ESCA

SEC source: 0001660412-18-000008 · primary_doc.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000006 · primary_doc.xml · derivative · entry 4

Fetherman David L. · CIK 0001660416 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the 2007 Escalade, Incorporated Incentive Plan ("Escalade 2007 Plan").

F4 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 6,900 RSUs pursuant to the Escalade 2007 Plan. 2,300 RSUs vested and settled on February 27, 2017 as previously reported. On February 27, 2018, another 2,300 RSUs vested and settled as reported in this Form 4. The remaining 2,300 RSUs will vest and settle on February 27, 2019 provided that the reporting person remains employed by Escalade. The vesting of all 6,900 RSUs was also subject to ESCA common stock meeting certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.

F4 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 6,900 RSUs pursuant to the Escalade 2007 Plan. 2,300 RSUs vested and settled on February 27, 2017 as previously reported. On February 27, 2018, another 2,300 RSUs vested and settled as reported in this Form 4. The remaining 2,300 RSUs will vest and settle on February 27, 2019 provided that the reporting person remains employed by Escalade. The vesting of all 6,900 RSUs was also subject to ESCA common stock meeting certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000006 · primary_doc.xml · derivative · entry 3

Fetherman David L. · CIK 0001660416 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the 2007 Escalade, Incorporated Incentive Plan ("Escalade 2007 Plan").

F3 · derivative.exercise_date: On February 27, 2014, the reporting person was granted 9,000 RSUs pursuant to the Escalade 2007 Plan. 3,000 RSUs vested and settled on February 27, 2016 and another 3,000 RSUs vested and settled on February 27, 2017, all of which has been previously reported. The remaining 3,000 RSUs vested and settled on February 27, 2018 as reported in this Form 4. Vesting for all 9,000 RSUs were subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests were satisfied.RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On February 27, 2014, the reporting person was granted 9,000 RSUs pursuant to the Escalade 2007 Plan. 3,000 RSUs vested and settled on February 27, 2016 and another 3,000 RSUs vested and settled on February 27, 2017, all of which has been previously reported. The remaining 3,000 RSUs vested and settled on February 27, 2018 as reported in this Form 4. Vesting for all 9,000 RSUs were subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests were satisfied.RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000006 · primary_doc.xml · nonDerivative · entry 2

Fetherman David L. · CIK 0001660416 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000006 · primary_doc.xml · nonDerivative · entry 1

Fetherman David L. · CIK 0001660416 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000007 · primary_doc.xml · derivative · entry 5

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317

Underlying: Common Stock · 317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan").

F4 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 950 RSUs pursuant to the Escalade 2007 Plan. 316 RSUs vested and settled on February 27, 2017 as previously reported. 317 RSUs vested and settled on February 27, 2018 as reported in this Form 4. The remaining 317 RSUs will vest and settle on February 27, 2019 provided that the reporting person remains employed by Escalade. The vesting of all 950 RSUs was also subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.

F4 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 950 RSUs pursuant to the Escalade 2007 Plan. 316 RSUs vested and settled on February 27, 2017 as previously reported. 317 RSUs vested and settled on February 27, 2018 as reported in this Form 4. The remaining 317 RSUs will vest and settle on February 27, 2019 provided that the reporting person remains employed by Escalade. The vesting of all 950 RSUs was also subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000007 · primary_doc.xml · derivative · entry 4

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan").

F3 · derivative.exercise_date: On February 27, 2014, the reporting person was granted 1,250 RSUs pursuant to the Escalade 2007 Plan. 417 RSUs vested and settled on February 27, 2016 and another 417 RSUs vested and settled on February 27, 2017, all of which has been previously reported. The remaining 416 RSUs vested and settled on February 27, 2018 as reported in this Form 4. Vesting for all 1,250 RSUs were subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On February 27, 2014, the reporting person was granted 1,250 RSUs pursuant to the Escalade 2007 Plan. 417 RSUs vested and settled on February 27, 2016 and another 417 RSUs vested and settled on February 27, 2017, all of which has been previously reported. The remaining 416 RSUs vested and settled on February 27, 2018 as reported in this Form 4. Vesting for all 1,250 RSUs were subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000007 · primary_doc.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,754.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000007 · primary_doc.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,437.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000005 · primary_doc.xml · derivative · entry 5

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units(RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan").

F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported. The remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported. The remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000005 · primary_doc.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units(RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000004 · primary_doc.xml · derivative · entry 4

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan").

