Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | VP Operations | February 19, 2020 | February 22, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date February 19, 2020 · Filed February 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,568 |
Reported balance
After 2020-02-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-19 · Exercise / conversion · Acquired 1,604 · Balance 60,568 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 58,964 |
Reported balance
After 2020-02-19 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-19 · Sale · Disposed 1,604 · Balance 58,964 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 60,088 |
Reported balance
After 2020-02-20 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-02-20 · Exercise / conversion · Acquired 1,124 · Balance 60,088 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 58,964 |
Reported balance
After 2020-02-20 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-02-20 · Sale · Disposed 1,124 · Balance 58,964 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F2: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| Common StockSEC Table I · non-derivative | Direct | 75,006 |
Reported balance
After 2020-02-20 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2020-02-20 · Exercise / conversion · Acquired 16,042 · Balance 75,006 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 58,964 |
Reported balance
After 2020-02-20 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2020-02-20 · Sale · Disposed 16,042 · Balance 58,964 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F2: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| Common StockSEC Table I · non-derivative | Direct | 60,763 |
Reported balance
After 2020-02-21 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2020-02-21 · Exercise / conversion · Acquired 1,799 · Balance 60,763 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 58,964 |
Reported balance
After 2020-02-21 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2020-02-21 · Sale · Disposed 1,799 · Balance 58,964 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F3: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| Common StockSEC Table I · non-derivative | Direct | 58,867 |
Reported balance
After 2020-02-21 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2020-02-21 · Tax withholding · Disposed 97 · Balance 58,867 F4: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.75 · Expires 2025-03-10 | Direct | 1,124 |
Reported balance
After 2020-02-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-02-19 · Exercise / conversion · Disposed 1,604 · Balance 1,124 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F5: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.75 · Expires 2025-03-10 | Direct | 0 |
Reported balance
After 2020-02-20 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-02-20 · Exercise / conversion · Disposed 1,124 · Balance 0 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F5: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.75 · Expires 2025-03-10 | Direct | 3,473 |
Reported balance
After 2020-02-20 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-02-20 · Exercise / conversion · Disposed 16,042 · Balance 3,473 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F5: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.75 · Expires 2025-03-10 | Direct | 1,674 |
Reported balance
After 2020-02-21 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-02-21 · Exercise / conversion · Disposed 1,799 · Balance 1,674 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F5: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019.
F2: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F3: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F4: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F5: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,799 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · derivative · entry 13 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674 Underlying: Common Stock · 1,799 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F5 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. Read SEC document |
| February 21, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 97 | $10.42 | $1,010.74 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · nonDerivative · entry 9 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,867 F4 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| February 21, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 1,799 | $11.02 | $19,823.00 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · nonDerivative · entry 8 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,964 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F3 · price: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 21, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 1,799 | $2.75 | $4,947.25 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · nonDerivative · entry 7 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,042 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · derivative · entry 12 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,473 Underlying: Common Stock · 16,042 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F5 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,124 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · derivative · entry 11 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,124 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F5 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 16,042 | $11.01 | $176,686.59 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · nonDerivative · entry 6 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,964 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 16,042 | $2.75 | $44,115.50 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · nonDerivative · entry 5 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 1,124 | $11.01 | $12,379.74 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · nonDerivative · entry 4 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,964 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 1,124 | $2.75 | $3,091.00 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · nonDerivative · entry 3 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. Read SEC document |
| February 19, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,604 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · derivative · entry 10 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124 Underlying: Common Stock · 1,604 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. F5 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. Read SEC document |
| February 19, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 1,604 | $11.00 | $17,644.00 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · nonDerivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,964 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. Read SEC document |
| February 19, 2020 Filed Feb 22, 2020 02:06 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 1,604 | $2.75 | $4,411.00 |
DisclosureSEC source: 0001437749-20-003292 · rdgdoc.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019. Read SEC document |
| February 05, 2020 Filed Feb 5, 2020 22:17 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 426 | $9.28 | $3,953.28 |
DisclosureSEC source: 0001437749-20-001813 · rdgdoc.xml · nonDerivative · entry 3 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,964 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 22:17 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 2,805 | $10.41 | $29,194.72 |
DisclosureSEC source: 0001437749-20-001813 · rdgdoc.xml · nonDerivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,390 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:17 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,073 | $10.24 | $10,991.38 |
DisclosureSEC source: 0001437749-20-001813 · rdgdoc.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,195 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:04 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,097 | $0.00 Strike: $10.21 | $0.00 |
DisclosureSEC source: 0001437749-20-001687 · rdgdoc.xml · derivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,097 Underlying: Common Stock · 20,097 shares Expires 2030-01-31 F3 · derivative.exercise_date: This employee stock option was granted on January 31, 2020. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:04 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 11,753 | $10.21 | $119,998.13 |
DisclosureSEC source: 0001437749-20-001687 · rdgdoc.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,268 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit was granted on January 31, 2020 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 10:10 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 404 | $10.00 | $4,038.99 |
DisclosureSEC source: 0001437749-19-019072 · rdgdoc.xml · nonDerivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,515 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| September 23, 2019 Filed Sep 26, 2019 10:10 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 2,800 | $9.81 | $27,461.28 |
DisclosureSEC source: 0001437749-19-019072 · rdgdoc.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,919 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:52 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 18,322 | $10.49 | $192,148.31 |
