Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | SVP, Corp Dev and Ops | February 01, 2021 | February 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date February 01, 2021 · Filed February 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,643 |
Reported balance
After 2021-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-01 · Grant · Acquired 12,535 · Balance 57,643 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2: The restricted stock unit was granted on February 1, 2021 and vests 25% on each of the first four anniversaries of the grant date. |
| Common StockSEC Table I · non-derivative | Direct | 52,446 |
Reported balance
After 2021-02-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-02-02 · Tax withholding · Disposed 5,197 · Balance 52,446 F3: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4: This figure is the weighted average sales price of multiple trades ranging from $13.87 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| Common StockSEC Table I · non-derivative | Direct | 51,264 |
Reported balance
After 2021-02-03 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-02-03 · Tax withholding · Disposed 1,182 · Balance 51,264 F3: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5: This figure is the weighted average sales price of multiple trades ranging from $13.78 to $13.95 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.96 · Expires 2031-02-01 | Direct | 33,519 |
Reported balance
After 2021-02-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-02-01 · Grant · Acquired 33,519 · Balance 33,519 F6: This employee stock option was granted on February 1, 2021. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock.
F2: The restricted stock unit was granted on February 1, 2021 and vests 25% on each of the first four anniversaries of the grant date.
F3: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F4: This figure is the weighted average sales price of multiple trades ranging from $13.87 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F5: This figure is the weighted average sales price of multiple trades ranging from $13.78 to $13.95 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F6: This employee stock option was granted on February 1, 2021. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2021 Filed Feb 3, 2021 21:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,182 | $13.84 | $16,362.90 |
DisclosureSEC source: 0001437749-21-001935 · rdgdoc.xml · nonDerivative · entry 3 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,264 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: This figure is the weighted average sales price of multiple trades ranging from $13.78 to $13.95 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 21:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 5,197 | $13.97 | $72,585.98 |
DisclosureSEC source: 0001437749-21-001935 · rdgdoc.xml · nonDerivative · entry 2 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,446 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: This figure is the weighted average sales price of multiple trades ranging from $13.87 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 33,519 | $0.00 Strike: $13.96 | $0.00 |
DisclosureSEC source: 0001437749-21-001935 · rdgdoc.xml · derivative · entry 4 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,519 Underlying: Common Stock · 33,519 shares Expires 2031-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2021. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 12,535 | $13.96 | $174,988.60 |
DisclosureSEC source: 0001437749-21-001935 · rdgdoc.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,643 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit was granted on February 1, 2021 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 19:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 115 | $10.50 | $1,207.50 |
DisclosureSEC source: 0001437749-20-004841 · rdgdoc.xml · nonDerivative · entry 2 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,108 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 19:57 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 829 | $8.86 | $7,344.94 |
DisclosureSEC source: 0001437749-20-004841 · rdgdoc.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,223 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019. Read SEC document |
| February 24, 2020 Filed Feb 24, 2020 21:02 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 125 | $10.42 | $1,302.50 |
DisclosureSEC source: 0001437749-20-003420 · rdgdoc.xml · nonDerivative · entry 3 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,052 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:02 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 180 | $11.00 | $1,980.00 |
DisclosureSEC source: 0001437749-20-003420 · rdgdoc.xml · nonDerivative · entry 2 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,177 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:02 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 7,683 | $11.02 | $84,648.99 |
DisclosureSEC source: 0001437749-20-003420 · rdgdoc.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,357 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019. F2 · price: This figure is the weighted average sales price of multiple transactions. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 05, 2020 Filed Feb 5, 2020 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 4,684 | $10.55 | $49,398.87 |
DisclosureSEC source: 0001437749-20-001827 · rdgdoc.xml · nonDerivative · entry 5 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,040 F3 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019. F6 · price: This figure is the weighted average sales price of multiple transactions. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 05, 2020 Filed Feb 5, 2020 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 709 | $9.48 | $6,721.32 |
DisclosureSEC source: 0001437749-20-001827 · rdgdoc.xml · nonDerivative · entry 4 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,724 F4 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 2,675 | $10.41 | $27,847.82 |
DisclosureSEC source: 0001437749-20-001827 · rdgdoc.xml · nonDerivative · entry 3 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,433 F3 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,387 | $10.41 | $14,439.22 |
DisclosureSEC source: 0001437749-20-001827 · rdgdoc.xml · nonDerivative · entry 2 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,108 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,848 | $10.26 | $18,952.16 |
DisclosureSEC source: 0001437749-20-001827 · rdgdoc.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,495 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:05 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 29,308 | $0.00 Strike: $10.21 | $0.00 |
DisclosureSEC source: 0001437749-20-001688 · rdgdoc.xml · derivative · entry 2 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,308 Underlying: Common Stock · 29,308 shares Expires 2030-01-31 F3 · derivative.exercise_date: This employee stock option was granted on January 31, 2020. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:05 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 17,140 | $10.21 | $174,999.40 |
DisclosureSEC source: 0001437749-20-001688 · rdgdoc.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · SVP, Corp Dev and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,343 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit was granted on January 31, 2020 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| July 18, 2019 Filed Jul 18, 2019 16:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 229 | $10.20 | $2,335.55 |
