Last 12 months
Inside the activity.
6 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 7 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 2 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2022 Filed May 23, 2022 21:04 UTC |
Demby ClaudeDirector
|
GrantStock Option (Right to Buy) · Derivative | 145,018 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001628280-22-015224 · wf-form4_165333981063768.xml · derivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,018 Underlying: Common Stock · 145,018 shares Expires 2027-05-19 F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
| May 19, 2022 Filed May 23, 2022 17:00 UTC |
Zibelman Audrey AnnDirector
|
GrantRestricted Stock Units · Derivative | 63,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015219 · wf-form4_165333961727778.xml · derivative · entry 2 Zibelman Audrey Ann · CIK 0001833088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,559 Underlying: Common Stock · 63,559 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 19, 2022 Filed May 23, 2022 17:00 UTC |
Zibelman Audrey AnnDirector
|
GrantStock Option (Right to Buy) · Derivative | 145,018 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001628280-22-015219 · wf-form4_165333961727778.xml · derivative · entry 1 Zibelman Audrey Ann · CIK 0001833088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,018 Underlying: Common Stock · 145,018 shares Expires 2027-05-19 F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
| May 19, 2022 Filed May 23, 2022 21:05 UTC |
Stidolph Russell MonokiDirector
|
GrantRestricted Stock Units · Derivative | 63,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015226 · wf-form4_165333989999299.xml · derivative · entry 2 Stidolph Russell Monoki · CIK 0001833275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,559 Underlying: Common Stock · 63,559 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 19, 2022 Filed May 23, 2022 21:05 UTC |
Stidolph Russell MonokiDirector
|
GrantStock Option (Right to Buy) · Derivative | 145,018 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001628280-22-015226 · wf-form4_165333989999299.xml · derivative · entry 1 Stidolph Russell Monoki · CIK 0001833275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,018 Underlying: Common Stock · 145,018 shares Expires 2027-05-19 F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:59 UTC |
Shribman DanielDirector
|
GrantRestricted Stock Units · Derivative | 63,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015215 · wf-form4_165333952862120.xml · derivative · entry 2 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,559 Underlying: Common Stock · 63,559 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:59 UTC |
Shribman DanielDirector
|
GrantStock Option (Right to Buy) · Derivative | 145,018 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001628280-22-015215 · wf-form4_165333952862120.xml · derivative · entry 1 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,018 Underlying: Common Stock · 145,018 shares Expires 2027-05-19 F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:53 UTC |
DIMITRIEF ALEXANDERDirector
|
GrantRestricted Stock Units · Derivative | 63,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015204 · wf-form4_165333920305933.xml · derivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,559 Underlying: Common Stock · 63,559 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:53 UTC |
DIMITRIEF ALEXANDERDirector
|
GrantStock Option (Right to Buy) · Derivative | 145,018 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001628280-22-015204 · wf-form4_165333920305933.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,018 Underlying: Common Stock · 145,018 shares Expires 2027-05-19 F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:52 UTC |
Walters MarianDirector
|
GrantRestricted Stock Units · Derivative | 63,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015202 · wf-form4_165333911443757.xml · derivative · entry 2 Walters Marian · CIK 0001782905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,559 Underlying: Common Stock · 63,559 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:52 UTC |
Walters MarianDirector
|
GrantStock Option (Right to Buy) · Derivative | 145,018 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001628280-22-015202 · wf-form4_165333911443757.xml · derivative · entry 1 Walters Marian · CIK 0001782905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,018 Underlying: Common Stock · 145,018 shares Expires 2027-05-19 F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
| May 16, 2022 Filed May 18, 2022 20:54 UTC |
Demby ClaudeDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,396 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014777 · wf-form4_165290717967654.xml · derivative · entry 2 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 16, 2022 Filed May 18, 2022 20:54 UTC |
Demby ClaudeDirector
|
Exercise / conversionCommon Stock | 5,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014777 · wf-form4_165290717967654.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units vested F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| May 16, 2022 Filed May 18, 2022 17:02 UTC |
Zibelman Audrey AnnDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,762 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014780 · wf-form4_165290770258242.xml · derivative · entry 2 Zibelman Audrey Ann · CIK 0001833088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 16, 2022 Filed May 18, 2022 17:02 UTC |