F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported. The remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported. The remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000004 · primary_doc.xml · nonDerivative · entry 1

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000003 · primary_doc.xml · derivative · entry 2

Savitsky George · CIK 0001289084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan").

F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported. The remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported. The remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000003 · primary_doc.xml · nonDerivative · entry 1

Savitsky George · CIK 0001289084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000002 · primary_doc.xml · derivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan").

F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported. The remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported. The remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000002 · primary_doc.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000001 · primary_doc.xml · derivative · entry 2

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan").

F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported, and the remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported, and the remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000001 · primary_doc.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-17-000035 · primary_doc.xml · nonDerivative · entry 1

GRIFFIN ROBERT E · CIK 0000901806 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,792.629

F1 · balance_after: This Form D is being amended to reflect the total number of shares held directly. The initial filing inadvertently reported an incorrect number. All other information in the original Form 4 is unchanged.

SEC source: 0001660412-17-000034 · primary_doc.xml · nonDerivative · entry 1

GRIFFIN ROBERT E · CIK 0000901806 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,136,274

SEC source: 0001660412-17-000037 · primary_doc.xml · nonDerivative · entry 1

GRIFFIN ROBERT E · CIK 0000901806 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,792.626

F1 · date: The initial Form 4 and amendment #1 thereto contained the wrong transaction date. Mr. Griffin gifted 2,088 shares of Escalade stock to each of his four adult children, a total of 8,352 shares, on December 13, 2017, not December 14 as previously reported. For clarity, all information relating to those gifts and Mr. Griffin's holdings are now being reported on this amendment #2, which supersedes the prior filings in their entirety.

SEC source: 0001660412-17-000036 · primary_doc.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,021.229

F1 · shares: On December 13, 2017, Mr. Robert E. Griffin gifted 2,088 shares to each of his adult children, including Mr. Patrick Griffin.

SEC source: 0001660412-17-000032 · primary_doc.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,034

SEC source: 0001660412-17-000030 · primary_doc.xml · nonDerivative · entry 1

Fetherman David L. · CIK 0001660416 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,729

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote(1).

SEC source: 0001660412-17-000029 · primary_doc.xml · nonDerivative · entry 6

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee for Alexandra White Grantor Trust 2015

Disclosed balance after: 2,180

F5 · shares: Mr. White's adult daughter, Alexandra White, transferred the gifted 2,180 Escalade shares to the Alexandra White Grantor Trust 2015. Mr. White is the trustee of the trust.

SEC source: 0001660412-17-000029 · primary_doc.xml · nonDerivative · entry 5

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee for Elizabth White 2015 Trust

Disclosed balance after: 2,180

F4 · shares: Mr. White's adult daughter, Elizabeth White, transferred the gifted 2,180 Escalade shares to the Elizabeth White 2015 Trust. Mr. White is the trustee of the trust.

SEC source: 0001660412-17-000029 · primary_doc.xml · nonDerivative · entry 4

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

F3 · shares: Mr. White's spouse gifted 1,130 Escalade shares to each of their adult daughters.

SEC source: 0001660412-17-000029 · primary_doc.xml · nonDerivative · entry 3

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,502

F2 · shares: Mr. White gifted 1,050 Escalade shares to each of his adult daughters.

SEC source: 0001660412-17-000029 · primary_doc.xml · nonDerivative · entry 1

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,602

F1 · shares: As part of Mr. White's personal planning, he and his wife gifted a total of 2,180 shares of common stock to each of their adult daughters who in turn each deposited the shares into trusts of which Mr. White is the trustee. As the first step in such planning, Mr. White transferred 2,260 Escalade shares to his wife. Upon completion of all the transactions reported herein Mr. White's total beneficial ownership of 149,862 shares is unchanged but 4,360 shares are now indirectly owned and 145,502 shares are directly owned.

SEC source: 0001660412-17-000028 · primary_doc.xml · nonDerivative · entry 2

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,359

SEC source: 0001660412-17-000028 · primary_doc.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,958

SEC source: 0001660412-17-000025 · primary_doc.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,332

F1 · shares: The grant of common stock is in lieu of cash compensation earned for services as a Director. The common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001660412-17-000024 · primary_doc.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,592

F1 · shares: The grant of common stock is in lieu of cash compensation earned for services as a Director. The common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001660412-17-000023 · primary_doc.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,405

F1 · shares: The grant of common stock is in lieu of cash compensation earned for services as a Director. The common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001660412-17-000022 · primary_doc.xml · nonDerivative · entry 1

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,862

F1 · shares: The grant of common stock is in lieu of cash compensation earned for services as a Director. The common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001660412-17-000021 · primary_doc.xml · derivative · entry 2

Fetherman David L. · CIK 0001660416 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options initially granted on March 1, 2013 that vested 25% annually on each March 1 with the final increment vested on March 1, 2017.

