Issuer's 2018 Equity Incentive Plan.

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on May 14, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:29 UTC GrantCommon Shares 413 $40.81 $16,854.53
Disclosure

SEC source: 0001862601-25-000002 · wk-form4_1743539366.xml · nonDerivative · entry 1

Gillin Leslie · CIK 0001862601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,297

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:34 UTC
Custin AnnDirector
GrantCommon Shares 474 $40.81 $19,343.94
Disclosure

SEC source: 0001863404-25-000002 · wk-form4_1743539628.xml · nonDerivative · entry 1

Custin Ann · CIK 0001863404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,661

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:30 UTC GrantCommon Shares 398 $40.81 $16,242.38
Disclosure

SEC source: 0001861660-25-000002 · wk-form4_1743539412.xml · nonDerivative · entry 1

Slotkin Bryan · CIK 0001861660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,559

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:32 UTC GrantCommon Shares 459 $40.81 $18,731.79
Disclosure

SEC source: 0001254555-25-000002 · wk-form4_1743539560.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,364

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:31 UTC GrantCommon Shares 612 $40.81 $24,975.72
Disclosure

SEC source: 0001398327-25-000002 · wk-form4_1743539455.xml · nonDerivative · entry 1

LEWIN NICHOLAS SHERIDAN · CIK 0001398327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071,925

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 20:15 UTC
JW GP, LLC10% owner
Wild Jason G.10% owner
SaleRight to Buy · Derivative 100 $1.45 Strike: $45.00 $145.00
Disclosure

SEC source: 0001344676-25-000008 · ownership.xml · derivative · entry 1

JW Asset Management, LLC · CIK 0001549738 · 10% owner

JW Partners, LP · CIK 0001082644 · 10% owner

JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner

JW GP, LLC · CIK 0001778512 · 10% owner

Wild Jason G. · CIK 0001778752 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: 100 calls representing 10,000 shares of common stock · 10,000 shares

Expires 2025-04-17

F2 · balance_after: Reflects the writing and sale of 100 call options.

F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.

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March 13, 2025 Filed Mar 21, 2025 01:16 UTC
Caldini FilippoInt Chief Executive Officer
Tax withholdingCommon Shares 770 $34.82 $26,811.40
Disclosure

SEC source: 0001839059-25-000001 · wk-form4_1742519803.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Int Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,308

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person.

Read SEC document
March 13, 2025 Filed Apr 4, 2025 16:50 UTC
Mansbach Samuel RossGeneral Counsel and CCO
GrantStock Option (Right to buy) · Derivative 13,998 $0.00 Strike: $34.82 $0.00
Disclosure

SEC source: 0001944800-25-000002 · wk-form4_1743799828.xml · derivative · entry 2

Mansbach Samuel Ross · CIK 0001944800 · General Counsel and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,998

Underlying: Common Shares · 13,998 shares

Expires 2035-03-13

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on March 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 13, 2025 Filed Apr 4, 2025 16:50 UTC
Mansbach Samuel RossGeneral Counsel and CCO
GrantCommon Shares 7,952 $0.00 $0.00
Disclosure

SEC source: 0001944800-25-000002 · wk-form4_1743799828.xml · nonDerivative · entry 1

Mansbach Samuel Ross · CIK 0001944800 · General Counsel and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,238

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
March 13, 2025 Filed Apr 4, 2025 16:49 UTC
Denhoy RajChief Financial Officer
GrantStock Option (Right to buy) · Derivative 19,716 $0.00 Strike: $34.82 $0.00
Disclosure

SEC source: 0001876083-25-000003 · wk-form4_1743799785.xml · derivative · entry 2

Denhoy Raj · CIK 0001876083 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,716

Underlying: Common Shares · 19,716 shares

Expires 2035-03-13

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on March 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 13, 2025 Filed Apr 4, 2025 16:49 UTC
Denhoy RajChief Financial Officer
GrantCommon Shares 11,200 $0.00 $0.00
Disclosure

SEC source: 0001876083-25-000003 · wk-form4_1743799785.xml · nonDerivative · entry 1

Denhoy Raj · CIK 0001876083 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,348

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
March 13, 2025 Filed Apr 4, 2025 20:48 UTC
Caldini FilippoInt Chief Executive Officer
GrantStock Option (Right to buy) · Derivative 30,333 $0.00 Strike: $34.82 $0.00
Disclosure

SEC source: 0001839059-25-000003 · wk-form4_1743799713.xml · derivative · entry 2

Caldini Filippo · CIK 0001839059 · Int Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,333

Underlying: Common Shares · 30,333 shares

Expires 2035-03-13

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on March 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 13, 2025 Filed Apr 4, 2025 20:48 UTC
Caldini FilippoInt Chief Executive Officer
GrantCommon Shares 17,231 $0.00 $0.00
Disclosure

SEC source: 0001839059-25-000003 · wk-form4_1743799713.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Int Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,539

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
March 06, 2025 Filed Mar 20, 2025 21:13 UTC
Mansbach Samuel RossGeneral Counsel and CCO
Tax withholdingCommon Shares 728 $42.08 $30,634.24
Disclosure

SEC source: 0001944800-25-000001 · wk-form4_1742519632.xml · nonDerivative · entry 1

Mansbach Samuel Ross · CIK 0001944800 · General Counsel and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,286

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person.

