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Nasdaq · USD

ERII

Energy Recovery, Inc.

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5679
SEC CIK
0001421517
Parsed reports
399

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202604
Mar 202605
Apr 202602
May 202610
Jun 202611
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2017 Filed Sep 15, 2017 20:52 UTC
FJELL OLAVDirector
PurchaseCommon Stock 18,000 $7.08 $127,420.20
Disclosure

SEC source: 0001437749-17-015989 · rdgdoc.xml · nonDerivative · entry 1

FJELL OLAV · CIK 0001646431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · price: This figure of $7.0789 is the average purchase price of trades per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI, full information about the number of shares purchased at each separate price, upon request.

Read SEC document
June 22, 2017 Filed Jun 29, 2017 21:50 UTC GrantStock Option (Right to Buy) · Derivative 16,726 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001437749-17-012041 · rdgdoc.xml · derivative · entry 2

MAO ROBERT YU LANG · CIK 0001232218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,887

Underlying: Common Stock · 16,726 shares

Expires 2027-06-22

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2018 Annual Meeting date, anticipated to be on or about June 15, 2018.

Read SEC document
June 22, 2017 Filed Jun 29, 2017 21:48 UTC
Foda SherifDirector
GrantStock Option (Right to Buy) · Derivative 16,726 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001437749-17-012040 · rdgdoc.xml · derivative · entry 1

Foda Sherif · CIK 0001580690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,084

Underlying: Common Stock · 16,726 shares

Expires 2027-06-22

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2018 Annual Meeting date, anticipated to be on or about June 15, 2018.

Read SEC document
June 22, 2017 Filed Jun 29, 2017 21:47 UTC
FJELL OLAVDirector
GrantStock Option (Right to Buy) · Derivative 16,726 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001437749-17-012039 · rdgdoc.xml · derivative · entry 1

FJELL OLAV · CIK 0001646431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,445

Underlying: Common Stock · 16,726 shares

Expires 2027-06-22

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2018 Annual Meeting date, anticipated to be on or about June 15, 2018.

Read SEC document
June 22, 2017 Filed Jun 29, 2017 21:47 UTC GrantStock Option (Right to Buy) · Derivative 16,726 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001437749-17-012038 · rdgdoc.xml · derivative · entry 2

BUEHLER ALEXANDER J · CIK 0001397838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,894

Underlying: Common Stock · 16,726 shares

Expires 2027-06-22

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2018 Annual Meeting date, anticipated to be on or about June 15, 2018.

Read SEC document
June 22, 2017 Filed Jun 30, 2017 17:15 UTC GrantStock Option (Right to Buy) · Derivative 16,726 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001437749-17-012107 · rdgdoc.xml · derivative · entry 2

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,887

Underlying: Common Stock · 16,726 shares

Expires 2027-06-22

F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2018 Annual Meeting date, anticipated to be on or about June 15, 2018.

Read SEC document
June 22, 2017 Filed Jun 30, 2017 23:08 UTC GrantStock Option (Right to Buy) · Derivative 16,726 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001437749-17-012113 · rdgdoc.xml · derivative · entry 3

Hanstveit Arve · CIK 0001430122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,887

Underlying: Common Stock · 16,726 shares

Expires 2027-06-22

F2 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2018 Annual Meeting date, anticipated to be on or about June 15, 2018.

Read SEC document
June 22, 2017 Filed Jun 30, 2017 17:13 UTC GrantStock Option (Right to Buy) · Derivative 16,726 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001437749-17-012106 · rdgdoc.xml · derivative · entry 2

Lorentzen Ole Peter · CIK 0001429459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,894

Underlying: Common Stock · 16,726 shares

Expires 2027-06-22

F2 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2018 Annual Meeting date, anticipated to be on or about June 15, 2018.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 23:04 UTC PurchaseCommon Stock 20,000 $7.53 $150,620.00
Disclosure

SEC source: 0001437749-17-004519 · rdgdoc.xml · nonDerivative · entry 1

MAO ROBERT YU LANG · CIK 0001232218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,361

F1 · price: This figure is the weighted average purchase price of multiple trades. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares purchased at each separate price upon request.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 23:04 UTC
Yeung WilliamGeneral Counsel
PurchaseCommon Stock 3,298 $7.58 $24,985.65
Disclosure

SEC source: 0001437749-17-004518 · rdgdoc.xml · nonDerivative · entry 1

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 8,068

F1 · price: This figure is the weighted average purchase price of multiple trades. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares purchased at each separate price upon request.

