ESCA

SEC source: 0001415889-23-016498 · form4-12142023_081202.xml · nonDerivative · entry 1

GRIFFIN ROBERT E · CIK 0000901806 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 614,964.629

F1 · price: On December 14, 2023, Mr. Griffin gifted 879 shares to each of his four adult children, a total of 3,516 shares.

SEC source: 0001415889-23-016422 · form4-12142023_121203.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,000

SEC source: 0001415889-23-014624 · form4-10312023_041001.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,244

SEC source: 0001415889-23-008816 · form4-05252023_050506.xml · nonDerivative · entry 1

Sehgal Anita · CIK 0001919350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,529

F1 · shares: The grant of ESCA common stock is in lieu of cash compensation. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001415889-23-008814 · form4-05252023_050501.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,760

F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001415889-23-008815 · form4-05252023_050503.xml · nonDerivative · entry 1

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,826

F1 · shares: The grant of ESCA common stock is in lieu of cash compensation. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001415889-23-007904 · form4-05122023_040508.xml · derivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2025-05-10

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F2 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 10, 2024 and one half on May 10, 2025, provided that the reporting person remains a director of Escalade.

SEC source: 0001415889-23-007903 · form4-05122023_040504.xml · derivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2025-05-10

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F2 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 10, 2024 and one half on May 10, 2025, provided that the reporting person remains a director of Escalade.

SEC source: 0001415889-23-007905 · form4-05122023_040514.xml · derivative · entry 1

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2025-05-10

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F2 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 10, 2024 and one half on May 10, 2025, provided that the reporting person remains a director of Escalade.

SEC source: 0001415889-23-007902 · form4-05122023_040501.xml · derivative · entry 1

Sehgal Anita · CIK 0001919350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2025-05-10

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F2 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 10, 2024 and one half on May 10, 2025, provided that the reporting person remains a director of Escalade.

SEC source: 0001415889-23-007017 · form4-04282023_050402.xml · derivative · entry 2

Sehgal Anita · CIK 0001919350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2024-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On April 28, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on April 28, 2023, as reported in this Form 4. The remaining 2,500 RSUs will vest and settle on April 28, 2024, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-007017 · form4-04282023_050402.xml · nonDerivative · entry 1

Sehgal Anita · CIK 0001919350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,447

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004334 · form4-03062023_100325.xml · derivative · entry 5

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004334 · form4-03062023_100325.xml · nonDerivative · entry 2

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004332 · form4-03062023_100315.xml · derivative · entry 4

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6 2023, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004332 · form4-03062023_100315.xml · nonDerivative · entry 2

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004330 · form4-03062023_100342.xml · derivative · entry 4

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported in this Form 4. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004330 · form4-03062023_100342.xml · nonDerivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · derivative · entry 9

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032

Underlying: Common Stock · 1,032 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F8 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022, as previously reported. Of the remaining 2,064 RSUs, 1,032 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4, and the other half will vest on March 4, 2024, provided that the reporting person remains an officer of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · derivative · entry 8

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 3,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,000 RSUs previously vested and settled, as previously reported. The remaining 1,000 RSUs vested on March 4, 2023 and settled on March 6, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · nonDerivative · entry 4

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,670.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · nonDerivative · entry 3

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,670.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004324 · form4-03062023_090332.xml · derivative · entry 6

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032

Underlying: Common Stock · 1,032 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022, as previously reported. Of the remaining 2,064 RSUs, 1,032 vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4, and the other half will vest on March 4, 2024, provided that the reporting person remains an officer of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004324 · form4-03062023_090332.xml · derivative · entry 5

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,667 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 11,000 RSUs pursuant to the Escalade 2017 Plan, of which 7,333 RSUs previously vested and settled, as previously reported. The remaining 3,667 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004324 · form4-03062023_090332.xml · nonDerivative · entry 3

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004324 · form4-03062023_090332.xml · nonDerivative · entry 2

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004322 · form4-03062023_090312.xml · derivative · entry 6

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004322 · form4-03062023_090312.xml · nonDerivative · entry 3

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · derivative · entry 10

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 5,550 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F9 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 3, 2024, one third on March 3, 2025 and one third on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,638.229

F2 · price: The grant of ESCA common stock is in lieu of cash payment of the 2022 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001415889-23-004324 · form4-03062023_090332.xml · derivative · entry 7

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,331

Underlying: Common Stock · 8,331 shares

Expires 2026-03-03

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F6 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 8,331 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 3, 2024, one third on March 3, 2025 and one third on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004322 · form4-03062023_090312.xml · derivative · entry 7

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,310

Underlying: Common Stock · 83,310 shares

Expires 2026-03-03

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F6 · derivative.exercise_date: On March 3, 2022, the reporting person was granted 83,310 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 3, 2024, one third on March 3, 2025 and one third on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004322 · form4-03062023_090312.xml · nonDerivative · entry 2

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,092

F2 · price: The grant of ESCA common stock is in lieu of cash payment of the 2022 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001415889-23-004334 · form4-03062023_100325.xml · derivative · entry 4

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2024-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as reported on this Form 4. The remaining 2,500 RSUs will vest on March 2, 2024, provided that the reporting person remains a director of Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004334 · form4-03062023_100325.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004332 · form4-03062023_100315.xml · derivative · entry 3

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2024-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 vested and settled on March 2, 2023, as reported on this Form 4. The remaining 2,500 RSUs will vest on March 2, 2024, provided that the reporting person remains a director of Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004332 · form4-03062023_100315.xml · nonDerivative · entry 1

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004330 · form4-03062023_100342.xml · derivative · entry 3

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2024-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as reported on this Form 4. The remaining 2,500 RSUs will vest on March 2, 2024, provided that the reporting person remains a director of Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004330 · form4-03062023_100342.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,796.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004324 · form4-03062023_090332.xml · derivative · entry 4

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 7,500 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as reported on this Form 4. One half of the remaining 5,000 RSUs will vest on March 2, 2024 and the other half will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004324 · form4-03062023_090332.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-004322 · form4-03062023_090312.xml · derivative · entry 5

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 75,000 RSUs pursuant to the Escalade 2017 Plan, of which 25,000 RSUs vested and settled on March 2, 2023, as reported on this Form 4. The remaining 50,000 RSUs will vest one half on March 2, 2024 and one half on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.

SEC source: 0001415889-23-004322 · form4-03062023_090312.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-23-000049 · form4-01032023_090142.xml · derivative · entry 3

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,102

Underlying: Common Stock · 18,050 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 54,152 RSUs under the Plan upon his commencement of full-time employment as Escalade's CEO and President, of which one third (18,050) vested and settled as of January 1, 2023 as reported on this Form 4.. The remaining RSUs will vest in increments of 18,050 on each of January 1, 2024, and January 1, 2025.

SEC source: 0001415889-23-000049 · form4-01032023_090142.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001415889-22-013023 · form4-12272022_111239.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,130.229

F1 · price: On December 23, 2022, Mr. Griffin received 3,258 shares as a gift from his father, Mr. Robert E. Griffin.

SEC source: 0001415889-22-013021 · form4-12272022_111246.xml · nonDerivative · entry 1

GRIFFIN ROBERT E · CIK 0000901806 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,480.629

F1 · price: On December 23, 2022, Mr. Griffin gifted 3,258 shares to each of his four adult children, a total of 13,032 shares.

SEC source: 0001415889-22-012632 · form4-12162022_091237.xml · nonDerivative · entry 2

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

SEC source: 0001415889-22-012632 · form4-12162022_091237.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,799