Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Energy Recovery, Inc.
Report date September 15, 2021 · Filed September 17, 2021
Section 16 reporting ended · disclosed 2021-09-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Note | 5,155,239 |
Reported balance
After 2021-09-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-09-15 · Sale · Disposed 1,500,000 · Balance 5,155,239 F1: The filing persons of this Form 4 are Ole Peter Lorentzen, who is the controlling shareholder of Ludvig Lorentzen AS, and Sobral AS, a wholly owned subsidiary of Ludvig Lorentzen AS. The sale reported on this Form 4 was made pursuant to a registration statement on Form S-3 (File No. 333-233730). After giving effect to the sale reported on this Form 4, the shares of common stock beneficially owned by Mr. Lorentzen include 4,714,905 shares of common stock held by Sobral AS, no shares held by Ludvig Lorentzen AS, and 440,334 shares of common stock held in other accounts controlled by Mr. Lorentzen. The filing persons disclaim beneficial ownership of the securities reported on this Form 4 except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The filing persons of this Form 4 are Ole Peter Lorentzen, who is the controlling shareholder of Ludvig Lorentzen AS, and Sobral AS, a wholly owned subsidiary of Ludvig Lorentzen AS. The sale reported on this Form 4 was made pursuant to a registration statement on Form S-3 (File No. 333-233730). After giving effect to the sale reported on this Form 4, the shares of common stock beneficially owned by Mr. Lorentzen include 4,714,905 shares of common stock held by Sobral AS, no shares held by Ludvig Lorentzen AS, and 440,334 shares of common stock held in other accounts controlled by Mr. Lorentzen. The filing persons disclaim beneficial ownership of the securities reported on this Form 4 except to the extent of their pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2021 Filed Sep 17, 2021 16:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 1,500,000 | $20.81 | $31,215,000.00 |
DisclosureSEC source: 0001567619-21-017262 · doc1.xml · nonDerivative · entry 1 Lorentzen Ole Peter · CIK 0001429459 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 5,155,239 F1 · ownership.nature: The filing persons of this Form 4 are Ole Peter Lorentzen, who is the controlling shareholder of Ludvig Lorentzen AS, and Sobral AS, a wholly owned subsidiary of Ludvig Lorentzen AS. The sale reported on this Form 4 was made pursuant to a registration statement on Form S-3 (File No. 333-233730). After giving effect to the sale reported on this Form 4, the shares of common stock beneficially owned by Mr. Lorentzen include 4,714,905 shares of common stock held by Sobral AS, no shares held by Ludvig Lorentzen AS, and 440,334 shares of common stock held in other accounts controlled by Mr. Lorentzen. The filing persons disclaim beneficial ownership of the securities reported on this Form 4 except to the extent of their pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 17:16 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 23,664 | $21.75 | $514,703.83 |
DisclosureSEC source: 0001567619-21-013025 · doc1.xml · nonDerivative · entry 2 Lorentzen Ole Peter · CIK 0001429459 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,655,239 F1 · ownership.nature: The filing persons of this Form 4 are Ole Peter Lorentzen, who is the controlling shareholder of Ludvig Lorentzen AS, and Sobral AS, a wholly owned subsidiary of Ludvig Lorentzen AS. The sale reported on this Form 4 was made pursuant to a registration statement on Form S-3 (File No. 333-233730). After giving effect to the sale reported on this Form 4, the shares of common stock beneficially owned by Mr. Lorentzen include 6,214,905 shares of common stock held by Sobral AS, no shares held by Ludvig Lorentzen AS, and 440,334 shares of common stock held in other accounts controlled by Mr. Lorentzen. The filing persons disclaim beneficial ownership of the securities reported on this Form 4 except to the extent of their pecuniary interest therein. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 17:16 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 161,431 | $22.67 | $3,658,898.19 |
