ESCA

SEC source: 0001660412-19-000005 · primary_doc.xml · nonDerivative · entry 2

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-19-000004 · primary_doc.xml · derivative · entry 3

Fetherman David L. · CIK 0001660416 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,267

Underlying: Common Stock · 2,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan").

F3 · derivative.exercise_date: On February 26, 2016, Mr. Fetherman was granted 6,800 RSUs pursuant to the Escalade 2007 Plan. 2,266 RSUs vested and settled on June 26, 2018, as previously reported. On February 26, 2019, 2,267 RSUs vested and settled, as reported on this Form 4. The remaining 2,267 RSUs will vest and settle on February 26, 2020 provided that Mr. Fetherman remains employed by Escalade. Vesting for all 6,800 RSUs was also subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On February 26, 2016, Mr. Fetherman was granted 6,800 RSUs pursuant to the Escalade 2007 Plan. 2,266 RSUs vested and settled on June 26, 2018, as previously reported. On February 26, 2019, 2,267 RSUs vested and settled, as reported on this Form 4. The remaining 2,267 RSUs will vest and settle on February 26, 2020 provided that Mr. Fetherman remains employed by Escalade. Vesting for all 6,800 RSUs was also subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-19-000004 · primary_doc.xml · nonDerivative · entry 1

Fetherman David L. · CIK 0001660416 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-19-000003 · primary_doc.xml · derivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001660412-19-000003 · primary_doc.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the exercise of stock options granted under the Escalade, Incorporated 2007 Incentive Plan

SEC source: 0001660412-19-000006 · primary_doc.xml · derivative · entry 4

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567

Underlying: Common Stock · 567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan"). All RSUs settle in shares of ESCA common stock.

F3 · derivative.exercise_date: On February 26, 2016, Mr. Griffin was granted 1,700 RSUs pursuant to the Escalade 2007 Plan. 566 RSUs vested and settled on June 26, 2018, as previously reported. On February 26, 2019, 567 RSUs vested and settled, as reported on this Form 4. The remaining 567 RSUs will vest and settle on February 26, 2020 provided that Mr. Griffin remains employed by Escalade. Vesting for all 1,700 RSUs also was subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied.

F3 · derivative.expiration_date: On February 26, 2016, Mr. Griffin was granted 1,700 RSUs pursuant to the Escalade 2007 Plan. 566 RSUs vested and settled on June 26, 2018, as previously reported. On February 26, 2019, 567 RSUs vested and settled, as reported on this Form 4. The remaining 567 RSUs will vest and settle on February 26, 2020 provided that Mr. Griffin remains employed by Escalade. Vesting for all 1,700 RSUs also was subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied.

SEC source: 0001660412-19-000006 · primary_doc.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,567.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-19-000005 · primary_doc.xml · derivative · entry 3

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367

Underlying: Common Stock · 1,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan"). All RSUs settle in shares of ESCA common stock.

F3 · derivative.exercise_date: On February 26, 2016, Mr. Wawrin was granted 4,100 RSUs pursuant to the Escalade 2007 Plan. 1,366 RSUs vested and settled on June 26, 2018, as previously reported. On February 26, 2019, 1,367 RSUs vested and settled, as reported on this Form 4. The remaining 1,367 RSUs will best and settle on February 26, 2020 provided that Mr. Wawrin remains employed by Escalade. Vesting for all 4,100 RSUs also was subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied.

F3 · derivative.expiration_date: On February 26, 2016, Mr. Wawrin was granted 4,100 RSUs pursuant to the Escalade 2007 Plan. 1,366 RSUs vested and settled on June 26, 2018, as previously reported. On February 26, 2019, 1,367 RSUs vested and settled, as reported on this Form 4. The remaining 1,367 RSUs will best and settle on February 26, 2020 provided that Mr. Wawrin remains employed by Escalade. Vesting for all 4,100 RSUs also was subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied.