Read SEC document
March 06, 2025 Filed Mar 20, 2025 21:14 UTC
Denhoy RajChief Financial Officer
Tax withholdingCommon Shares 985 $42.08 $41,448.80
Disclosure

SEC source: 0001876083-25-000001 · wk-form4_1742519692.xml · nonDerivative · entry 1

Denhoy Raj · CIK 0001876083 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,148

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:11 UTC GrantCommon Shares 366 $46.07 $16,861.62
Disclosure

SEC source: 0001862601-25-000001 · wk-form4_1735938687.xml · nonDerivative · entry 1

Gillin Leslie · CIK 0001862601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,884

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 16:13 UTC GrantCommon Shares 298 $46.07 $13,728.86
Disclosure

SEC source: 0001111413-25-000001 · wk-form4_1735938785.xml · nonDerivative · entry 1

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,385

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:09 UTC
Custin AnnDirector
GrantCommon Shares 420 $46.07 $19,349.40
Disclosure

SEC source: 0001863404-25-000001 · wk-form4_1735938583.xml · nonDerivative · entry 1

Custin Ann · CIK 0001863404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,187

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:10 UTC GrantCommon Shares 352 $46.07 $16,216.64
Disclosure

SEC source: 0001861660-25-000001 · wk-form4_1735938635.xml · nonDerivative · entry 1

Slotkin Bryan · CIK 0001861660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,161

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:12 UTC GrantCommon Shares 542 $46.07 $24,969.94
Disclosure

SEC source: 0001398327-25-000001 · wk-form4_1735938740.xml · nonDerivative · entry 1

LEWIN NICHOLAS SHERIDAN · CIK 0001398327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071,313

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:08 UTC GrantCommon Shares 406 $46.07 $18,704.42
Disclosure

SEC source: 0001254555-25-000001 · wk-form4_1735938521.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,905

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:05 UTC
JW GP, LLC10% owner
Wild Jason G.10% owner
SaleCommon Shares 100,000 $45.15 $4,515,000.00
Disclosure

SEC source: 0001019056-24-000345 · ownership.xml · nonDerivative · entry 1

JW Asset Management, LLC · CIK 0001549738 · 10% owner

JW Partners, LP · CIK 0001082644 · 10% owner

JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner

JW GP, LLC · CIK 0001778512 · 10% owner

Wild Jason G. · CIK 0001778752 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,092,485

F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. On December 2, 2024, in connection with the rationalization of the Reporting Person's private fund structure, JW Opportunities Master Fund, Ltd., which is being wound down and liquidated, retitled all of its Common Shares in the name of its onshore feeder fund, JWO.

F2 · ownership.nature: The amount of 100,000 in Table I reflects the 74,591 Common Shares sold by JWP and the 25,409 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:18 UTC GrantCommon Shares 389 $43.27 $16,832.03
Disclosure

SEC source: 0001862601-24-000007 · wk-form4_1727900291.xml · nonDerivative · entry 1

Gillin Leslie · CIK 0001862601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,518

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 16:16 UTC GrantCommon Shares 318 $43.27 $13,759.86
Disclosure

SEC source: 0001111413-24-000006 · wk-form4_1727900153.xml · nonDerivative · entry 1

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,087

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:25 UTC
Custin AnnDirector
GrantCommon Shares 447 $43.27 $19,341.69
Disclosure

SEC source: 0001863404-24-000005 · wk-form4_1727900705.xml · nonDerivative · entry 1

Custin Ann · CIK 0001863404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,767

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:17 UTC GrantCommon Shares 375 $43.27 $16,226.25
Disclosure

SEC source: 0001861660-24-000009 · wk-form4_1727900218.xml · nonDerivative · entry 1

Slotkin Bryan · CIK 0001861660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,809

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:19 UTC GrantCommon Shares 433 $43.27 $18,735.91
Disclosure

SEC source: 0001254555-24-000007 · wk-form4_1727900370.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,499

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:15 UTC GrantCommon Shares 577 $43.27 $24,966.79
Disclosure

SEC source: 0001398327-24-000007 · wk-form4_1727900092.xml · nonDerivative · entry 1

LEWIN NICHOLAS SHERIDAN · CIK 0001398327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,070,771

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

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August 20, 2024 Filed Aug 27, 2024 21:11 UTC GrantStock Option (Right to buy) · Derivative 17,910 $0.00 Strike: $44.06 $0.00
Disclosure