Zibelman Audrey AnnDirector
|
Exercise / conversionCommon Stock | 3,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014780 · wf-form4_165290770258242.xml · nonDerivative · entry 1 Zibelman Audrey Ann · CIK 0001833088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units vested F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| May 16, 2022 Filed May 18, 2022 22:24 UTC |
Stidolph Russell MonokiDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,762 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014789 · wf-form4_165291263013685.xml · derivative · entry 3 Stidolph Russell Monoki · CIK 0001833275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 16, 2022 Filed May 18, 2022 22:24 UTC |
Stidolph Russell MonokiDirector
|
Exercise / conversionCommon Stock | 3,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014789 · wf-form4_165291263013685.xml · nonDerivative · entry 1 Stidolph Russell Monoki · CIK 0001833275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units vested F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| May 16, 2022 Filed May 18, 2022 21:24 UTC |
Shribman DanielDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,762 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014779 · wf-form4_165290759757131.xml · derivative · entry 2 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 16, 2022 Filed May 18, 2022 21:24 UTC |
Shribman DanielDirector
|
Exercise / conversionCommon Stock | 3,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014779 · wf-form4_165290759757131.xml · nonDerivative · entry 1 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units vested F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| May 16, 2022 Filed May 18, 2022 20:50 UTC |
DIMITRIEF ALEXANDERDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,762 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014773 · wf-form4_165290694999997.xml · derivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 16, 2022 Filed May 18, 2022 20:50 UTC |
DIMITRIEF ALEXANDERDirector
|
Exercise / conversionCommon Stock | 3,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014773 · wf-form4_165290694999997.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units vested F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| May 16, 2022 Filed May 18, 2022 20:46 UTC |
Walters MarianDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,762 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014769 · wf-form4_165290675196075.xml · derivative · entry 3 Walters Marian · CIK 0001782905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 16, 2022 Filed May 18, 2022 20:46 UTC |
Walters MarianDirector
|
Exercise / conversionCommon Stock | 3,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014769 · wf-form4_165290675196075.xml · nonDerivative · entry 1 Walters Marian · CIK 0001782905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units vested F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| May 12, 2022 Filed May 13, 2022 00:08 UTC |
Mastrangelo JoeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 70,000 | $1.40 | $98,000.00 |
DisclosureSEC source: 0001628280-22-014193 · wf-form4_165240051581019.xml · nonDerivative · entry 1 Mastrangelo Joe · CIK 0001833309 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,727 F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.36 to $1.46 per share. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. Read SEC document |
| May 12, 2022 Filed May 13, 2022 00:07 UTC |
Gonzales Randall BChief Financial Officer
|
PurchaseCommon Stock | 70,000 | $1.45 | $101,836.00 |
DisclosureSEC source: 0001628280-22-014191 · wf-form4_165240040765947.xml · nonDerivative · entry 1 Gonzales Randall B · CIK 0001734369 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,700 F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.450 to $1.455 per share. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. Read SEC document |
| May 12, 2022 Filed May 13, 2022 00:04 UTC |
Shribman DanielDirector
|
PurchaseCommon Stock | 15,000 | $1.44 | $21,673.50 |
DisclosureSEC source: 0001628280-22-014189 · wf-form4_165240025182879.xml · nonDerivative · entry 1 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,948 F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.435 to $1.460 per share. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. Read SEC document |
| May 12, 2022 Filed May 13, 2022 12:00 UTC |
Stidolph Russell MonokiDirector
|
PurchaseCommon Stock | 71,500 | $1.40 | $100,049.95 |
DisclosureSEC source: 0001628280-22-014227 · wf-form4_165244319996331.xml · nonDerivative · entry 1 Stidolph Russell Monoki · CIK 0001833275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,698 F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.385 to $1.40 per share. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. F2 · ownership.direct: The reporting person's direct holdings were inadvertently omitted from his last filing, which was filed with the SEC on January 3, 2022. Read SEC document |
| May 02, 2022 Filed May 3, 2022 20:17 UTC |
SPRING CREEK CAPITAL LLC10% owner
|