DisclosureSEC source: 0001437749-19-014236 · rdgdoc.xml · nonDerivative · entry 3 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,203 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 16:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001437749-19-014236 · rdgdoc.xml · derivative · entry 4 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 5,000 shares Expires 2025-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This employee stock option was granted on 09/30/2015. 25% of the shares full vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75% vesting 1/36th per month. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 16:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 5,000 | $12.00 | $60,000.00 |
DisclosureSEC source: 0001437749-19-014236 · rdgdoc.xml · nonDerivative · entry 2 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,432 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 16:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 5,000 | $2.14 | $10,700.00 |
DisclosureSEC source: 0001437749-19-014236 · rdgdoc.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. Read SEC document |
| May 15, 2019 Filed May 16, 2019 17:52 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 341 | $9.65 | $3,292.01 |
DisclosureSEC source: 0001437749-19-010284 · rdgdoc.xml · nonDerivative · entry 2 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,432 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. Read SEC document |
| May 15, 2019 Filed May 16, 2019 17:52 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 7,868 | $10.90 | $85,797.39 |
DisclosureSEC source: 0001437749-19-010284 · rdgdoc.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,773 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $10.81 to $11.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 19, 2019 Filed Feb 19, 2019 19:11 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 135 | $7.83 | $1,057.05 |
DisclosureSEC source: 0001437749-19-002899 · rdgdoc.xml · nonDerivative · entry 3 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,641 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 19:11 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001437749-19-002899 · rdgdoc.xml · derivative · entry 4 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2025-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. F4 · derivative.exercise_date: This employee stock option was granted on September 30, 2015. 25% of the shares full vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 19:11 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 10,000 | $8.00 | $80,035.00 |
DisclosureSEC source: 0001437749-19-002899 · rdgdoc.xml · nonDerivative · entry 2 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,776 F1 · security: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $7.9300 to $8.0500 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 19:11 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 10,000 | $2.14 | $21,400.00 |
DisclosureSEC source: 0001437749-19-002899 · rdgdoc.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. Read SEC document |
| February 05, 2019 Filed Feb 5, 2019 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,410 | $7.75 | $10,922.28 |
DisclosureSEC source: 0001421517-19-000020 · wf-form4_154941314690785.xml · nonDerivative · entry 4 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,776 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Feb 5, 2019 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,441 | $8.42 | $12,138.98 |
DisclosureSEC source: 0001421517-19-000020 · wf-form4_154941314690785.xml · nonDerivative · entry 2 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,118 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Mar 18, 2019 17:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,410 | $7.75 | $10,922.28 |
DisclosureSEC source: 0001437749-19-005195 · rdgdoc.xml · nonDerivative · entry 4 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,776 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Mar 18, 2019 17:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,441 | $8.42 | $12,138.98 |
DisclosureSEC source: 0001437749-19-005195 · rdgdoc.xml · nonDerivative · entry 2 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,118 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,932 | $7.67 | $14,818.63 |
DisclosureSEC source: 0001421517-19-000020 · wf-form4_154941314690785.xml · nonDerivative · entry 3 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,186 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 04, 2019 Filed Mar 18, 2019 17:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,932 | $7.67 | $14,818.63 |
DisclosureSEC source: 0001437749-19-005195 · rdgdoc.xml · nonDerivative · entry 3 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,186 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. Read SEC document |
| January 31, 2019 Filed Feb 5, 2019 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 30,239 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001421517-19-000020 · wf-form4_154941314690785.xml · derivative · entry 5 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,239 Underlying: Common Stock · 30,239 shares Expires 2029-01-31 F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares will vest on the 1st anniversary of the vesting start date; therefore, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2019 Filed Feb 5, 2019 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 18,092 | $7.60 | $137,499.20 |
DisclosureSEC source: 0001421517-19-000020 · wf-form4_154941314690785.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,559 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of Common Stock F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Mar 18, 2019 17:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 30,293 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001437749-19-005195 · rdgdoc.xml · derivative · entry 5 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,293 Underlying: Common Stock · 30,293 shares Expires 2029-01-31 F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2019 Filed Mar 18, 2019 17:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 18,092 | $7.60 | $137,499.20 |
DisclosureSEC source: 0001437749-19-005195 · rdgdoc.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · VP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,559 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 20:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,415 | $7.74 | $10,946.72 |
DisclosureSEC source: 0001421517-18-000029 · wf-form4_151788137145458.xml · nonDerivative · entry 3 Smith Emily · CIK 0001668423 · VP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,467 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 31,807 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000029 · wf-form4_151788137145458.xml · derivative · entry 4 Smith Emily · CIK 0001668423 · VP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,807 Underlying: Common Stock · 31,807 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 18,333 | $7.50 | $137,497.50 |
DisclosureSEC source: 0001421517-18-000029 · wf-form4_151788137145458.xml · nonDerivative · entry 2 Smith Emily · CIK 0001668423 · VP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,882 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 2,768 | $8.42 | $23,306.56 |
DisclosureSEC source: 0001421517-18-000029 · wf-form4_151788137145458.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · VP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,549 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 21,867 | $0.00 Strike: $10.19 | $0.00 |
DisclosureSEC source: 0001437749-17-001782 · rdgdoc.xml · derivative · entry 2 Smith Emily · CIK 0001668423 · VP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,114 Underlying: Common Stock · 21,867 shares Expires 2027-02-02 F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 13,494 | $10.19 | $137,503.86 |
DisclosureSEC source: 0001437749-17-001782 · rdgdoc.xml · nonDerivative · entry 1 Smith Emily · CIK 0001668423 · VP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,317 F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.