SEC source: 0001839059-24-000005 · wk-form4_1724793103.xml · derivative · entry 2

Caldini Filippo · CIK 0001839059 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,910

Underlying: Common Shares · 17,910 shares

Expires 2034-08-20

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on August 20, 2025 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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August 20, 2024 Filed Aug 27, 2024 21:11 UTC GrantCommon Shares 9,078 $0.00 $0.00
Disclosure

SEC source: 0001839059-24-000005 · wk-form4_1724793103.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,078

F1 · acquired: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on August 20, 2025 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

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July 11, 2024 Filed Jul 11, 2024 20:38 UTC
Chacon Quiros Juan JoseDirector · Chief Executive Officer
SaleCommon Shares 3,641 $45.04 $163,989.18
Disclosure

SEC source: 0001742429-24-000007 · wk-form4_1720730320.xml · nonDerivative · entry 1

Chacon Quiros Juan Jose · CIK 0001742429 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,735

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $45.00 to $45.17 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 09, 2024 Filed Jul 10, 2024 21:33 UTC
Chacon Quiros Juan JoseDirector · Chief Executive Officer
SaleCommon Shares 654 $45.00 $29,430.52
Disclosure

SEC source: 0001742429-24-000006 · wk-form4_1720647177.xml · nonDerivative · entry 2

Chacon Quiros Juan Jose · CIK 0001742429 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 214,376

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $45.00 to $45.05 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 08, 2024 Filed Jul 10, 2024 21:33 UTC
Chacon Quiros Juan JoseDirector · Chief Executive Officer
SaleCommon Shares 3,866 $45.01 $174,011.75
Disclosure

SEC source: 0001742429-24-000006 · wk-form4_1720647177.xml · nonDerivative · entry 1

Chacon Quiros Juan Jose · CIK 0001742429 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 215,030

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $45.00 to $45.27 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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July 01, 2024 Filed Jul 3, 2024 18:31 UTC
Chacon Quiros Juan JoseDirector · Chief Executive Officer
SaleCommon Shares 6,839 $45.30 $309,775.24
Disclosure

SEC source: 0001742429-24-000005 · wk-form4_1720031480.xml · nonDerivative · entry 1

Chacon Quiros Juan Jose · CIK 0001742429 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,896

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $45.01 to $46.00 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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June 30, 2024 Filed Jul 2, 2024 20:52 UTC GrantCommon Shares 359 $45.44 $16,312.96
Disclosure

SEC source: 0001862601-24-000006 · wk-form4_1719953536.xml · nonDerivative · entry 1

Gillin Leslie · CIK 0001862601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,129

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

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June 30, 2024 Filed Jul 2, 2024 16:44 UTC GrantCommon Shares 314 $45.44 $14,268.16
Disclosure

SEC source: 0001111413-24-000005 · wk-form4_1719953033.xml · nonDerivative · entry 1

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,769

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

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June 30, 2024 Filed Jul 2, 2024 20:40 UTC
Custin AnnDirector
GrantCommon Shares 426 $45.44 $19,357.44
Disclosure

SEC source: 0001863404-24-000004 · wk-form4_1719952837.xml · nonDerivative · entry 1

Custin Ann · CIK 0001863404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,320

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

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June 30, 2024 Filed Jul 2, 2024 20:42 UTC GrantCommon Shares 357 $45.44 $16,222.08
Disclosure

SEC source: 0001861660-24-000008 · wk-form4_1719952932.xml · nonDerivative · entry 1

Slotkin Bryan · CIK 0001861660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,434

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

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June 30, 2024 Filed Jul 2, 2024 20:43 UTC GrantCommon Shares 550 $45.44 $24,992.00
Disclosure

SEC source: 0001398327-24-000006 · wk-form4_1719952975.xml · nonDerivative · entry 1

LEWIN NICHOLAS SHERIDAN · CIK 0001398327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,070,194

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

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June 30, 2024 Filed Jul 2, 2024 20:38 UTC GrantCommon Shares 412 $45.44 $18,721.28
Disclosure

SEC source: 0001254555-24-000006 · wk-form4_1719952702.xml · nonDerivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,066

F1 · kind: Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

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May 24, 2024 Filed May 28, 2024 21:22 UTC GrantCommon Shares 2,334 $0.00 $0.00
Disclosure

SEC source: 0001862601-24-000004 · wk-form4_1716931357.xml · nonDerivative · entry 1

Gillin Leslie · CIK 0001862601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,770

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 24, 2025 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

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May 24, 2024 Filed May 28, 2024 17:27 UTC GrantCommon Shares 2,334 $0.00 $0.00
Disclosure

SEC source: 0001111413-24-000004 · wk-form4_1716931610.xml · nonDerivative · entry 1

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,455

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 24, 2025 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.