organization · Reporting owner
JW Opportunities Fund, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ESTABLISHMENT LABS HOLDINGS INC.
Report date May 26, 2026 · Filed May 29, 2026
Jointly reported with JW Asset Management, LLC, JW Partners, LP, JW GP, LLC, Wild Jason G.
Section 16 reporting ended · disclosed 2026-05-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectSee Footnotes | 2,890,582 |
Last balance in matching sequence
After 2026-05-28 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-05-26 · Sale · Disposed 25,320 · Balance 2,955,795 F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer. Row 2 · 2026-05-27 · Sale · Disposed 113 · Balance 2,955,682 F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer. Row 3 · 2026-05-28 · Sale · Disposed 65,100 · Balance 2,890,582 F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
F2: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
F3: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2026 Filed May 29, 2026 00:49 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 65,100 | $72.89 | $4,745,139.00 |
DisclosureSEC source: 0001104659-26-067739 · tm2615893-1_4seq1.xml · nonDerivative · entry 3 JW Asset Management, LLC · CIK 0001549738 · See footnote 3 JW Partners, LP · CIK 0001082644 · See footnote 3 JW Opportunities Fund, LLC · CIK 0001594084 · See footnote 3 JW GP, LLC · CIK 0001778512 · See footnote 3 Wild Jason G. · CIK 0001778752 · See footnote 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,890,582 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer. Read SEC document |
| May 27, 2026 Filed May 29, 2026 00:49 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 113 | $72.50 | $8,192.50 |
DisclosureSEC source: 0001104659-26-067739 · tm2615893-1_4seq1.xml · nonDerivative · entry 2 JW Asset Management, LLC · CIK 0001549738 · See footnote 3 JW Partners, LP · CIK 0001082644 · See footnote 3 JW Opportunities Fund, LLC · CIK 0001594084 · See footnote 3 JW GP, LLC · CIK 0001778512 · See footnote 3 Wild Jason G. · CIK 0001778752 · See footnote 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,955,682 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer. Read SEC document |
| May 26, 2026 Filed May 29, 2026 00:49 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 25,320 | $74.39 | $1,883,554.80 |
DisclosureSEC source: 0001104659-26-067739 · tm2615893-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · See footnote 3 JW Partners, LP · CIK 0001082644 · See footnote 3 JW Opportunities Fund, LLC · CIK 0001594084 · See footnote 3 JW GP, LLC · CIK 0001778512 · See footnote 3 Wild Jason G. · CIK 0001778752 · See footnote 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,955,795 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 25,320, 113 and 65,100 in Table I reflect 59,357 Common Shares sold by JWP and 31,176 Common Shares sold by JWO, in open market transactions on 5/26/2026, 5/27/2026 and 5/28/26 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The Reporting Person is filing this Form 4 to report a transaction that has resulted in the Reporting Person ceasing to be a beneficial owner of more than 10% of the Issuer's common stock. Accordingly, this constitutes the final Form 4 filing by the Reporting Person with respect to the Issuer. Read SEC document |
| May 21, 2026 Filed May 22, 2026 21:46 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 16,999 | $71.40 | $1,213,728.60 |
DisclosureSEC source: 0001104659-26-065826 · tm2615491-1_4seq1.xml · nonDerivative · entry 2 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,981,115 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 3,580 and 16,999 in Table I reflect 15,350 Common Shares sold by JWP and 5,229 Common Shares sold by JWO, in open market transactions on 5/20/2026 and 5/21/2026 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 20, 2026 Filed May 22, 2026 21:46 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 3,580 | $70.56 | $252,604.80 |
DisclosureSEC source: 0001104659-26-065826 · tm2615491-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,998,114 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 3,580 and 16,999 in Table I reflect 15,350 Common Shares sold by JWP and 5,229 Common Shares sold by JWO, in open market transactions on 5/20/2026 and 5/21/2026 requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 06, 2026 Filed May 8, 2026 20:03 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 60,000 | $75.63 | $4,537,500.00 |
DisclosureSEC source: 0001104659-26-057898 · tm2614082-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,001,694 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 60,000 in Table I reflects the 44,755 Common Shares sold by JWP and the 15,245 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 21:01 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 11,000 | $67.07 | $737,770.00 |
DisclosureSEC source: 0001104659-25-110317 · tm2531025-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,061,694 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 11,000 in Table I reflects the 8,205 Common Shares sold by JWP and the 2,795 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 07, 2025 Filed Nov 12, 2025 14:56 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 2,500 | $65.09 | $162,725.00 |
DisclosureSEC source: 0001104659-25-109940 · tm2530889-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,072,694 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 2,500 in Table I reflects the 1,865 Common Shares sold by JWP and the 635 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 21:01 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 7,591 | $65.00 | $493,415.00 |
DisclosureSEC source: 0001104659-25-109123 · tm2530764-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,075,194 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 7,591 in Table I reflects the 5,662 Common Shares sold by JWP and the 1,929 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 20:31 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleRight to Buy · Derivative | 940 | $2.18 Strike: $42.50 | $2,049.39 |
DisclosureSEC source: 0001104659-25-083115 · tm2524392-1_4seq1.xml · derivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: 940 calls representing 94,000 shares of common stock · 94,000 shares Expires 2025-09-19 F2 · balance_after: Reflects the writing and sale of 940 call options. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. Read SEC document |
| July 07, 2025 Filed Jul 9, 2025 20:01 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleRight to Buy · Derivative | 200 | $4.10 Strike: $47.50 | $820.00 |
DisclosureSEC source: 0001104659-25-066679 · tm2520196-1_4seq1.xml · derivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: 200 calls representing 20,000 shares of common stock · 20,000 shares Expires 2025-08-15 F2 · balance_after: Reflects the writing and sale of 200 call options. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. Read SEC document |
| July 03, 2025 Filed Jul 7, 2025 20:05 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleRight to Buy · Derivative | 15 | $3.30 Strike: $47.50 | $49.50 |
DisclosureSEC source: 0001104659-25-066082 · tm2520005-1_4seq1.xml · derivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: 15 calls representing 1,500 shares of common stock · 1,500 shares Expires 2025-08-15 F2 · balance_after: Reflects the writing and sale of 15 call options. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 20:01 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 9,700 | $44.38 | $430,486.00 |
DisclosureSEC source: 0001104659-25-065252 · tm2519723-1_4seq1.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,082,785 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 9,700 in Table I reflects the 7,235 Common Shares sold by JWP and the 2,465 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:15 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleRight to Buy · Derivative | 100 | $1.45 Strike: $45.00 | $145.00 |
DisclosureSEC source: 0001344676-25-000008 · ownership.xml · derivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: 100 calls representing 10,000 shares of common stock · 10,000 shares Expires 2025-04-17 F2 · balance_after: Reflects the writing and sale of 100 call options. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 21:05 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | SaleCommon Shares | 100,000 | $45.15 | $4,515,000.00 |
DisclosureSEC source: 0001019056-24-000345 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner JW Opportunities Fund, LLC · CIK 0001594084 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,092,485 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. On December 2, 2024, in connection with the rationalization of the Reporting Person's private fund structure, JW Opportunities Master Fund, Ltd., which is being wound down and liquidated, retitled all of its Common Shares in the name of its onshore feeder fund, JWO. F2 · ownership.nature: The amount of 100,000 in Table I reflects the 74,591 Common Shares sold by JWP and the 25,409 Common Shares sold by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.