EQH

SEC source: 0000950170-24-053027 · ownership.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,923.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-24-044842 · ownership.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,061.85

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $36.6800 to $37.1800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-044842 · ownership.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 143,267.85

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $35.6800 to $36.6600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-044843 · ownership.xml · derivative · entry 6

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 566,400

Underlying: Common Stock · 20,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F7 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on March 1, 2019.

SEC source: 0000950170-24-044843 · ownership.xml · nonDerivative · entry 5

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 685,025.48

F6 · price: This transaction was executed in multiple trades at prices ranging from $36.7300 to $37.1800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-24-044843 · ownership.xml · nonDerivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 686,979.48

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $35.6900 to $36.6800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-24-044843 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 695,025.48

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $36.6800 to $37.2200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-24-044843 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 699,225.48

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $35.6800 to $36.6700. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-24-044843 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 715,025.48

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F2 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-24-040400 · ownership.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 586,400

Underlying: Common Stock · 20,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on March 1, 2019.

SEC source: 0000950170-24-040400 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 695,025.48

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $37.3900 to $38.0500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-24-040400 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 715,025.48

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.4100 to $38.0400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-24-040400 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 725,025.48

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F2 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-24-032883 · ownership.xml · nonDerivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,902

F1 · price: This transaction was executed in multiple trades at prices ranging from $35.2600 to $35.3200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-032888 · ownership.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,030.85

F1 · shares: The sale reported exercised on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $35.1500 to $35.5400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-027289 · ownership.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,296.05

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-027354 · ownership.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,673.28

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-027353 · ownership.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,999.85

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-027352 · ownership.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,455.85

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-027355 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 705,025.48

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-027290 · ownership.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,858.69

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-027288 · ownership.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,477.97

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0001628280-26-037383 · wk-form4_1779397890.xml · nonDerivative · entry 5

Hondal Francis · CIK 0001823810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,260.728

F1 · kind: Reflects shares acquired through a dividend reinvestment plan inadvertently administered by the reporting person's broker dealer and not previously reported. Late disclosure of these shares resulted from the reporting person's initial understanding the automatic dividend reinvestment plan was not active.

SEC source: 0000950170-24-024962 · ownership.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 606,400

Underlying: Common Stock · 40,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on March 1, 2019.

SEC source: 0000950170-24-024962 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 703,254.38

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $33.5100 to $34.2400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-24-024962 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 723,254.38

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $33.4700 to $34.2400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-24-024962 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 763,254.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F2 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-24-024071 · ownership.xml · nonDerivative · entry 4

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,622.15

F5 · shares: The sale reported exercised on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $34.1000 to $34.4400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024066 · ownership.xml · nonDerivative · entry 3

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,903.7

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024066 · ownership.xml · nonDerivative · entry 2

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,718.7

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024066 · ownership.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,245.7

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024068 · ownership.xml · nonDerivative · entry 3

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,601.79

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024068 · ownership.xml · nonDerivative · entry 2

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,636.79

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024068 · ownership.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,650.79

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024071 · ownership.xml · nonDerivative · entry 3

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,591.15

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024071 · ownership.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,764.15

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024071 · ownership.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,838.15

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024069 · ownership.xml · nonDerivative · entry 3

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,035.41

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024069 · ownership.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,716.41

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024069 · ownership.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · (See Remarks)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,794.41

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024067 · ownership.xml · nonDerivative · entry 3

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,650.47

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024067 · ownership.xml · nonDerivative · entry 2

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,228.47

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024067 · ownership.xml · nonDerivative · entry 1

Gonzalez Jose Ramon · CIK 0001784571 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,261.47

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024072 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723,254.38

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024072 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767,330.38

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024072 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,627.38

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024070 · ownership.xml · nonDerivative · entry 3

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,327.59

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024070 · ownership.xml · nonDerivative · entry 2

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,740.59

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-024070 · ownership.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,272.59

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

SEC source: 0000950170-24-019459 · ownership.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,758

F1 · price: This transaction was executed in multiple trades at prices ranging from $34.0200 to $34.0303. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.