DisclosureSEC source: 0001437749-19-010286 · rdgdoc.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,719 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $10.46 to $10.58 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| May 08, 2019 Filed May 9, 2019 01:31 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 448 | $9.11 | $4,081.82 |
DisclosureSEC source: 0001437749-19-009157 · rdgdoc.xml · nonDerivative · entry 3 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,041 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| May 06, 2019 Filed May 9, 2019 01:31 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy)( · Derivative | 32,969 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001437749-19-009157 · rdgdoc.xml · derivative · entry 4 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,969 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018. F3 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. Read SEC document |
| May 06, 2019 Filed May 9, 2019 01:31 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 32,969 | $11.00 | $362,659.00 |
DisclosureSEC source: 0001437749-19-009157 · rdgdoc.xml · nonDerivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,489 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018. Read SEC document |
| May 06, 2019 Filed May 9, 2019 01:31 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 32,969 | $2.75 | $90,664.75 |
DisclosureSEC source: 0001437749-19-009157 · rdgdoc.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 00:33 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,200 | $7.78 | $9,336.36 |
DisclosureSEC source: 0001421517-19-000021 · wf-form4_154941318198864.xml · nonDerivative · entry 4 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,489 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 00:33 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 598 | $8.13 | $4,864.19 |
DisclosureSEC source: 0001421517-19-000021 · wf-form4_154941318198864.xml · nonDerivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,946 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Mar 18, 2019 21:12 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,200 | $7.78 | $9,336.36 |
DisclosureSEC source: 0001437749-19-005191 · rdgdoc.xml · nonDerivative · entry 4 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,489 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Mar 18, 2019 21:12 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 598 | $8.13 | $4,864.19 |
DisclosureSEC source: 0001437749-19-005191 · rdgdoc.xml · nonDerivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,946 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 00:33 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 2,257 | $7.76 | $17,511.39 |
DisclosureSEC source: 0001421517-19-000021 · wf-form4_154941318198864.xml · nonDerivative · entry 3 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,689 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 04, 2019 Filed Mar 18, 2019 21:12 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 2,257 | $7.76 | $17,511.39 |
DisclosureSEC source: 0001437749-19-005191 · rdgdoc.xml · nonDerivative · entry 3 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,689 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. Read SEC document |
| January 31, 2019 Filed Feb 6, 2019 00:33 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 24,741 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001421517-19-000021 · wf-form4_154941318198864.xml · derivative · entry 5 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,741 Underlying: Common Stock · 24,741 shares Expires 2029-01-31 F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares will vest on the 1st anniversary of the vesting commencement date, thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2019 Filed Feb 6, 2019 00:33 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 14,802 | $7.60 | $112,495.20 |
DisclosureSEC source: 0001421517-19-000021 · wf-form4_154941318198864.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,544 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of Common Stock F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Mar 18, 2019 21:12 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 24,785 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001437749-19-005191 · rdgdoc.xml · derivative · entry 5 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,785 Underlying: Common Stock · 24,785 shares Expires 2029-01-31 F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2019 Filed Mar 18, 2019 21:12 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 14,802 | $7.60 | $112,495.20 |
DisclosureSEC source: 0001437749-19-005191 · rdgdoc.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,544 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| October 03, 2018 Filed Oct 3, 2018 22:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 884 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · derivative · entry 10 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,212 Underlying: Common Stock · 884 shares Expires 2025-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018. F6 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| October 03, 2018 Filed Oct 3, 2018 22:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 884 | $8.79 | $7,770.36 |
DisclosureSEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 7 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,742 F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018. Read SEC document |
| October 03, 2018 Filed Oct 3, 2018 22:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 884 | $2.75 | $2,431.00 |
DisclosureSEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 6 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 22:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,956 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · derivative · entry 9 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,096 Underlying: Common Stock · 45,956 shares Expires 2025-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018. F6 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 22:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 45,956 | $8.79 | $403,962.43 |
DisclosureSEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 5 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,742 F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018. F5 · price: The figure is the weighted average sales price of multiple trades ranging from $8.6800 to $8.8400 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 22:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 45,956 | $2.75 | $126,379.00 |
DisclosureSEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 4 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 31,404 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · derivative · entry 8 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,052 Underlying: Common Stock · 31,404 shares Expires 2025-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018. F6 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 854 | $8.74 | $7,466.52 |
DisclosureSEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 3 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,742 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e) F4 · price: This figure is the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 31,404 | $8.77 | $275,425.64 |
DisclosureSEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,596 F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $8.7300 to $8.8600 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 31,404 | $2.75 | $86,361.00 |
DisclosureSEC source: 0001421517-18-000141 · wf-form4_153860603970374.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 10, 2018. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 23:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 11,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-18-000059 · wf-form4_152184922835786.xml · nonDerivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP of Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,596 F4 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. F5 · security: This restricted stock unit award was granted March 21, 2018 and vests 100% on September 21, 2019. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 23:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 308 | $7.55 | $2,325.40 |
DisclosureSEC source: 0001421517-18-000059 · wf-form4_152184922835786.xml · nonDerivative · entry 1 Bensalah Nocair · CIK 0001544254 · VP of Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,024 F1 · date: Represents RSU vestings from February 1, 2018 through March 21, 2018. F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 01:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,672 | $7.74 | $12,933.76 |
DisclosureSEC source: 0001421517-18-000031 · wf-form4_151788140694090.xml · nonDerivative · entry 3 Bensalah Nocair · CIK 0001544254 · VP of Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,332 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 37,590 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000031 · wf-form4_151788140694090.xml · derivative · entry 4 Bensalah Nocair · CIK 0001544254 · VP of Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,590 Underlying: Common Stock · 37,590 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 21,666 | $7.50 | $162,495.00 |
DisclosureSEC source: 0001421517-18-000031 · wf-form4_151788140694090.xml · nonDerivative · entry 2 Bensalah Nocair · CIK 0001544254 · VP of Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,004 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.