Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | VP, Oil and Gas | February 19, 2020 | February 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date February 19, 2020 · Filed February 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,205 |
Reported balance
After 2020-02-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-19 · Exercise / conversion · Acquired 1,100 · Balance 73,205 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 72,105 |
Reported balance
After 2020-02-19 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-19 · Sale · Disposed 1,100 · Balance 72,105 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 89,403 |
Reported balance
After 2020-02-20 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-02-20 · Exercise / conversion · Acquired 17,298 · Balance 89,403 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 72,105 |
Reported balance
After 2020-02-20 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-02-20 · Sale · Disposed 17,298 · Balance 72,105 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F2: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| Common StockSEC Table I · non-derivative | Direct | 74,005 |
Reported balance
After 2020-02-21 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2020-02-21 · Exercise / conversion · Acquired 1,900 · Balance 74,005 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 72,105 |
Reported balance
After 2020-02-21 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2020-02-21 · Sale · Disposed 1,900 · Balance 72,105 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F3: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| Common StockSEC Table I · non-derivative | Direct | 72,004 |
Reported balance
After 2020-02-21 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2020-02-21 · Tax withholding · Disposed 101 · Balance 72,004 F4: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.61 · Expires 2025-06-08 | Direct | 72,800 |
Reported balance
After 2020-02-19 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-02-19 · Exercise / conversion · Disposed 1,100 · Balance 72,800 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F5: This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.61 · Expires 2025-06-08 | Direct | 55,502 |
Reported balance
After 2020-02-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-02-20 · Exercise / conversion · Disposed 17,298 · Balance 55,502 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F5: This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.61 · Expires 2025-06-08 | Direct | 53,602 |
Reported balance
After 2020-02-21 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-02-21 · Exercise / conversion · Disposed 1,900 · Balance 53,602 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F5: This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019.
F2: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F3: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F4: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F5: This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2020 Filed Feb 21, 2020 21:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,900 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001437749-20-003293 · rdgdoc.xml · derivative · entry 10 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,602 Underlying: Common Stock · 1,900 shares Expires 2025-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F5 · derivative.exercise_date: This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable. Read SEC document |
| February 21, 2020 Filed Feb 21, 2020 21:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 101 | $10.42 | $1,052.42 |
DisclosureSEC source: 0001437749-20-003293 · rdgdoc.xml · nonDerivative · entry 7 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,004 F4 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| February 21, 2020 Filed Feb 21, 2020 21:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 1,900 | $11.02 | $20,935.91 |
DisclosureSEC source: 0001437749-20-003293 · rdgdoc.xml · nonDerivative · entry 6 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,105 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F3 · price: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 21, 2020 Filed Feb 21, 2020 21:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 1,900 | $2.61 | $4,959.00 |
DisclosureSEC source: 0001437749-20-003293 · rdgdoc.xml · nonDerivative · entry 5 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,298 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001437749-20-003293 · rdgdoc.xml · derivative · entry 9 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,502 Underlying: Common Stock · 17,298 shares Expires 2025-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F5 · derivative.exercise_date: This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 17,298 | $11.01 | $190,485.58 |
DisclosureSEC source: 0001437749-20-003293 · rdgdoc.xml · nonDerivative · entry 4 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,105 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 17,298 | $2.61 | $45,147.78 |
DisclosureSEC source: 0001437749-20-003293 · rdgdoc.xml · nonDerivative · entry 3 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,100 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001437749-20-003293 · rdgdoc.xml · derivative · entry 8 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,800 Underlying: Common Stock · 1,100 shares Expires 2025-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F5 · derivative.exercise_date: This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 1,100 | $11.00 | $12,100.00 |
DisclosureSEC source: 0001437749-20-003293 · rdgdoc.xml · nonDerivative · entry 2 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,105 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 1,100 | $2.61 | $2,871.00 |
DisclosureSEC source: 0001437749-20-003293 · rdgdoc.xml · nonDerivative · entry 1 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. Read SEC document |