DisclosureSEC source: 0001567619-21-013025 · doc1.xml · nonDerivative · entry 1 Lorentzen Ole Peter · CIK 0001429459 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,678,903 F1 · ownership.nature: The filing persons of this Form 4 are Ole Peter Lorentzen, who is the controlling shareholder of Ludvig Lorentzen AS, and Sobral AS, a wholly owned subsidiary of Ludvig Lorentzen AS. The sale reported on this Form 4 was made pursuant to a registration statement on Form S-3 (File No. 333-233730). After giving effect to the sale reported on this Form 4, the shares of common stock beneficially owned by Mr. Lorentzen include 6,214,905 shares of common stock held by Sobral AS, no shares held by Ludvig Lorentzen AS, and 440,334 shares of common stock held in other accounts controlled by Mr. Lorentzen. The filing persons disclaim beneficial ownership of the securities reported on this Form 4 except to the extent of their pecuniary interest therein. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 18,669 | $0.00 Strike: $7.64 | $0.00 |
DisclosureSEC source: 0001437749-20-015450 · rdgdoc.xml · derivative · entry 1 Lorentzen Ole Peter · CIK 0001429459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,669 Underlying: Common Stock · 18,669 shares Expires 2030-07-16 F1 · derivative.exercise_date: The shares will fully vest and become exercisable on the 2021 Annual Meeting date, anticipated to be on or about June 10, 2021. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:00 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 1,500,000 | $7.52 | $11,280,000.00 |
DisclosureSEC source: 0001437749-20-010824 · rdgdoc.xml · nonDerivative · entry 1 Lorentzen Ole Peter · CIK 0001429459 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,840,334 F1 · ownership.nature: The filing persons of this Form 4 are Ole Peter Lorentzen and Ludvig Lorentzen AS. Mr. Lorentzen is the controlling shareholder of Ludvig Lorentzen AS. The sale reported on this Form 4 was made pursuant to a registration statement on Form S-3 (File No. 333-233730). After giving effect to the sale reported on this Form 4, the shares of common stock beneficially owned by Mr. Lorentzen include 6,400,000 shares of common stock held by Ludvig Lorentzen AS and 440,334 shares of common stock held in other accounts controlled by Mr. Lorentzen. The filing persons disclaim beneficial ownership of the securities reported on this Form 4 except to the extent of their pecuniary interest therein. Read SEC document |
| December 12, 2019 Filed Dec 17, 2019 16:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 150,000 | $8.73 | $1,309,365.00 |
DisclosureSEC source: 0001437749-19-024525 · rdgdoc.xml · nonDerivative · entry 1 Lorentzen Ole Peter · CIK 0001429459 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 2 Disclosed balance after: 8,340,334 F1 · price: This figure is the weighted average sales price of multiple trades. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. F2 · ownership.nature: Mr. Lorentzen is the controlling owner of Ludvig Lorentzen AS. The Issuer's Common Shares reported on this Form 4 as beneficially owned by Mr. Lorentzen include 7,7000,000 Common Shares held by Ludvig Lorentzen AS and Common Shares held in other accounts controlled by Mr. Lorenten. Read SEC document |
| June 13, 2019 Filed Jul 10, 2019 16:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 13,413 | $0.00 Strike: $9.98 | $0.00 |
DisclosureSEC source: 0001437749-19-013747 · rdgdoc.xml · derivative · entry 1 Lorentzen Ole Peter · CIK 0001429459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,413 Underlying: Common Stock · 13,413 shares Expires 2029-06-13 F1 · derivative.exercise_date: The shares will fully vest and become exercisable on the 2020 Annual Meeting date, anticipated to be on or about June 11, 2020. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 18:06 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 15,879 | $0.00 Strike: $8.49 | $0.00 |
DisclosureSEC source: 0001421517-18-000121 · wf-form4a_152935958516150.xml · derivative · entry 2 Lorentzen Ole Peter · CIK 0001429459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,773 Underlying: Common Stock · 15,879 shares Expires 2028-06-14 F2 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 17:40 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 15,879 | $0.00 Strike: $8.49 | $0.00 |
DisclosureSEC source: 0001421517-18-000116 · wf-form4_152935799846530.xml · derivative · entry 2 Lorentzen Ole Peter · CIK 0001429459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,773 Underlying: Common Stock · 15,879 shares Expires 2028-06-14 F2 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019. Read SEC document |
| June 22, 2017 Filed Jun 30, 2017 17:13 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 16,726 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001437749-17-012106 · rdgdoc.xml · derivative · entry 2 Lorentzen Ole Peter · CIK 0001429459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,894 Underlying: Common Stock · 16,726 shares Expires 2027-06-22 F2 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2018 Annual Meeting date, anticipated to be on or about June 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.