Caldini Filippo

SEC source: 0001839059-26-000006 · wk-form4_1787778394.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,829

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person.

SEC source: 0001839059-26-000002 · wk-form4_1772834122.xml · derivative · entry 2

Caldini Filippo · CIK 0001839059 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,275

Underlying: Common Shares · 14,275 shares

Expires 2036-02-18

F2 · kind: One-fourth of the shares subject to the option shall vest on February 18, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001839059-26-000002 · wk-form4_1772834122.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,430

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on February 18, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001839059-26-000003 · wk-form4a_1775684336.xml · derivative · entry 2

Caldini Filippo · CIK 0001839059 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,879

Underlying: Common Shares · 24,879 shares

Expires 2036-02-18

F2 · kind: One-fourth of the shares subject to the option shall vest on February 18, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001839059-26-000003 · wk-form4a_1775684336.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,511

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on February 18, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001839059-25-000010 · wk-form4a_1754942552.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,245

SEC source: 0001839059-25-000007 · wk-form4_1754933556.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,245

F1 · price: This transaction was executed in multiple trades at prices ranging from $34.00 to $35.00 per share. The price reported above reflects the weighted average purchase price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001839059-25-000004 · wk-form4_1747426513.xml · derivative · entry 2

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,009

Underlying: Common Shares · 12,009 shares

Expires 2035-05-14

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on May 7, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001839059-25-000004 · wk-form4_1747426513.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,395

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on May 7, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001839059-25-000001 · wk-form4_1742519803.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Int Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,308

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person.

SEC source: 0001839059-25-000003 · wk-form4_1743799713.xml · derivative · entry 2

Caldini Filippo · CIK 0001839059 · Int Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,333

Underlying: Common Shares · 30,333 shares

Expires 2035-03-13

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on March 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001839059-25-000003 · wk-form4_1743799713.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Int Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,539

F1 · kind: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001839059-24-000005 · wk-form4_1724793103.xml · derivative · entry 2

Caldini Filippo · CIK 0001839059 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,910

Underlying: Common Shares · 17,910 shares

Expires 2034-08-20

F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on August 20, 2025 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

SEC source: 0001839059-24-000005 · wk-form4_1724793103.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,078

F1 · acquired: Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on August 20, 2025 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

SEC source: 0001762359-23-000054 · wk-form4_1688765824.xml · nonDerivative · entry 2

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 941,750

F2 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person arising in connection with the delivery of shares pursuant to an equity plan administered by Acreage Holdings, Inc.

F1 · balance_after: On the Form 4 filed on May 30, 2023 on behalf of Mr. Caldini, the total number of securities beneficially owned following the reported transaction was misreported due to a clerical error. The correct amounts for that report were 179,125 Class D Subordinate Voting Shares and 1,072,284 Class E Subordinate Voting Shares. These amounts have been corrected in today's report.

SEC source: 0001762359-23-000054 · wk-form4_1688765824.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,145

F1 · balance_after: On the Form 4 filed on May 30, 2023 on behalf of Mr. Caldini, the total number of securities beneficially owned following the reported transaction was misreported due to a clerical error. The correct amounts for that report were 179,125 Class D Subordinate Voting Shares and 1,072,284 Class E Subordinate Voting Shares. These amounts have been corrected in today's report.

SEC source: 0001762359-23-000024 · wk-form4_1685477101.xml · nonDerivative · entry 2

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,485

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person arising in connection with the delivery of shares pursuant to an equity plan administered by Acreage Holdings, Inc.

SEC source: 0001762359-23-000024 · wk-form4_1685477101.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,104,944

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person arising in connection with the delivery of shares pursuant to an equity plan administered by Acreage Holdings, Inc.

SEC source: 0001567619-22-014032 · doc1.xml · derivative · entry 3

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,574,743

Underlying: Common Stock - Class E Subordinate Voting Shares · 1,574,743 shares

Expires 2027-07-01

F1 · derivative.exercise_date: Vests in substantially equal annual installments on July 1 of each of 2023, 2024 and 2025.