| February 05, 2020 Filed Feb 5, 2020 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,446 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001437749-20-001826 · rdgdoc.xml · derivative · entry 4 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 11,446 shares Expires 2025-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable. Read SEC document |
| February 05, 2020 Filed Feb 5, 2020 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 11,446 | $10.53 | $120,575.60 |
DisclosureSEC source: 0001437749-20-001826 · rdgdoc.xml · nonDerivative · entry 3 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,105 F3 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F4 · price: This figure is the weighted average sales price of multiple transactions. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 05, 2020 Filed Feb 5, 2020 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 11,446 | $2.61 | $29,874.06 |
DisclosureSEC source: 0001437749-20-001826 · rdgdoc.xml · nonDerivative · entry 2 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 19:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 4,266 | $10.25 | $43,705.60 |
DisclosureSEC source: 0001437749-20-001826 · rdgdoc.xml · nonDerivative · entry 1 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,105 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 27,215 | $0.00 Strike: $10.21 | $0.00 |
DisclosureSEC source: 0001437749-20-001686 · rdgdoc.xml · derivative · entry 2 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,215 Underlying: Common Stock · 27,215 shares Expires 2030-01-31 F3 · derivative.exercise_date: This employee stock option was granted on January 31, 2020. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 15,915 | $10.21 | $162,492.15 |
DisclosureSEC source: 0001437749-20-001686 · rdgdoc.xml · nonDerivative · entry 1 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,371 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit was granted on January 31, 2020 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| January 21, 2020 Filed Jan 21, 2020 21:00 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 426 | $9.28 | $3,953.28 |
DisclosureSEC source: 0001437749-20-000947 · rdgdoc.xml · nonDerivative · entry 5 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,456 F4 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 21:00 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,200 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001437749-20-000947 · rdgdoc.xml · derivative · entry 7 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,200 shares Expires 2025-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F5 · derivative.exercise_date: This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 21:00 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 2,200 | $10.54 | $23,197.46 |
DisclosureSEC source: 0001437749-20-000947 · rdgdoc.xml · nonDerivative · entry 4 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,882 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F3 · price: This figure is the weighted average sales price of multiple trades ranging from $10.51 to $10.58 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 21:00 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 2,200 | $2.61 | $5,742.00 |
DisclosureSEC source: 0001437749-20-000947 · rdgdoc.xml · nonDerivative · entry 3 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 21:00 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,354 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001437749-20-000947 · rdgdoc.xml · derivative · entry 6 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,354 shares Expires 2025-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F5 · derivative.exercise_date: This employee stock option was granted on June 8, 2015. All of the options are fully vested and exercisable. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 21:00 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 11,354 | $10.51 | $119,281.72 |
DisclosureSEC source: 0001437749-20-000947 · rdgdoc.xml · nonDerivative · entry 2 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,882 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $10.50 to $10.53 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 21:00 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 11,354 | $2.61 | $29,633.94 |
DisclosureSEC source: 0001437749-20-000947 · rdgdoc.xml · nonDerivative · entry 1 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2019. Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 06:08 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 446 | $9.99 | $4,456.48 |
DisclosureSEC source: 0001437749-19-019070 · rdgdoc.xml · nonDerivative · entry 2 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,882 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| September 23, 2019 Filed Sep 26, 2019 06:08 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 2,820 | $9.76 | $27,518.97 |
DisclosureSEC source: 0001437749-19-019070 · rdgdoc.xml · nonDerivative · entry 1 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,328 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| May 15, 2019 Filed May 16, 2019 17:52 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 594 | $9.13 | $5,426.07 |
DisclosureSEC source: 0001437749-19-010285 · rdgdoc.xml · nonDerivative · entry 2 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,148 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. Read SEC document |
| May 14, 2019 Filed May 16, 2019 17:52 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 29,173 | $10.50 | $306,211.48 |
DisclosureSEC source: 0001437749-19-010285 · rdgdoc.xml · nonDerivative · entry 1 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,742 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $10.46 to $10.58 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 05, 2019 Filed Feb 5, 2019 19:31 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,665 | $7.76 | $12,927.06 |
DisclosureSEC source: 0001421517-19-000018 · wf-form4_154941307421767.xml · nonDerivative · entry 4 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,754 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Feb 5, 2019 19:31 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,428 | $8.65 | $12,352.91 |