Other5%/6% Convertible Senior PIK Toggle Notes Due 2021 · Derivative | 102,900,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016304 · doc4.xml · derivative · entry 2 SPRING CREEK CAPITAL LLC · CIK 0001451531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Notes · 5,145,000 shares Expires 2026-06-20 F2 · derivative.underlying_shares: On July 6, 2021, Spring Creek Capital, LLC ("Spring Creek") entered into an investment agreement (the "Investment Agreement") with the Issuer relating to the issuance and sale of $100,000,000 in aggregate principal amount of the Issuer's 5%/6% Convertible Senior PIK Toggle Notes due 2026 (the "Notes"). The Notes were issued to Spring Creek on July 7, 2021. The Investment Agreement contemplated an ability to issue the Notes under an indenture to facilitate transferability. As permitted by the Investment Agreement, the Issuer reissued the Notes in an aggregate principal amount of $102,900,000, including $2,900,000 principal amount of the Notes representing interest previously paid in kind, pursuant to an indenture with Wilmington Trust, National Association, as trustee, dated as of April 7, 2022. F3 · derivative.underlying_shares: On May 2, 2022, Spring Creek transferred the Notes and 2,538,261 Public Shares to Wood River. No consideration was paid by Wood River to Spring Creek in connection with these transfers. The Notes are convertible into shares of the Issuer's common stock at the holder's option at any time until the business day prior to the maturity date, based on an initial conversion rate of 49.9910 shares per $1,000 principal amount of the Notes, subject to customary anti-dilution and other adjustments. Read SEC document |
| May 02, 2022 Filed May 3, 2022 20:17 UTC |
SPRING CREEK CAPITAL LLC10% owner
|
OtherCommon Stock | 2,538,261 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016304 · doc4.xml · nonDerivative · entry 1 SPRING CREEK CAPITAL LLC · CIK 0001451531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 2, 2022, Spring Creek Capital, LLC ("Spring Creek") transferred 2,538,261 shares of common stock of Eos Energy Enterprises, Inc. (the "Issuer") to Wood River Capital, LLC ("Wood River"). Each of Spring Creek and Wood River are indirectly beneficially owned by Koch Industries, Inc. No consideration was paid by Wood River to Spring Creek in connection with this transfer. F1 · shares: On May 2, 2022, Spring Creek Capital, LLC ("Spring Creek") transferred 2,538,261 shares of common stock of Eos Energy Enterprises, Inc. (the "Issuer") to Wood River Capital, LLC ("Wood River"). Each of Spring Creek and Wood River are indirectly beneficially owned by Koch Industries, Inc. No consideration was paid by Wood River to Spring Creek in connection with this transfer. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 12:51 UTC |
Demby ClaudeDirector
|
PurchaseCommon Stock | 13,200 | $3.79 | $50,028.00 |
DisclosureSEC source: 0001628280-22-005186 · wf-form4_164665745503482.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,200 Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 07:47 UTC |
Zibelman Audrey AnnDirector
|
PurchaseCommon Stock | 50 | $3.69 | $184.50 |
DisclosureSEC source: 0001628280-22-005184 · wf-form4_164665722456831.xml · nonDerivative · entry 1 Zibelman Audrey Ann · CIK 0001833088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,248 Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 12:40 UTC |
Walters MarianDirector
|
PurchaseCommon Stock | 5,000 | $3.56 | $17,800.00 |
DisclosureSEC source: 0001628280-22-005181 · wf-form4_164665682304703.xml · nonDerivative · entry 1 Walters Marian · CIK 0001782905 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,000 F1 · ownership.nature: Shares of records held by David Walters and Marian Walters as trustees of the D. and M. Walters Family Trust dtd 7/6/2020 Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 12:34 UTC |
Shribman DanielDirector
|
PurchaseCommon Stock | 10,000 | $3.62 | $36,200.00 |
DisclosureSEC source: 0001628280-22-005179 · wf-form4_164665648376128.xml · nonDerivative · entry 1 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,948 Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 22:11 UTC |
Mastrangelo JoeDirector · Chief Executive Officer
|
PurchaseCommon Stock | 35,000 | $2.88 | $100,800.00 |
DisclosureSEC source: 0001628280-22-004716 · wf-form4_164625902041555.xml · nonDerivative · entry 1 Mastrangelo Joe · CIK 0001833309 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,727 F1 · shares: This transaction was executed in multiple trades at prices ranging from $2.83 to $2.9 per share. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 22:07 UTC |
DIMITRIEF ALEXANDERDirector
|
PurchaseCommon Stock | 20,000 | $2.92 | $58,400.00 |
DisclosureSEC source: 0001628280-22-004713 · wf-form4_164625878302875.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,198 Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:58 UTC |
Gonzales Randall BChief Financial Officer
|
PurchaseCommon Stock | 43,500 | $2.75 | $119,407.50 |
DisclosureSEC source: 0001628280-22-004707 · wf-form4_164625827025612.xml · nonDerivative · entry 1 Gonzales Randall B · CIK 0001734369 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,700 F1 · shares: This transaction was executed in multiple trades at prices ranging from $2.73 to $2.75 per share. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 22:00 UTC |
Berube MelissaGeneral Counsel
|
PurchaseCommon Stock | 2,650 | $2.67 | $7,075.50 |
DisclosureSEC source: 0001628280-22-004710 · wf-form4_164625838724547.xml · nonDerivative · entry 1 Berube Melissa · CIK 0001911535 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,650 Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:48 UTC |
Tedone John JChief Accounting Officer
|
PurchaseCommon Stock | 7,000 | $2.75 | $19,250.00 |