SEC source: 0001567619-22-014032 · doc1.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192,764

F1 · kind: Vests in substantially equal annual installments on July 1 of each of 2023, 2024 and 2025.

SEC source: 0001567619-22-008437 · doc1.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,392

F1 · kind: Shares sold to pay taxes applicable to vesting of restricted stock units.

SEC source: 0001567619-22-007857 · doc1.xml · nonDerivative · entry 3

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,738

F1 · kind: Shares sold to pay taxes applicable to vesting of restricted stock units.

SEC source: 0001567619-22-007857 · doc1.xml · nonDerivative · entry 2

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,050

F1 · kind: Shares sold to pay taxes applicable to vesting of restricted stock units.

SEC source: 0001567619-22-007857 · doc1.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,965

F1 · kind: Shares sold to pay taxes applicable to vesting of restricted stock units.

SEC source: 0001567619-21-000345 · doc1.xml · derivative · entry 4

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,667

Underlying: Common Stock - Class E Subordinate Voting Shares · 366,667 shares

Expires 2025-12-31

F4 · derivative.exercise_date: 88,889 vest one third on the first three anniversary dates of the date of grant. 55,556 vest immediately upon the Committee's determination that Acreage achieved 100% or more of the Consolidated Adj. EBTIDA Target for its fiscal 2022 year. 222,222 are subject to performance-based vesting under which 50% of the Award will vest if the Board determines that the Company achieved at least 90% of the Consolidated Adjusted EBITDA Target for its fiscal 2021 year and 50% of the Award will be subject to performance-based vesting under which 50% of the Award will vest if the Board determines that the Company achieved at least 90% of the Consolidated Adjusted EBITDA Target for its fiscal 2022 year.

SEC source: 0001567619-21-000345 · doc1.xml · derivative · entry 3

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,464

Underlying: Common Stock - Class D Subordinate Voting Shares · 241,464 shares

Expires 2025-12-31

F3 · derivative.exercise_date: 58,537 vest one third on the first three anniversary dates of the date of grant. 36,585 vest immediately upon the Committee's determination that Acreage achieved 100% or more of the Consolidated Adj. EBTIDA Target for its fiscal 2022 year. 146,342 are subject to performance-based vesting under which 50% of the Award will vest if the Board determines that the Company achieved at least 90% of the Consolidated Adjusted EBITDA Target for its fiscal 2021 year and 50% of the Award will be subject to performance-based vesting under which 50% of the Award will vest if the Board determines that the Company achieved at least 90% of the Consolidated Adjusted EBITDA Target for its fiscal 2022 year.

SEC source: 0001567619-21-000345 · doc1.xml · nonDerivative · entry 2

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,556

F2 · shares: 177,778 vest one third on the first three anniversary dates of the date of grant. 55,556 vest immediately upon the Committee's determination that Acreage achieved 100% or more of the Consolidated Adj. EBTIDA Target for its fiscal 2022 year. 222,222 are subject to performance-based vesting under which 50% of the Award will vest if the Board determines that the Company achieved at least 90% of the Consolidated Adjusted EBITDA Target for its fiscal 2021 year and 50% of the Award will be subject to performance-based vesting under which 50% of the Award will vest if the Board determines that the Company achieved at least 90% of the Consolidated Adjusted EBITDA Target for its fiscal 2022 year.

SEC source: 0001567619-21-000345 · doc1.xml · nonDerivative · entry 1

Caldini Filippo · CIK 0001839059 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F1 · shares: 117,073 vest one third on the first three anniversary dates of the date of grant. 36,585 vest immediately upon the Committee's determination that Acreage achieved 100% or more of the Consolidated Adj. EBTIDA Target for its fiscal 2022 year. 146,342 are subject to performance-based vesting under which 50% of the Award will vest if the Board determines that the Company achieved at least 90% of the Consolidated Adjusted EBITDA Target for its fiscal 2021 year and 50% of the Award will be subject to performance-based vesting under which 50% of the Award will vest if the Board determines that the Company achieved at least 90% of the Consolidated Adjusted EBITDA Target for its fiscal 2022 year.