DisclosureSEC source: 0001421517-19-000018 · wf-form4_154941307421767.xml · nonDerivative · entry 2 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,687 F3 · security: Payment of tax obligation by witholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Mar 18, 2019 17:13 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,665 | $7.76 | $12,927.06 |
DisclosureSEC source: 0001437749-19-005194 · rdgdoc.xml · nonDerivative · entry 4 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,754 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Mar 18, 2019 17:13 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,428 | $8.65 | $12,352.91 |
DisclosureSEC source: 0001437749-19-005194 · rdgdoc.xml · nonDerivative · entry 2 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,687 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 19:31 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 2,268 | $7.72 | $17,500.11 |
DisclosureSEC source: 0001421517-19-000018 · wf-form4_154941307421767.xml · nonDerivative · entry 3 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,419 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 04, 2019 Filed Mar 18, 2019 17:13 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 2,268 | $7.72 | $17,500.11 |
DisclosureSEC source: 0001437749-19-005194 · rdgdoc.xml · nonDerivative · entry 3 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,419 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. Read SEC document |
| January 31, 2019 Filed Feb 5, 2019 19:31 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 35,737 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001421517-19-000018 · wf-form4_154941307421767.xml · derivative · entry 5 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,737 Underlying: Common Stock · 35,737 shares Expires 2029-01-31 F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares fully vest on the first anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2019 Filed Feb 5, 2019 19:31 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 21,381 | $7.60 | $162,495.60 |
DisclosureSEC source: 0001421517-19-000018 · wf-form4_154941307421767.xml · nonDerivative · entry 1 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,115 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one(1) share of common stock. F2 · security: This restricted stock unit award was granted January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Mar 18, 2019 17:13 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 35,800 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001437749-19-005194 · rdgdoc.xml · derivative · entry 5 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,800 Underlying: Common Stock · 35,800 shares Expires 2029-01-31 F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2019 Filed Mar 18, 2019 17:13 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 21,381 | $7.60 | $162,495.60 |
DisclosureSEC source: 0001437749-19-005194 · rdgdoc.xml · nonDerivative · entry 1 Siebert Eric · CIK 0001668414 · VP, Oil and Gas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,115 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 19:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 11,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-18-000061 · wf-form4_152184927811068.xml · nonDerivative · entry 2 Siebert Eric · CIK 0001668414 · VP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,734 F4 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. F5 · security: This restricted stock unit award was granted March 21, 2018 and vests 100% on September 21, 2019. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 19:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 308 | $7.55 | $2,325.40 |
DisclosureSEC source: 0001421517-18-000061 · wf-form4_152184927811068.xml · nonDerivative · entry 1 Siebert Eric · CIK 0001668414 · VP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,162 F1 · date: Represents RSU vestings from February 1, 2018 through March 21, 2018. F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 20:44 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,672 | $7.74 | $12,937.10 |
DisclosureSEC source: 0001421517-18-000033 · wf-form4_151788144335799.xml · nonDerivative · entry 3 Siebert Eric · CIK 0001668414 · VP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,470 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:44 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 37,590 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000033 · wf-form4_151788144335799.xml · derivative · entry 4 Siebert Eric · CIK 0001668414 · VP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,590 Underlying: Common Stock · 37,590 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:44 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 21,666 | $7.50 | $162,495.00 |
DisclosureSEC source: 0001421517-18-000033 · wf-form4_151788144335799.xml · nonDerivative · entry 2 Siebert Eric · CIK 0001668414 · VP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,142 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 20:44 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 3,424 | $8.42 | $28,830.08 |
DisclosureSEC source: 0001421517-18-000033 · wf-form4_151788144335799.xml · nonDerivative · entry 1 Siebert Eric · CIK 0001668414 · VP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,476 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 25,843 | $0.00 Strike: $10.19 | $0.00 |
DisclosureSEC source: 0001437749-17-001783 · rdgdoc.xml · derivative · entry 2 Siebert Eric · CIK 0001668414 · VP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,652 Underlying: Common Stock · 25,843 shares Expires 2027-02-02 F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 15,947 | $10.19 | $162,499.93 |
DisclosureSEC source: 0001437749-17-001783 · rdgdoc.xml · nonDerivative · entry 1 Siebert Eric · CIK 0001668414 · VP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,900 F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.