Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | VP, Human Resources | February 04, 2019 | February 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date February 04, 2019 · Filed February 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,415 |
Reported balance
After 2019-02-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-02-05 · Tax withholding · Disposed 1,267 · Balance 35,415 F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. |
| Common StockSEC Table I · non-derivative | Direct | 33,823 |
Reported balance
After 2019-02-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-02-04 · Tax withholding · Disposed 1,592 · Balance 33,823 F3: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. |
| Common StockSEC Table I · non-derivative | Direct | 32,666 |
Reported balance
After 2019-02-05 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-02-05 · Tax withholding · Disposed 1,157 · Balance 32,666 F3: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F2: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.
F3: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F4: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2019 Filed Feb 5, 2019 19:30 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,157 | $7.72 | $8,935.63 |
DisclosureSEC source: 0001421517-19-000016 · wf-form4_154941299984213.xml · nonDerivative · entry 3 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,666 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Feb 5, 2019 19:30 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,267 | $8.42 | $10,672.57 |
DisclosureSEC source: 0001421517-19-000016 · wf-form4_154941299984213.xml · nonDerivative · entry 1 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,415 F1 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 19:30 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,592 | $7.61 | $12,119.10 |
DisclosureSEC source: 0001421517-19-000016 · wf-form4_154941299984213.xml · nonDerivative · entry 2 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,823 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 20:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,160 | $7.77 | $9,016.10 |
DisclosureSEC source: 0001421517-18-000026 · wf-form4_151788131807442.xml · nonDerivative · entry 3 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,682 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 26,023 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000026 · wf-form4_151788131807442.xml · derivative · entry 4 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,023 Underlying: Common Stock · 26,023 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 15,000 | $7.50 | $112,500.00 |
DisclosureSEC source: 0001421517-18-000026 · wf-form4_151788131807442.xml · nonDerivative · entry 2 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,842 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 243 | $9.56 | $2,323.08 |
DisclosureSEC source: 0001421517-18-000026 · wf-form4_151788131807442.xml · nonDerivative · entry 1 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,842 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 18:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,117 | $11.00 Strike: $2.75 | $78,287.00 |
DisclosureSEC source: 0001421517-17-000013 · wf-form4_151243071942195.xml · derivative · entry 4 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,700 Underlying: Common Stock · 7,117 shares Expires 2025-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. F1 · price: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. F3 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 18:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 2,196 | $8.29 | $18,204.84 |
DisclosureSEC source: 0001421517-17-000013 · wf-form4_151243071942195.xml · nonDerivative · entry 3 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,085 F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 18:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 7,117 | $11.00 | $78,287.00 |
DisclosureSEC source: 0001421517-17-000013 · wf-form4_151243071942195.xml · nonDerivative · entry 2 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,281 F1 · price: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 18:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 7,117 | $2.75 | $19,571.75 |
DisclosureSEC source: 0001421517-17-000013 · wf-form4_151243071942195.xml · nonDerivative · entry 1 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:40 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 17,891 | $0.00 Strike: $10.19 | $0.00 |
DisclosureSEC source: 0001437749-17-001780 · rdgdoc.xml · derivative · entry 2 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,913 Underlying: Common Stock · 17,891 shares Expires 2027-02-02 F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:40 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 11,040 | $10.19 | $112,497.60 |
DisclosureSEC source: 0001437749-17-001780 · rdgdoc.xml · nonDerivative · entry 1 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,281 F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 16:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | OtherStock Option (Right to Buy) · Derivative | 8,418 | $0.00 Strike: $5.91 | $0.00 |
DisclosureSEC source: 0001437749-16-039084 · rdgdoc.xml · derivative · entry 9 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,022 Underlying: Common Stock · 8,418 shares Expires 2024-06-20 F3 · derivative.exercise_date: The options were exercised in accordance with an approved 10b5-1 plan dated 8/11/16. These options were originally granted as part of a larger option award on 6/20/2014. 25% of the option award became vested on the 1st anniversary of the vesting start date of 06/20/2014; thereafter, the remaining 75% vest 1/36th per month. The entire award may become fully vested on 06/20/2018. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 16:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | OtherStock Option (Right to Buy) · Derivative | 7,654 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001437749-16-039084 · rdgdoc.xml · derivative · entry 8 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,440 Underlying: Common Stock · 7,654 shares Expires 2025-03-09 F2 · derivative.exercise_date: The options were exercised in accordance with an approved 10b5-1 plan dated 8/11/16. These options were originally granted as part of a larger option award on 3/10/2015. 25% of the option award became vested on the 1st anniversary of the vesting start date of 03/10/2015; thereafter, the remaining 75% vest 1/36th per month. The entire award may become fully vested on 03/10/2019 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 16:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | OtherStock Option (Right to Buy) · Derivative | 7,655 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001437749-16-039084 · rdgdoc.xml · derivative · entry 7 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,094 Underlying: Common Stock · 7,655 shares Expires 2025-03-09 F1 · derivative.exercise_date: The options were exercised in accordance with an approved 10b5-1 plan dated 8/11/16. These options were originally granted as part of a larger option award on 3/10/2015. 25% of the option award became vested on the 1st anniversary of the vesting start date of 03/10/2015; thereafter, the remaining 75% vest 1/36th per month. The entire award may become fully vested on 03/10/2019. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 16:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Disposition to issuerCommon Stock | 8,418 | $16.00 | $134,688.00 |
DisclosureSEC source: 0001437749-16-039084 · rdgdoc.xml · nonDerivative · entry 6 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,241 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 16:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 8,418 | $5.91 | $49,750.38 |
DisclosureSEC source: 0001437749-16-039084 · rdgdoc.xml · nonDerivative · entry 5 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 16:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Disposition to issuerCommon Stock | 7,654 | $16.00 | $122,464.00 |
DisclosureSEC source: 0001437749-16-039084 · rdgdoc.xml · nonDerivative · entry 4 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,241 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 16:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 7,654 | $2.75 | $21,048.50 |
DisclosureSEC source: 0001437749-16-039084 · rdgdoc.xml · nonDerivative · entry 3 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 16:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Disposition to issuerCommon Stock | 7,655 | $15.00 | $114,825.00 |
DisclosureSEC source: 0001437749-16-039084 · rdgdoc.xml · nonDerivative · entry 2 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,241 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 16:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 7,655 | $2.75 | $21,051.25 |
DisclosureSEC source: 0001437749-16-039084 · rdgdoc.xml · nonDerivative · entry 1 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 17:12 UTC | Energy Recovery, Inc. ERII · Entity 5679 | OtherStock Option (Right to Buy) · Derivative | 7,655 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001437749-16-038507 · rdgdoc.xml · derivative · entry 3 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,749 Underlying: Common Stock · 7,655 shares Expires 2025-03-09 F1 · derivative.exercise_date: The options were exercised in accordance with an approved 10b5-1 plan dated 8/11/16. These options were originally granted as part of a larger option award on 3/10/2015. 25% of the option award became vested on the 1st anniversary of the vesting start date of 03/10/2015; thereafter, the remaining 75% vest 1/36th per month. The entire award may become fully vested on 03/10/2019. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 17:12 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Disposition to issuerCommon Stock | 7,655 | $14.00 | $107,170.00 |
DisclosureSEC source: 0001437749-16-038507 · rdgdoc.xml · nonDerivative · entry 2 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,241 Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 17:12 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 7,655 | $2.75 | $21,051.25 |
DisclosureSEC source: 0001437749-16-038507 · rdgdoc.xml · nonDerivative · entry 1 STROUD ANDREW B JR · CIK 0001182583 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.