SEC source: 0001660412-17-000021 · primary_doc.xml · nonDerivative · entry 1

Fetherman David L. · CIK 0001660416 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the exercise of stock options under the Escalade, Incorporated 2007 Incentive Plan

SEC source: 0001660412-17-000020 · primary_doc.xml · derivative · entry 2

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan.

F2 · derivative.exercise_date: On April 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on April 27, 2016 and one half on April 27, 2017. All RSUs were settled in shares of common stock, and the shares issued upon the settlement of the RSUs which vested on April 27, 2017 are reported in Table 1 of this Form 4.

F2 · derivative.expiration_date: On April 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on April 27, 2016 and one half on April 27, 2017. All RSUs were settled in shares of common stock, and the shares issued upon the settlement of the RSUs which vested on April 27, 2017 are reported in Table 1 of this Form 4.

SEC source: 0001660412-17-000020 · primary_doc.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis

SEC source: 0001660412-17-000019 · primary_doc.xml · derivative · entry 3

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options initially granted on March 1, 2013 that vested 25% annually on each March 1 with the final vesting on March 1, 2017.

SEC source: 0001660412-17-000019 · primary_doc.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,933.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the exercise of stock options under the Escalade, Incorporated 2007 Incentive Plan.

SEC source: 0001660412-17-000011 · primary_doc.xml · derivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 2,850 shares

Expires 2019-03-02

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs which will vest one half on March 2, 2018, and one half on March 2, 2019 provided that the reporting person remains a director as of such vesting date.

SEC source: 0001660412-17-000018 · primary_doc.xml · derivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires 2021-03-02

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 1,700 RSUs which will vest one third on each of March 2, 2019, March 2, 2020, and March 2, 2021, provided that the reporting person is still employed by the Company as of such vesting date and the Company's common stock has achieved certain market performance tests. The market performance tests have been established by the Compensation Committee of the Company's Board of Directors.

SEC source: 0001660412-17-000017 · primary_doc.xml · derivative · entry 1

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Common Stock · 4,100 shares

Expires 2021-03-02

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 4,100 RSUs which will vest one third on each of March 2, 2019, March 2, 2020, and March 2, 2021 provided that the reporting person is still employed by the Company as of such vesting date and the Company's common stock has achieved certain market performance tests. The market performance tests have been established by the Compensation Committee of the Company's Board of Directors.

SEC source: 0001660412-17-000016 · primary_doc.xml · derivative · entry 1

Fetherman David L. · CIK 0001660416 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2021-03-02

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 7,000 RSUs which will vest one third on each of March 2, 2019, March 2, 2020, and March 2, 2021 provided that the reporting person is still employed by the Company as of such vesting date and the Company's common stock has achieved certain market performance tests. The market performance tests have been established by the Compensation Committee of the Company's Board of Directors.

SEC source: 0001660412-17-000014 · primary_doc.xml · derivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 2,850 shares

Expires 2019-03-02

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs which will vest one half on March 2, 2018 and one half on March 2, 2019 provided that the reporting person remains a director as of such vesting date.

SEC source: 0001660412-17-000015 · primary_doc.xml · derivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 2,850 shares

Expires 2019-03-02

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs which will vest one half on March 2, 2018, and one half on March 2, 2019 provided that the reporting person remains a director as of such vesting date.

SEC source: 0001660412-17-000013 · primary_doc.xml · derivative · entry 1

Savitsky George · CIK 0001289084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 2,850 shares

Expires 2019-03-02

F1 · derivative.exercise_price: Each restricted stock unit(RSU)represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs which will vest one half on March 2, 2018 and one half on March 2, 2019 provided that the reporting person remains a director as of such vesting date.

SEC source: 0001660412-17-000012 · primary_doc.xml · derivative · entry 1

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 2,850 shares

Expires 2019-03-02

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs which will vest one half on March 2, 2018, and one half on march 2, 2019 provided that the reporting person remains a director as of such vesting date.