SEC source: 0001660412-19-000005 · primary_doc.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-19-000002 · primary_doc.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,000.229

F1 · shares: On December 28, 2018, Mr. Griffin received 2,680 shares of Escalade common stock as a gift from his father, Mr. Robert Griffin.

SEC source: 0001660412-19-000001 · primary_doc.xml · nonDerivative · entry 1

GRIFFIN ROBERT E · CIK 0000901806 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,072.629

F1 · shares: On December 28, 2018, Mr. Griffin gifted 2,680 shares to each of his four adult children, a total of 10,720 shares.

SEC source: 0001660412-18-000039 · primary_doc.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · KPW Family Ltd Partnership

Disclosed balance after: 366,450

F1 · shares: The acquired shares being reported on this Form 4 are being distributed from the PAW Trust to the KPW FLP in connection with the reporting person's inheritance of shares from the estate of the reporting person's mother. The reporting person previously reported obtaining an indirect beneficial ownership interest in 9,716 shares that were in the PAW Trust and in which the reporting person had a personal pecuniary interest. Those 9,716 shares and the additional 19,432 shares being reported herein have now been distributed to the KPW FLP, thereby increasing the reporting person's indirect beneficial ownership of shares held in the KPW FLP. As a general partner of the KPW FLP, the reporting person reports an indirect beneficial ownership interest in all shares held by the KPW FLP even though he does not have a pecuniary interest in all such shares.

F2 · ownership.nature: Mr. Williams is a general partner of the KPW FLP.

SEC source: 0001660412-18-000034 · primary_doc.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · PAW Family Trust

Disclosed balance after: 9,716

F1 · ownership.nature: The acquired shares being reported on this Form 4 are being distributed to Mr. Williams as an inheritance. The acquired shares are initially being delivered into the PAW Trust of which Mr. Williams is a trustee and beneficiary of these 9,716 Escalade shares.

SEC source: 0001660412-18-000032 · primary_doc.xml · derivative · entry 2

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,734

Underlying: Common Stock · 1,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the 2017 Escalade, Incorporated Incentive Plan ("Escalade 2007 Plan")

F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 4,100 RUSs pursuant to the Escalade 2007 Plan, which RSUs were to vest on each of February 26, 2018, February 26, 2019, and February 26, 2020, provided that the reporting person is still employed by the Company as of such date and ESCA common stock has achieved certain performance tests which were established by the Company's Compensation Committee of its Board of Directors. The market performance tests were satisfied as of June 26, 2018, thereby resulting in the vesting of the first one third of the RSUs as of that date. The vested RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 4,100 RUSs pursuant to the Escalade 2007 Plan, which RSUs were to vest on each of February 26, 2018, February 26, 2019, and February 26, 2020, provided that the reporting person is still employed by the Company as of such date and ESCA common stock has achieved certain performance tests which were established by the Company's Compensation Committee of its Board of Directors. The market performance tests were satisfied as of June 26, 2018, thereby resulting in the vesting of the first one third of the RSUs as of that date. The vested RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000032 · primary_doc.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000033 · primary_doc.xml · derivative · entry 3

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134

Underlying: Common Stock · 566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the 2007 Escalade, Incorporated Incentive Plan("Escalade 2007 Plan").

F4 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 1,700 RSUs pursuant to the Escalade 2007 Plan, which RSUs were to vest on each of February 26, 2018, February 26, 2019, and February 26, 2020, provided that the reporting person is still employed by the Company as of such date and ESCA common stock has achieved certain performance tests which were established by the Company's Compensation Committee of its Board of Directors. The market performance tests were satisfied as of June 26, 2018, thereby resulting in the vesting of the first one third of the RSUs as of that date. The vested RSUs were settled in shares of ESCA common stock.