Read SEC document
February 10, 2017 Filed Feb 16, 2017 16:50 UTC
Gay JoelPresident and CEO
GrantStock Option (Right to Buy) · Derivative 122,810 $0.00 Strike: $9.90 $0.00
Disclosure

SEC source: 0001437749-17-002695 · rdgdoc.xml · derivative · entry 2

Gay Joel · CIK 0001612340 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,054

Underlying: Common Stock · 122,810 shares

Expires 2027-02-10

F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/10/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 10, 2017 Filed Feb 16, 2017 16:50 UTC
Gay JoelPresident and CEO
GrantCommon Stock 25,252 $9.90 $249,994.80
Disclosure

SEC source: 0001437749-17-002695 · rdgdoc.xml · nonDerivative · entry 1

Gay Joel · CIK 0001612340 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,721

F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st, 2nd, 3rd, and 4th anniversary of the vesting start date of 02/10/2017.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:41 UTC
Siebert EricVP, Corporate Strategy
GrantStock Option (Right to Buy) · Derivative 25,843 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-17-001783 · rdgdoc.xml · derivative · entry 2

Siebert Eric · CIK 0001668414 · VP, Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,652

Underlying: Common Stock · 25,843 shares

Expires 2027-02-02

F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:41 UTC
Siebert EricVP, Corporate Strategy
GrantCommon Stock 15,947 $10.19 $162,499.93
Disclosure

SEC source: 0001437749-17-001783 · rdgdoc.xml · nonDerivative · entry 1

Siebert Eric · CIK 0001668414 · VP, Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,900

F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:41 UTC
Smith EmilyVP, Marketing
GrantStock Option (Right to Buy) · Derivative 21,867 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-17-001782 · rdgdoc.xml · derivative · entry 2

Smith Emily · CIK 0001668423 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,114

Underlying: Common Stock · 21,867 shares

Expires 2027-02-02

F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:41 UTC
Smith EmilyVP, Marketing
GrantCommon Stock 13,494 $10.19 $137,503.86
Disclosure

SEC source: 0001437749-17-001782 · rdgdoc.xml · nonDerivative · entry 1

Smith Emily · CIK 0001668423 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,317

F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:42 UTC
Clemente RodneyVP, Global Desalination Sales
GrantStock Option (Right to Buy) · Derivative 21,867 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-17-001785 · rdgdoc.xml · derivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,205

Underlying: Common Stock · 21,867 shares

Expires 2027-02-02

F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:42 UTC
Clemente RodneyVP, Global Desalination Sales
GrantCommon Stock 13,494 $10.19 $137,503.86
Disclosure

SEC source: 0001437749-17-001785 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,317

F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:40 UTC
STROUD ANDREW B JRVP, Human Resources
GrantStock Option (Right to Buy) · Derivative 17,891 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-17-001780 · rdgdoc.xml · derivative · entry 2

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,913

Underlying: Common Stock · 17,891 shares

Expires 2027-02-02

F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 18:40 UTC
STROUD ANDREW B JRVP, Human Resources
GrantCommon Stock 11,040 $10.19 $112,497.60
Disclosure

SEC source: 0001437749-17-001780 · rdgdoc.xml · nonDerivative · entry 1

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,281

F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:42 UTC
Bensalah NocairVP Operations
GrantStock Option (Right to Buy) · Derivative 25,843 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-17-001786 · rdgdoc.xml · derivative · entry 2

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,434

Underlying: Common Stock · 25,843 shares

Expires 2027-02-02

F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:42 UTC
Bensalah NocairVP Operations
GrantCommon Stock 15,947 $10.19 $162,499.93
Disclosure

SEC source: 0001437749-17-001786 · rdgdoc.xml · nonDerivative · entry 1

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,726

F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:42 UTC GrantStock Option (Right to Buy) · Derivative 25,843 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-17-001784 · rdgdoc.xml · derivative · entry 2

Gannon Chris M · CIK 0001645284 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,652

Underlying: Common Stock · 25,843 shares

Expires 2027-02-02

F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:42 UTC GrantCommon Stock 15,947 $10.19 $162,499.93
Disclosure

SEC source: 0001437749-17-001784 · rdgdoc.xml · nonDerivative · entry 1

Gannon Chris M · CIK 0001645284 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,382

F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:40 UTC
SMITH LENOX SHARON ECorporate Controller and CAO
GrantStock Option (Right to Buy) · Derivative 5,964 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-17-001781 · rdgdoc.xml · derivative · entry 2

SMITH LENOX SHARON E · CIK 0001183605 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,559

Underlying: Common Stock · 5,964 shares

Expires 2027-02-02

F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:40 UTC
SMITH LENOX SHARON ECorporate Controller and CAO
GrantCommon Stock 3,680 $10.19 $37,499.20
Disclosure

SEC source: 0001437749-17-001781 · rdgdoc.xml · nonDerivative · entry 1

SMITH LENOX SHARON E · CIK 0001183605 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,614

