Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2017 Filed Mar 2, 2017 01:19 UTC |
Wawrin StephenChief Financial Officer
|
Exercise / conversionStock Options · Derivative | 3,500 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001660412-17-000010 · primary_doc.xml · derivative · entry 2 Wawrin Stephen · CIK 0001626624 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2017-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On March 2, 2012, the reporting person was granted 3,500 stock options under the Escalade, Incorporated 2007 Incentive Plan. The stock options vested one half on March 2, 2015 and one half on March 2, 2016. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 01:19 UTC |
Wawrin StephenChief Financial Officer
|
Exercise / conversionCommon Stock | 3,500 | $5.28 | $18,480.00 |
DisclosureSEC source: 0001660412-17-000010 · primary_doc.xml · nonDerivative · entry 1 Wawrin Stephen · CIK 0001626624 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares issued pursuant to the exercise of stock options granted under the Escalade, Incorporated 2007 Incentive Plan. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:54 UTC Amendment |
Griffin Patrick JDirector · Vice President · 10% owner
|
Exercise / conversionCommon Stock | 316 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000009 · primary_doc.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,933.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: In the initial Form 4 filed on February 27, 2017, the code P was inadvertently entered. The code should have been M as shown herein. All other items in the Form 4 remain unchanged. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:44 UTC |
Wawrin StephenChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000008 · primary_doc.xml · derivative · entry 4 Wawrin Stephen · CIK 0001626624 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,050 Underlying: Common Stock · 1,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F4 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 3,075 RSUs which vested one third on February 27, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 2,050 RSUs will vest one half on February 27, 2018 and one half on February 27, 2019 provided the reporting person remains employed by the Company as of such dates. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. F4 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 3,075 RSUs which vested one third on February 27, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 2,050 RSUs will vest one half on February 27, 2018 and one half on February 27, 2019 provided the reporting person remains employed by the Company as of such dates. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:44 UTC |
Wawrin StephenChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 667 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000008 · primary_doc.xml · derivative · entry 3 Wawrin Stephen · CIK 0001626624 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666 Underlying: Common Stock · 667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F3 · derivative.exercise_date: On February 27, 2014, the reporting person was granted 2,000 RSUs which vested one third on February 27, 2016 (as previously reported on Form 4)and one third on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. The remaining 666 RSUs will vest on February 27, 2018 provided the reporting person remains employed by the Company on such date. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. F3 · derivative.expiration_date: On February 27, 2014, the reporting person was granted 2,000 RSUs which vested one third on February 27, 2016 (as previously reported on Form 4)and one third on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. The remaining 666 RSUs will vest on February 27, 2018 provided the reporting person remains employed by the Company on such date. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:44 UTC |
Wawrin StephenChief Financial Officer
|
Exercise / conversionCommon Stock | 1,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000008 · primary_doc.xml · nonDerivative · entry 2 Wawrin Stephen · CIK 0001626624 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:44 UTC |
Wawrin StephenChief Financial Officer
|
Exercise / conversionCommon Stock | 667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000008 · primary_doc.xml · nonDerivative · entry 1 Wawrin Stephen · CIK 0001626624 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:24 UTC |
Griffin Patrick JDirector · Vice President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000007 · primary_doc.xml · derivative · entry 5 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634 Underlying: Common Stock · 316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F5 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 950 RSUs which vested one third on February 27, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 634 RSUs will vest one half on February 27, 2018 and one half on February 27, 2019 provided the reporting person remains employed by the Company as of such dates. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. F5 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 950 RSUs which vested one third on February 27, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 634 RSUs will vest one half on February 27, 2018 and one half on February 27, 2019 provided the reporting person remains employed by the Company as of such dates. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:24 UTC |
Griffin Patrick JDirector · Vice President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 417 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000007 · primary_doc.xml · derivative · entry 4 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416 Underlying: Common Stock · 417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F4 · derivative.exercise_date: On February 27, 2014, the reporting person was granted 1,250 RSUs which vested one third on February 27, 2016 (as previously reported on Form 4) and one third on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. The remaining 416 RSUs will vest on February 27, 2018 provided the reporting person remains employed by the Company as of such date. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. F4 · derivative.expiration_date: On February 27, 2014, the reporting person was granted 1,250 RSUs which vested one third on February 27, 2016 (as previously reported on Form 4) and one third on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. The remaining 416 RSUs will vest on February 27, 2018 provided the reporting person remains employed by the Company as of such date. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:24 UTC |
Griffin Patrick JDirector · Vice President · 10% owner
|