F4 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 1,700 RSUs pursuant to the Escalade 2007 Plan, which RSUs were to vest on each of February 26, 2018, February 26, 2019, and February 26, 2020, provided that the reporting person is still employed by the Company as of such date and ESCA common stock has achieved certain performance tests which were established by the Company's Compensation Committee of its Board of Directors. The market performance tests were satisfied as of June 26, 2018, thereby resulting in the vesting of the first one third of the RSUs as of that date. The vested RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000033 · primary_doc.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,320.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000031 · primary_doc.xml · derivative · entry 2

Fetherman David L. · CIK 0001660416 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,534

Underlying: Common Stock · 2,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the 2007 Escalade, Incorporated Incentive Plan ("Escalade 2007 Plan")

F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 6,800 RSUs pursuant to the Escalade 2007 Plan, which RSUs were to vest one third on each of February 26, 2018, February 26, 2019, and February 26, 2020, provided that the reporting person is still employed by the Company as of such date and ESCA common stock has achieved certain performance tests which were established by the Company's Compensation Committee of its Board of Directors. The market performance tests were satisfied as of June 26, 2018, thereby resulting in the vesting of the first one third of the RSUs as of that date. The vested RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 6,800 RSUs pursuant to the Escalade 2007 Plan, which RSUs were to vest one third on each of February 26, 2018, February 26, 2019, and February 26, 2020, provided that the reporting person is still employed by the Company as of such date and ESCA common stock has achieved certain performance tests which were established by the Company's Compensation Committee of its Board of Directors. The market performance tests were satisfied as of June 26, 2018, thereby resulting in the vesting of the first one third of the RSUs as of that date. The vested RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000031 · primary_doc.xml · nonDerivative · entry 1

Fetherman David L. · CIK 0001660416 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000027 · primary_doc.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,194

F1 · shares: The grant of common stock is in lieu of cash compensation for services as a Director. The common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001660412-18-000026 · primary_doc.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,739

F1 · shares: The grant of common stock is in lieu of cash compensation for services as a Director. The common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001660412-18-000025 · primary_doc.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,357

F1 · shares: The grant of common stock is in lieu of cash compensation for services as a Director. The common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001660412-18-000024 · primary_doc.xml · nonDerivative · entry 1

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,071

F1 · shares: The grant of common stock is in lieu of cash compensation earned for services as a Director. The common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

SEC source: 0001660412-18-000022 · primary_doc.xml · derivative · entry 4

Savitsky George · CIK 0001289084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,850 shares

Expires 2020-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan as previously reported. All 2,850 RSUs vested immediately prior to the reporting person's retirement as a director on May 16, 2018 by action of the ESCA Compensation Committee and Board of Directors.

SEC source: 0001660412-18-000022 · primary_doc.xml · derivative · entry 3

Savitsky George · CIK 0001289084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,425 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan (Escalade 2007 Plan).

F3 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425) vested and settled on March 2, 2018, as previously reported. The remaining 1,425 RSUs vested immediately prior to the reporting person's retirement as a director on May 16, 2018 by action of the ESCA Compensation Committee and Board of Directors.

SEC source: 0001660412-18-000022 · primary_doc.xml · nonDerivative · entry 2

Savitsky George · CIK 0001289084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000022 · primary_doc.xml · nonDerivative · entry 1

Savitsky George · CIK 0001289084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000021 · primary_doc.xml · derivative · entry 1

Fetherman David L. · CIK 0001660416 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2022-03-08

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 7,000 RSUs which will vest one-third on each of March 8, 2020, March 8, 2021, and March 8, 2022, provided that the reporting person is still employed by ESCA as of such vesting date and ESCA common stock has achieved certain market performance tests established by the Compensation Committee of the ESCA Board of Directors. If the performance tests have not been met as of an applicable vesting date, then one-half of the RSUs eligible to vest on that date will vest and the remaining one-half will vest if, and only if, the performance tests are met prior to the end of the four year vesting period.