F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:40 UTC
Yeung WilliamGeneral Counsel
GrantStock Option (Right to Buy) · Derivative 21,867 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001437749-17-001779 · rdgdoc.xml · derivative · entry 3

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,198

Underlying: Common Stock · 21,867 shares

Expires 2027-02-02

F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 23:40 UTC
Yeung WilliamGeneral Counsel
GrantCommon Stock 13,494 $10.19 $137,503.86
Disclosure

SEC source: 0001437749-17-001779 · rdgdoc.xml · nonDerivative · entry 1

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,494

F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 18:29 UTC SaleCommon Stock 100,000 $11.49 $1,149,160.00
Disclosure

SEC source: 0001437749-16-042543 · rdgdoc.xml · nonDerivative · entry 1

Michelet Hans Peter · CIK 0001432628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $11.41 to $11.61 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 17:01 UTC
Yeung WilliamGeneral Counsel
PurchaseCommon Stock 4,770 $10.10 $48,177.00
Disclosure

SEC source: 0001437749-16-041497 · rdgdoc.xml · nonDerivative · entry 1

Yeung William · CIK 0001677876 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,770

Read SEC document
September 21, 2016 Filed Sep 23, 2016 16:34 UTC
STROUD ANDREW B JRVP, Human Resources
OtherStock Option (Right to Buy) · Derivative 8,418 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001437749-16-039084 · rdgdoc.xml · derivative · entry 9

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,022

Underlying: Common Stock · 8,418 shares

Expires 2024-06-20

F3 · derivative.exercise_date: The options were exercised in accordance with an approved 10b5-1 plan dated 8/11/16. These options were originally granted as part of a larger option award on 6/20/2014. 25% of the option award became vested on the 1st anniversary of the vesting start date of 06/20/2014; thereafter, the remaining 75% vest 1/36th per month. The entire award may become fully vested on 06/20/2018.

Read SEC document
September 21, 2016 Filed Sep 23, 2016 16:34 UTC
STROUD ANDREW B JRVP, Human Resources
OtherStock Option (Right to Buy) · Derivative 7,654 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001437749-16-039084 · rdgdoc.xml · derivative · entry 8

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,440

Underlying: Common Stock · 7,654 shares

Expires 2025-03-09

F2 · derivative.exercise_date: The options were exercised in accordance with an approved 10b5-1 plan dated 8/11/16. These options were originally granted as part of a larger option award on 3/10/2015. 25% of the option award became vested on the 1st anniversary of the vesting start date of 03/10/2015; thereafter, the remaining 75% vest 1/36th per month. The entire award may become fully vested on 03/10/2019

Read SEC document
September 21, 2016 Filed Sep 23, 2016 16:34 UTC
STROUD ANDREW B JRVP, Human Resources
OtherStock Option (Right to Buy) · Derivative 7,655 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001437749-16-039084 · rdgdoc.xml · derivative · entry 7

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,094

Underlying: Common Stock · 7,655 shares

Expires 2025-03-09

F1 · derivative.exercise_date: The options were exercised in accordance with an approved 10b5-1 plan dated 8/11/16. These options were originally granted as part of a larger option award on 3/10/2015. 25% of the option award became vested on the 1st anniversary of the vesting start date of 03/10/2015; thereafter, the remaining 75% vest 1/36th per month. The entire award may become fully vested on 03/10/2019.

Read SEC document
September 21, 2016 Filed Sep 23, 2016 16:34 UTC
STROUD ANDREW B JRVP, Human Resources
Disposition to issuerCommon Stock 8,418 $16.00 $134,688.00
Disclosure

SEC source: 0001437749-16-039084 · rdgdoc.xml · nonDerivative · entry 6

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,241

Read SEC document
September 21, 2016 Filed Sep 23, 2016 16:34 UTC
STROUD ANDREW B JRVP, Human Resources
Exercise / conversionCommon Stock 8,418 $5.91 $49,750.38
Disclosure

SEC source: 0001437749-16-039084 · rdgdoc.xml · nonDerivative · entry 5

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2016 Filed Sep 23, 2016 16:34 UTC
STROUD ANDREW B JRVP, Human Resources
Disposition to issuerCommon Stock 7,654 $16.00 $122,464.00
Disclosure

SEC source: 0001437749-16-039084 · rdgdoc.xml · nonDerivative · entry 4

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,241

Read SEC document
September 21, 2016 Filed Sep 23, 2016 16:34 UTC
STROUD ANDREW B JRVP, Human Resources
Exercise / conversionCommon Stock 7,654 $2.75 $21,048.50
Disclosure

SEC source: 0001437749-16-039084 · rdgdoc.xml · nonDerivative · entry 3

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2016 Filed Sep 23, 2016 16:34 UTC
STROUD ANDREW B JRVP, Human Resources
Disposition to issuerCommon Stock 7,655 $15.00 $114,825.00
Disclosure

