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NYSE · USD

EQH

Equitable Holdings, Inc.

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Tapewire entity
3405
SEC CIK
0001333986
Parsed reports
625

Last 12 months

Inside the activity.

1 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202516
Jan 202606
Feb 202605
Mar 202600
Apr 2026010
May 202605
Jun 202605
Jul 202606
Aug 2026010
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2026 Filed May 21, 2026 20:52 UTC GrantCommon Stock 4,400 $42.05 $185,020.00
Disclosure

SEC source: 0001628280-26-037357 · wk-form4_1779396745.xml · nonDerivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,401

F1 · shares: Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:41 UTC GrantCommon Stock 6,897 $42.05 $290,018.85
Disclosure

SEC source: 0001628280-26-037343 · wk-form4_1779396108.xml · nonDerivative · entry 1

LAMMTENNANT JOAN M · CIK 0001208239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,788

F1 · shares: Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:11 UTC GrantCommon Stock 4,400 $42.05 $185,020.00
Disclosure

SEC source: 0001628280-26-037383 · wk-form4_1779397890.xml · nonDerivative · entry 13

Hondal Francis · CIK 0001823810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,330.801

F2 · shares: Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:05 UTC GrantCommon Stock 4,400 $42.05 $185,020.00
Disclosure

SEC source: 0001628280-26-037380 · wk-form4_1779397544.xml · nonDerivative · entry 1

Stansfield George · CIK 0001738945 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,227

F1 · shares: Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:56 UTC GrantCommon Stock 4,400 $42.05 $185,020.00
Disclosure

SEC source: 0001628280-26-037362 · wk-form4_1779396982.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,086

F1 · shares: Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:54 UTC GrantCommon Stock 4,400 $42.05 $185,020.00
Disclosure

SEC source: 0001628280-26-037360 · wk-form4_1779396878.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,857

F1 · shares: Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:50 UTC GrantCommon Stock 4,400 $42.05 $185,020.00
Disclosure

SEC source: 0001628280-26-037354 · wk-form4_1779396618.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,199

F1 · shares: Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:37 UTC GrantCommon Stock 4,400 $42.05 $185,020.00
Disclosure

SEC source: 0001628280-26-037337 · wk-form4_1779395849.xml · nonDerivative · entry 1

Isaacs-Lowe Arlene · CIK 0001916941 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,763

F1 · shares: Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Read SEC document
May 18, 2026 Filed May 20, 2026 20:21 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-036910 · wk-form4_1779308490.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,400

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
May 18, 2026 Filed May 20, 2026 20:21 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 39,700 $42.60 $1,691,235.88
Disclosure

SEC source: 0001628280-26-036910 · wk-form4_1779308490.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 776,683.2978

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $42.2300 to $43.0000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
May 18, 2026 Filed May 20, 2026 20:21 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionCommon Stock 27,200 $23.18 $630,496.00
Disclosure

SEC source: 0001628280-26-036910 · wk-form4_1779308490.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 816,383.2978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:18 UTC
Eckert William James IVChief Accounting Officer
SaleCommon Stock 7,300 $42.49 $310,140.50
Disclosure

SEC source: 0001628280-26-036052 · wk-form4_1779139116.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,505.7956

F1 · price: All shares were sold at a price of $42.4850, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected.

F2 · balance_after: Total includes RSUs.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:16 UTC
HURD JEFFREY JChief Operating Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 9,358 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001628280-26-036050 · wk-form4_1779138999.xml · derivative · entry 4

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,075

Underlying: Common Stock · 9,358 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019

Read SEC document
May 15, 2026 Filed May 18, 2026 21:16 UTC
HURD JEFFREY JChief Operating Officer
SaleCommon Stock 5,000 $42.45 $212,239.00
Disclosure

SEC source: 0001628280-26-036050 · wk-form4_1779138999.xml · nonDerivative · entry 3

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,403.4032

F4 · price: This transaction was executed in multiple trades at prices ranging from $42.0600 to $42.8300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:16 UTC
HURD JEFFREY JChief Operating Officer
SaleCommon Stock 9,358 $42.44 $397,179.72
Disclosure

SEC source: 0001628280-26-036050 · wk-form4_1779138999.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,403.4032

F3 · price: This transaction was executed in multiple trades at prices ranging from $42.0400 to $42.8400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:16 UTC
HURD JEFFREY JChief Operating Officer
Exercise / conversionCommon Stock 9,358 $21.34 $199,699.72
Disclosure