SEC source: 0001660412-18-000019 · primary_doc.xml · derivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires 2022-03-08

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 1,700 RSUs which will vest one-third on each of March 8, 2020, March 8, 2021, and March 8, 2022, provided that the reporting person is still employed by ESCA as of such vesting date and the Company's common stock has achieved certain market performance tests established by the Compensation Committee of the ESCA Board of Directors. If the performance tests have not been met as of an applicable vesting date, then one-half of the RSUs eligible to vest on that date will vest and the remaining one-half will vest if, and only if, the performance tests are met prior to the end of the four year vesting period.

SEC source: 0001660412-18-000020 · primary_doc.xml · derivative · entry 1

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Common Stock · 4,100 shares

Expires 2022-03-08

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 4,100 RSUs which will vest one-third on each of March 8, 2020, March 8, 2021, and March 8, 2022, provided that the reporting person is still employed by ESCA as of such vesting date and ESCA's common stock has achieved certain market performance tests established by the Compensation Committee of the ESCA Board of Directors. If the performance tests have not been met as of an applicable vesting date, then one-half of the RSUs eligible to vest on that date will vest and the remaining one-half will vest if, and only if, the performance tests are met prior to the end of the four year vesting period.

SEC source: 0001660412-18-000018 · primary_doc.xml · derivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 2,850 shares

Expires 2020-03-08

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 2,850 RSUs which will vest one-half on March 8, 2019 and one-half on March 8, 2020 provided that the reporting person remains a director as of such vesting date.

SEC source: 0001660412-18-000017 · primary_doc.xml · derivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 2,850 shares

Expires 2020-03-08

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 2,850 RSUs which will vest one-half on March 8, 2019 and one-half on March 8, 2020 provided that the reporting person remains a director as of such vesting date.

SEC source: 0001660412-18-000016 · primary_doc.xml · derivative · entry 1

Savitsky George · CIK 0001289084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 2,850 shares

Expires 2020-03-08

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 2,850 RSUs which will vest one-half on March 8, 2019 and one-half on March 8, 2020 provided that the reporting person remains a director as of such vesting date.

SEC source: 0001660412-18-000015 · primary_doc.xml · derivative · entry 1

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 2,850 shares

Expires 2020-03-08

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 2,850 RSUs which will vest one-half on March 8, 2019 and one-half on March 8, 2020 provided that the reporting person remains a director as of such vesting date.

SEC source: 0001660412-18-000014 · primary_doc.xml · derivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 2,850 shares

Expires 2020-03-08

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.

F2 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 2,850 RSUs which will vest one-half on March 8, 2019 and one-half on March 8, 2020 provided that the reporting person remains a director as of such vesting date.

SEC source: 0001660412-18-000013 · primary_doc.xml · derivative · entry 4

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Underlying: Common Stock · 1,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporate 2007 Incentive Plan (Escalade 2007 Plan).

F3 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425 RSUs) vested and settled on March 2, 2018 as reported in this Form 4. The remaining 1,425 RSUs will vest on March 2, 2019 provided the reporting person remains a director through that date. All RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425 RSUs) vested and settled on March 2, 2018 as reported in this Form 4. The remaining 1,425 RSUs will vest on March 2, 2019 provided the reporting person remains a director through that date. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000013 · primary_doc.xml · nonDerivative · entry 1

WHITE RICHARD · CIK 0001195859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000012 · primary_doc.xml · derivative · entry 5

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Underlying: Common Stock · 1,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan (Escalade 2007 Plan).

F3 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425 RSUs) vested and settled on March 2, 2018 as reported in this Form 4. The remaining 1,425 RSUs will vest on March 2, 2019 provided the reporting person remains a director through that date. All RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425 RSUs) vested and settled on March 2, 2018 as reported in this Form 4. The remaining 1,425 RSUs will vest on March 2, 2019 provided the reporting person remains a director through that date. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000012 · primary_doc.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000011 · primary_doc.xml · derivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Underlying: Common Stock · 1,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan (Escalade 2007 Plan).