SEC source: 0001437749-16-039084 · rdgdoc.xml · nonDerivative · entry 2

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,241

Read SEC document
September 21, 2016 Filed Sep 23, 2016 16:34 UTC
STROUD ANDREW B JRVP, Human Resources
Exercise / conversionCommon Stock 7,655 $2.75 $21,051.25
Disclosure

SEC source: 0001437749-16-039084 · rdgdoc.xml · nonDerivative · entry 1

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 17:12 UTC
STROUD ANDREW B JRVP, Human Resources
OtherStock Option (Right to Buy) · Derivative 7,655 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001437749-16-038507 · rdgdoc.xml · derivative · entry 3

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,749

Underlying: Common Stock · 7,655 shares

Expires 2025-03-09

F1 · derivative.exercise_date: The options were exercised in accordance with an approved 10b5-1 plan dated 8/11/16. These options were originally granted as part of a larger option award on 3/10/2015. 25% of the option award became vested on the 1st anniversary of the vesting start date of 03/10/2015; thereafter, the remaining 75% vest 1/36th per month. The entire award may become fully vested on 03/10/2019.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 17:12 UTC
STROUD ANDREW B JRVP, Human Resources
Disposition to issuerCommon Stock 7,655 $14.00 $107,170.00
Disclosure

SEC source: 0001437749-16-038507 · rdgdoc.xml · nonDerivative · entry 2

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,241

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September 07, 2016 Filed Sep 8, 2016 17:12 UTC
STROUD ANDREW B JRVP, Human Resources
Exercise / conversionCommon Stock 7,655 $2.75 $21,051.25
Disclosure

SEC source: 0001437749-16-038507 · rdgdoc.xml · nonDerivative · entry 1

STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment
Clemente RodneyVP, Global Desalination Sales
SaleCommon Stock 14,760 $12.99 $191,741.26
Disclosure

SEC source: 0001437749-16-043113 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,823

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $12.9870 to $13.10 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI, full information about the number of shares sold at each separate price, upon request.

Read SEC document
March 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment
Clemente RodneyVP, Global Desalination Sales
OtherStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001437749-16-043114 · rdgdoc.xml · derivative · entry 6

Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-02-15

F3 · derivative.exercise_date: These option were originally granted on 6/3/2010 and became fully exercisable on 6/3/2014.

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March 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment
Clemente RodneyVP, Global Desalination Sales
OtherStock Option (Right to Buy) · Derivative 3,688 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0001437749-16-043114 · rdgdoc.xml · derivative · entry 5

Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,688 shares

Expires 2020-06-02

F2 · derivative.exercise_date: These option were originally granted as part of a larger option award on 2/16/2012 and became fully exercisable on 2/16/2016.

Read SEC document
March 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment
Clemente RodneyVP, Global Desalination Sales
SaleCommon Stock 15,000 $9.19 $137,847.00
Disclosure

SEC source: 0001437749-16-043114 · rdgdoc.xml · nonDerivative · entry 4

Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,823

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $8.56 to $9.477825 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI, full information about the number of shares sold at each separate price, upon request.

Read SEC document
March 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment
Clemente RodneyVP, Global Desalination Sales
Exercise / conversionCommon Stock 15,000 $3.40 $51,000.00
Disclosure

SEC source: 0001437749-16-043114 · rdgdoc.xml · nonDerivative · entry 3

Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment
Clemente RodneyVP, Global Desalination Sales
SaleCommon Stock 3,688 $9.19 $33,891.98
Disclosure

SEC source: 0001437749-16-043114 · rdgdoc.xml · nonDerivative · entry 2

Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,823

F1 · price: This figure is the weighted average sales price of multiple trades ranging from $8.56 to $9.477825 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI, full information about the number of shares sold at each separate price, upon request.

Read SEC document
March 09, 2016 Filed Dec 8, 2016 21:35 UTC Amendment
Clemente RodneyVP, Global Desalination Sales
Exercise / conversionCommon Stock 3,688 $2.46 $9,072.48
Disclosure

SEC source: 0001437749-16-043114 · rdgdoc.xml · nonDerivative · entry 1

Clemente Rodney · CIK 0001668422 · VP, Global Desalination Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2016 Filed Dec 8, 2016 21:36 UTC Amendment
Bensalah NocairVP Operations
OtherStock Option (Right to Buy) · Derivative 44,248 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0001437749-16-043115 · rdgdoc.xml · derivative · entry 3

Bensalah Nocair · CIK 0001544254 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,248 shares

Expires 2022-02-15

F2 · derivative.exercise_date: These option were originally granted on 2/16/2012 and became fully exercisable on 2/16/2016

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.