PurchaseCommon Stock | 316 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000007 · primary_doc.xml · nonDerivative · entry 2 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,933.229 F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 02:24 UTC |
Griffin Patrick JDirector · Vice President · 10% owner
|
Exercise / conversionCommon Stock | 417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000007 · primary_doc.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,617.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 01:58 UTC |
Fetherman David L.Director · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000006 · primary_doc.xml · derivative · entry 4 Fetherman David L. · CIK 0001660416 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Underlying: Common Stock · 2,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such unless the reporting person has deferred receipt. F4 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 6,900 RSUs which vested one third on February 27, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 4,600 RSUs will vest one half on February 27, 2018 and one half on February 27, 2019 provided the reporting person remains employed by the Company as of such date. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. F4 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 6,900 RSUs which vested one third on February 27, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 4,600 RSUs will vest one half on February 27, 2018 and one half on February 27, 2019 provided the reporting person remains employed by the Company as of such date. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 01:58 UTC |
Fetherman David L.Director · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000006 · primary_doc.xml · derivative · entry 3 Fetherman David L. · CIK 0001660416 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such unless the reporting person has deferred receipt. F3 · derivative.exercise_date: On February 27, 2014, the reporting person was granted 9,000 RSUs which vested one third on February 27, 2016 (as previously reported on Form 4) and one third on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. The remaining 3,000 RSUs will vest on February 27, 2018 provided the reporting person remains employed by the Company as of such date. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. F3 · derivative.expiration_date: On February 27, 2014, the reporting person was granted 9,000 RSUs which vested one third on February 27, 2016 (as previously reported on Form 4) and one third on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. The remaining 3,000 RSUs will vest on February 27, 2018 provided the reporting person remains employed by the Company as of such date. The vesting of these RSUs were also subject to the Company's common stock achieving certain market performance tests established by the Compensation Committee of the Company's Board of Directors, which tests were satisfied. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 01:58 UTC |
Fetherman David L.Director · CEO and President
|
Exercise / conversionCommon Stock | 2,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000006 · primary_doc.xml · nonDerivative · entry 2 Fetherman David L. · CIK 0001660416 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 01:58 UTC |
Fetherman David L.Director · CEO and President
|
Exercise / conversionCommon Stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000006 · primary_doc.xml · nonDerivative · entry 1 Fetherman David L. · CIK 0001660416 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 01:23 UTC |
Williams Edward EDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000005 · primary_doc.xml · derivative · entry 7 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs converted into common stock on a one-for-one basis. F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person as such time unless the reporting person has deferred receipt. F7 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on February 27, 2016 (as previously reported on Form 4) and one half on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. F7 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on February 27, 2016 (as previously reported on Form 4) and one half on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 01:23 UTC |
Williams Edward EDirector
|
Exercise / conversionCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000005 · primary_doc.xml · nonDerivative · entry 2 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs converted into common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 00:36 UTC |
Savitsky GeorgeDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000003 · primary_doc.xml · derivative · entry 4 Savitsky George · CIK 0001289084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F4 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on February 27, 2016 (as previously reported on Form 4) and one half on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. F4 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on February 27, 2016 (as previously reported on Form 4) and one half on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 00:36 UTC |
Savitsky GeorgeDirector
|
Exercise / conversionCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000003 · primary_doc.xml · nonDerivative · entry 2 Savitsky George · CIK 0001289084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 00:56 UTC |
WHITE RICHARDDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000004 · primary_doc.xml · derivative · entry 4 WHITE RICHARD · CIK 0001195859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F4 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on February 27, 2016 (as previously reported on Form 4) and one half on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. F4 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on February 27, 2016 (as previously reported on Form 4) and one half on February 27, 2017 (as being reported on this Form 4). All RSUs were settled in shares of common stock. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 00:56 UTC |
WHITE RICHARDDirector
|
Exercise / conversionCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000004 · primary_doc.xml · nonDerivative · entry 2 WHITE RICHARD · CIK 0001195859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 00:16 UTC |
Baalmann Richard Fenton JRDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000002 · primary_doc.xml · derivative · entry 4 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F4 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on February 27, 2016 (as previously reported on Form 4) and one half on February 27, 2017(as being reported on this Form 4). All RSUs were settled in shares of common stock. F4 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on February 27, 2016 (as previously reported on Form 4) and one half on February 27, 2017(as being reported on this Form 4). All RSUs were settled in shares of common stock. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 00:16 UTC |