F3 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425 RSUs) vested and settled on March 2, 2018 as reported in this Form 4. The remaining 1,425 RSUs will vest on March 2, 2019 provided the reporting person remains a director through that date. All RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425 RSUs) vested and settled on March 2, 2018 as reported in this Form 4. The remaining 1,425 RSUs will vest on March 2, 2019 provided the reporting person remains a director through that date. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000011 · primary_doc.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000010 · primary_doc.xml · derivative · entry 2

Savitsky George · CIK 0001289084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Underlying: Common Stock · 1,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan (Escalade 2007 Plan).

F3 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425 RSUs) vested and settled on March 2, 2018 as reported in this Form 4. The remaining 1,425 RSUs will vest on March 2, 2019 provided the reporting person remains a director through that date. All RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425 RSUs) vested and settled on March 2, 2018 as reported in this Form 4. The remaining 1,425 RSUs will vest on March 2, 2019 provided the reporting person remains a director through that date. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000010 · primary_doc.xml · nonDerivative · entry 1

Savitsky George · CIK 0001289084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000009 · primary_doc.xml · derivative · entry 2

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Underlying: Common Stock · 1,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan (Escalade 2007 Plan).

F3 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425 RSUs) vested and settled on March 2, 2018 as reported in this Form 4. The remaining 1,425 RSUs will vest on March 2, 2019 provided the reporting person remains a director through that date. All RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425 RSUs) vested and settled on March 2, 2018 as reported in this Form 4. The remaining 1,425 RSUs will vest on March 2, 2019 provided the reporting person remains a director through that date. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000009 · primary_doc.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

SEC source: 0001660412-18-000008 · primary_doc.xml · derivative · entry 6

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock options initially granted on March 1, 2013 that vested 25% annually on each March 1 with the final increment vesting on March 1, 2017.

SEC source: 0001660412-18-000008 · primary_doc.xml · derivative · entry 5

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025

Underlying: Common Stock · 1,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan").

F5 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 3,075 RSUs pursuant to the Escalade 2007 Plan. 1,025 RSUs vested and settled on February 27, 2017 as previously reported. 1,025 RSUs vested and settled on February 27, 2018 as reported in this Form 4. The remaining 1,025 RSUs will vest and settle on February 27, 2019 provided that the reporting person remains employed by Escalade. The vesting of all 3,075 RSUs was also subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.

F5 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 3,075 RSUs pursuant to the Escalade 2007 Plan. 1,025 RSUs vested and settled on February 27, 2017 as previously reported. 1,025 RSUs vested and settled on February 27, 2018 as reported in this Form 4. The remaining 1,025 RSUs will vest and settle on February 27, 2019 provided that the reporting person remains employed by Escalade. The vesting of all 3,075 RSUs was also subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000008 · primary_doc.xml · derivative · entry 4

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan").

F4 · derivative.exercise_date: On February 27, 2014, the reporting person was granted 2,000 RSUs pursuant to the Escalade 2007 Plan. 667 RSUs vested and settled on February 27, 2016 and another 667 RSUs vested and settled on February 27, 2017, all of which has been previously reported. The remaining 666 RSUs vested and settled on February 27, 2018 as reported in this Form 4. Vesting for all 2,000 RSUs were subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.

F4 · derivative.expiration_date: On February 27, 2014, the reporting person was granted 2,000 RSUs pursuant to the Escalade 2007 Plan. 667 RSUs vested and settled on February 27, 2016 and another 667 RSUs vested and settled on February 27, 2017, all of which has been previously reported. The remaining 666 RSUs vested and settled on February 27, 2018 as reported in this Form 4. Vesting for all 2,000 RSUs were subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.

SEC source: 0001660412-18-000008 · primary_doc.xml · nonDerivative · entry 3

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares issued pursuant to the exercise of stock options granted under the Escalade 2007 Plan.

SEC source: 0001660412-18-000008 · primary_doc.xml · nonDerivative · entry 2

Wawrin Stephen · CIK 0001626624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.