SEC source: 0001628280-26-036050 · wk-form4_1779138999.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,761.4032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:17 UTC
Lane NickSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,417 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-036051 · wk-form4_1779139069.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,417 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020

Read SEC document
May 15, 2026 Filed May 18, 2026 21:17 UTC
Lane NickSee Remarks
SaleCommon Stock 4,417 $42.45 $187,485.75
Disclosure

SEC source: 0001628280-26-036051 · wk-form4_1779139069.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,218.2658

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $42.0600 to $42.7900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:17 UTC
Lane NickSee Remarks
Exercise / conversionCommon Stock 4,417 $23.18 $102,386.06
Disclosure

SEC source: 0001628280-26-036051 · wk-form4_1779139069.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,635.2658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
April 20, 2026 Filed Apr 21, 2026 20:18 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-026292 · wk-form4_1776802726.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,600

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
April 20, 2026 Filed Apr 21, 2026 20:18 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 39,700 $41.63 $1,652,639.54
Disclosure

SEC source: 0001628280-26-026292 · wk-form4_1776802726.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 789,183.2978

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $41.2200 to $42.0700. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
April 20, 2026 Filed Apr 21, 2026 20:18 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionCommon Stock 27,200 $23.18 $630,496.00
Disclosure

SEC source: 0001628280-26-026292 · wk-form4_1776802726.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 828,883.2978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:20 UTC
HURD JEFFREY JChief Operating Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 9,358 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001628280-26-025760 · wk-form4_1776457209.xml · derivative · entry 5

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,433

Underlying: Common Stock · 9,358 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F6 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:20 UTC
HURD JEFFREY JChief Operating Officer
SaleCommon Stock 5,000 $40.44 $202,199.50
Disclosure

SEC source: 0001628280-26-025760 · wk-form4_1776457209.xml · nonDerivative · entry 4

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,403.4032

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F5 · price: This transaction was executed in multiple trades at prices ranging from $40.0000 to $40.8100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes RSUs.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:20 UTC
HURD JEFFREY JChief Operating Officer
SaleCommon Stock 1,049 $41.06 $43,069.21
Disclosure

SEC source: 0001628280-26-025760 · wk-form4_1776457209.xml · nonDerivative · entry 3

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,403.4032

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $41.0400 to $41.0900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes RSUs.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:20 UTC
HURD JEFFREY JChief Operating Officer
SaleCommon Stock 8,309 $40.61 $337,428.49
Disclosure

SEC source: 0001628280-26-025760 · wk-form4_1776457209.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,452.4032

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.0100 to $41.0000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes RSUs.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:20 UTC
HURD JEFFREY JChief Operating Officer
Exercise / conversionCommon Stock 9,358 $21.34 $199,699.72
Disclosure

SEC source: 0001628280-26-025760 · wk-form4_1776457209.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,761.4032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:21 UTC
Lane NickSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-025763 · wk-form4_1776457280.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,417

Underlying: Common Stock · 10,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:21 UTC
Lane NickSee Remarks
SaleCommon Stock 10,000 $40.44 $404,421.00
Disclosure

SEC source: 0001628280-26-025763 · wk-form4_1776457280.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,218.2658

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.0100 to $40.8800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:21 UTC
Lane NickSee Remarks
Exercise / conversionCommon Stock 10,000 $23.18 $231,800.00
Disclosure

SEC source: 0001628280-26-025763 · wk-form4_1776457280.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,218.2658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:18 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,387 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-025757 · wk-form4_1776457122.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 108,800

Underlying: Common Stock · 1,387 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:18 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 1,387 $40.03 $55,517.59
Disclosure

SEC source: 0001628280-26-025757 · wk-form4_1776457122.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 801,683.2978

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.0000 to $40.0600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:18 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionCommon Stock 1,387 $23.18 $32,150.66
Disclosure

SEC source: 0001628280-26-025757 · wk-form4_1776457122.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 803,070.2978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
April 08, 2026 Filed Apr 9, 2026 20:12 UTC
HURD JEFFREY JChief Operating Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 9,358 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001628280-26-024463 · wk-form4_1775765542.xml · derivative · entry 4

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,791

Underlying: Common Stock · 9,358 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019

Read SEC document
April 08, 2026 Filed Apr 9, 2026 20:12 UTC
HURD JEFFREY JChief Operating Officer
SaleCommon Stock 5,000 $40.00 $200,000.00
Disclosure

SEC source: 0001628280-26-024463 · wk-form4_1775765542.xml · nonDerivative · entry 3

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,403.4032

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

Read SEC document
April 08, 2026 Filed Apr 9, 2026 20:12 UTC
HURD JEFFREY JChief Operating Officer
SaleCommon Stock 9,358 $40.06 $374,840.30
Disclosure

SEC source: 0001628280-26-024463 · wk-form4_1775765542.xml · nonDerivative · entry 2

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,403.4032

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.0000 to $40.1400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes RSUs.