Baalmann Richard Fenton JRDirector
|
Exercise / conversionCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000002 · primary_doc.xml · nonDerivative · entry 2 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 01:23 UTC |
Williams Edward EDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000005 · primary_doc.xml · derivative · entry 6 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325 Underlying: Common Stock · 1,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs converted into common stock on a one-for-one basis. F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person as such time unless the reporting person has deferred receipt. F6 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 2,650 RSUs which vested one half on February 26, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 1,325 RSUs will vest on February 26, 2018 provided the reporting person remains a director through that date. F6 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 2,650 RSUs which vested one half on February 26, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 1,325 RSUs will vest on February 26, 2018 provided the reporting person remains a director through that date. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 01:23 UTC |
Williams Edward EDirector
|
Exercise / conversionCommon Stock | 1,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000005 · primary_doc.xml · nonDerivative · entry 1 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs converted into common stock on a one-for-one basis. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 00:36 UTC |
Savitsky GeorgeDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000003 · primary_doc.xml · derivative · entry 3 Savitsky George · CIK 0001289084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325 Underlying: Common Stock · 1,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 2,650 RSUs which vested one half on February 26, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 1,325 RSUs will vest on February 26, 2018 provided the reporting person remains a director through that date. F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 2,650 RSUs which vested one half on February 26, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 1,325 RSUs will vest on February 26, 2018 provided the reporting person remains a director through that date. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 00:36 UTC |
Savitsky GeorgeDirector
|
Exercise / conversionCommon Stock | 1,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000003 · primary_doc.xml · nonDerivative · entry 1 Savitsky George · CIK 0001289084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 00:56 UTC |
WHITE RICHARDDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000004 · primary_doc.xml · derivative · entry 3 WHITE RICHARD · CIK 0001195859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325 Underlying: Common Stock · 1,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 2,650 RSUs which vested one half on February 26, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 1,325 RSUs will vest on February 26, 2018 provided the reporting person remains a director through that date. F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 2,650 RSUs which vested one half on February 26, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 1,325 RSUs will vest on February 26, 2018 provided the reporting person remains a director through that date. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 00:56 UTC |
WHITE RICHARDDirector
|
Exercise / conversionCommon Stock | 1,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000004 · primary_doc.xml · nonDerivative · entry 1 WHITE RICHARD · CIK 0001195859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 23:47 UTC |
Glazer Walter P. Jr.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000001 · primary_doc.xml · derivative · entry 2 Glazer Walter P. Jr. · CIK 0001640328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325 Underlying: Common Stock · 1,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 2,650 RSUs which vested one half on February 26, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 1,325 RSUs will vest on February 26, 2018 provided the reporting person remains a director through that date. F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 2,650 RSUs which vested one half on February 26, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 1,325 RSUs will vest on February 26, 2018 provided the reporting person remains a director through that date. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 23:47 UTC |
Glazer Walter P. Jr.Director
|
Exercise / conversionCommon Stock | 1,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000001 · primary_doc.xml · nonDerivative · entry 1 Glazer Walter P. Jr. · CIK 0001640328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 00:16 UTC |
Baalmann Richard Fenton JRDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000002 · primary_doc.xml · derivative · entry 3 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325 Underlying: Common Stock · 1,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 2,650 RSUs which vested one half on February 26, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 1,325 RSUs will vest on February 26, 2018 provided the reporting person remains a director through that date. F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 2,650 RSUs which vested one half on February 26, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 1,325 RSUs will vest on February 26, 2018 provided the reporting person remains a director through that date. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 00:16 UTC |
Baalmann Richard Fenton JRDirector
|
Exercise / conversionCommon Stock | 1,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000002 · primary_doc.xml · nonDerivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 23:14 UTC |
GRIFFIN ROBERT E10% owner
|
GiftCommon Stock | 8,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-16-000002 · primary_doc.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,144.626 Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 23:28 UTC |
Griffin Patrick JDirector · Vice President · 10% owner
|
GiftCommon Stock | 2,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-16-000003 · primary_doc.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,200.229 F1 · shares: Gift from Mr. Robert E. Griffin, his father. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 22:17 UTC |
Fetherman David L.Director · CEO and President
|
SaleCommon Stock | 10,125 | $12.98 | $131,422.50 |
DisclosureSEC source: 0001660412-16-000001 · primary_doc.xml · nonDerivative · entry 1 Fetherman David L. · CIK 0001660416 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,679 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.