Read SEC document
April 08, 2026 Filed Apr 9, 2026 20:12 UTC
HURD JEFFREY JChief Operating Officer
Exercise / conversionCommon Stock 9,358 $21.34 $199,699.72
Disclosure

SEC source: 0001628280-26-024463 · wk-form4_1775765542.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,761.4032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2025.

F2 · balance_after: Total includes RSUs.

Read SEC document
April 08, 2026 Filed Apr 9, 2026 20:11 UTC
Lane NickSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-024461 · wk-form4_1775765475.xml · derivative · entry 3

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,417

Underlying: Common Stock · 10,000 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020

Read SEC document
April 08, 2026 Filed Apr 9, 2026 20:11 UTC
Lane NickSee Remarks
SaleCommon Stock 10,000 $40.04 $400,381.00
Disclosure

SEC source: 0001628280-26-024461 · wk-form4_1775765475.xml · nonDerivative · entry 2

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,218.2658

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.0000 to $40.1400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units

Read SEC document
April 08, 2026 Filed Apr 9, 2026 20:11 UTC
Lane NickSee Remarks
Exercise / conversionCommon Stock 10,000 $23.18 $231,800.00
Disclosure

SEC source: 0001628280-26-024461 · wk-form4_1775765475.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,218.2658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.

F2 · balance_after: Total includes Restricted Stock Units

Read SEC document
April 08, 2026 Filed Apr 10, 2026 20:24 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,813 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-024708 · wk-form4_1775852645.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,187

Underlying: Common Stock · 25,813 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
April 08, 2026 Filed Apr 10, 2026 20:24 UTC
Pearson MarkDirector · President and CEO
SaleCommon Stock 38,313 $40.05 $1,534,355.19
Disclosure

SEC source: 0001628280-26-024708 · wk-form4_1775852645.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 801,683.2978

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.0000 to $40.1800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan

Read SEC document
April 08, 2026 Filed Apr 10, 2026 20:24 UTC
Pearson MarkDirector · President and CEO
Exercise / conversionCommon Stock 25,813 $23.18 $598,345.34
Disclosure

SEC source: 0001628280-26-024708 · wk-form4_1775852645.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 839,996.2978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan

Read SEC document
March 12, 2026 Filed Mar 13, 2026 20:54 UTC
Raju Robin MChief Financial Officer
GrantCommon Stock 391.64 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017755 · wk-form4_1773435255.xml · nonDerivative · entry 1

Raju Robin M · CIK 0001854854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,774.48

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 20:54 UTC
Eckert William James IVChief Accounting Officer
GrantCommon Stock 58.58 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017757 · wk-form4_1773435267.xml · nonDerivative · entry 1

Eckert William James IV · CIK 0001693205 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,805.7956

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 20:54 UTC
HURD JEFFREY JChief Operating Officer
GrantCommon Stock 332.29 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017754 · wk-form4_1773435249.xml · nonDerivative · entry 1

HURD JEFFREY J · CIK 0001486195 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,403.4032

F1 · price: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 20:54 UTC
Lane NickSee Remarks
GrantCommon Stock 383.86 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017758 · wk-form4_1773435273.xml · nonDerivative · entry 1

Lane Nick · CIK 0001441552 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,218.2658

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 20:54 UTC
Pearson MarkDirector · President and CEO
GrantCommon Stock 1,660.39 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017760 · wk-form4_1773435286.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,183.2978

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 20:54 UTC
Meyers KurtChief Legal Officer, Secretary
GrantCommon Stock 241.24 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017759 · wk-form4_1773435279.xml · nonDerivative · entry 1

Meyers Kurt · CIK 0002091731 · Chief Legal Officer, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,167.3316

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Reflects acquisition of shares pursuant to the Equitable Stock Purchase Plan that have occurred since the date of the reporting person's last ownership report.

F3 · balance_after: Total includes RSUs.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 20:54 UTC
BERNSTEIN SETH PSee Remarks
GrantCommon Stock 126.76 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017756 · wk-form4_1773435261.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,734.5603

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.