DisclosureSEC source: 0001628280-22-004698 · wf-form4_164625765689401.xml · nonDerivative · entry 1 Tedone John J · CIK 0001398532 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| February 14, 2022 Filed Feb 14, 2022 21:48 UTC |
Tedone John JChief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-002533 · wf-form4_164487524201138.xml · derivative · entry 1 Tedone John J · CIK 0001398532 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of February 14, 2023, February 14, 2024 and February 14, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date. F2 · derivative.expiration_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of February 14, 2023, February 14, 2024 and February 14, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date. Read SEC document |
| February 09, 2022 Filed Feb 18, 2022 00:03 UTC |
Berube MelissaGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003097 · wf-form4_164514258726001.xml · derivative · entry 1 Berube Melissa · CIK 0001911535 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of February 9, 2023, February 9, 2024 and February 9, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date. F2 · derivative.expiration_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of February 9, 2023, February 9, 2024 and February 9, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date. Read SEC document |
| January 11, 2022 Filed Jan 13, 2022 00:59 UTC |
Gonzales Randall BChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 313,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000831 · wf-form4_164203555673837.xml · derivative · entry 1 Gonzales Randall B · CIK 0001734369 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,480 Underlying: Common Stock · 313,480 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of January 11, 2023, January 11, 2024 and January 11, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date. F2 · derivative.expiration_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of January 11, 2023, January 11, 2024 and January 11, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:46 UTC |
Kurada SagarChief Financial officer
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000329 · wf-form4_164141913564762.xml · derivative · entry 3 Kurada Sagar · CIK 0001833526 · Chief Financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which was originally scheduled to vest as follows: 25,000 RSUs vesting on January 3, 2022, 75,000 RSUs to vest on January 2, 2023, and 100,000 RSUs to vest on January 1, 2024, subject to continued service through each vesting date. As previously reported, the vesting of 75,000 RSUs was accelerated on December 20, 2021 and the remaining 100,000 RSUs are forfeited, in each case per the Separation agreement signed between the reporting person and the Issuer. F3 · derivative.expiration_date: Not applicable F2 · balance_after: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which was originally scheduled to vest as follows: 25,000 RSUs vesting on January 3, 2022, 75,000 RSUs to vest on January 2, 2023, and 100,000 RSUs to vest on January 1, 2024, subject to continued service through each vesting date. As previously reported, the vesting of 75,000 RSUs was accelerated on December 20, 2021 and the remaining 100,000 RSUs are forfeited, in each case per the Separation agreement signed between the reporting person and the Issuer. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:46 UTC |
Kurada SagarChief Financial officer
|
Tax withholdingCommon Stock | 8,300 | $7.60 | $63,080.00 |
DisclosureSEC source: 0001628280-22-000329 · wf-form4_164141913564762.xml · nonDerivative · entry 2 Kurada Sagar · CIK 0001833526 · Chief Financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,939 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:46 UTC |
Kurada SagarChief Financial officer
|
Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000329 · wf-form4_164141913564762.xml · nonDerivative · entry 1 Kurada Sagar · CIK 0001833526 · Chief Financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:44 UTC |
Mastrangelo JoeDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000327 · wf-form4_164141902448073.xml · derivative · entry 3 Mastrangelo Joe · CIK 0001833309 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of January 3, 2022, January 2, 2023 and January 1, 2024, subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:44 UTC |
Mastrangelo JoeDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 95,819 | $7.60 | $728,224.40 |
DisclosureSEC source: 0001628280-22-000327 · wf-form4_164141902448073.xml · nonDerivative · entry 2 Mastrangelo Joe · CIK 0001833309 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,727 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:44 UTC |
Mastrangelo JoeDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000327 · wf-form4_164141902448073.xml · nonDerivative · entry 1 Mastrangelo Joe · CIK 0001833309 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 20:43 UTC |
Stidolph Russell MonokiDirector
AltEnergy, LLC10% owner
AltEnergy Storage II LLC10% owner
AltEnergy Storage V LLC10% owner
AltEnergy Storage VI LLC10% owner
AltEnergy Storage Bridge LLC10% owner
AltEnergy Transmission LLC10% owner
|
OtherCommon Stock | 2,790,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000126 · wf-form4_164126056394498.xml · nonDerivative · entry 4 Stidolph Russell Monoki · CIK 0001833275 · Director AltEnergy, LLC · CIK 0001833898 · 10% owner AltEnergy Storage II LLC · CIK 0001833882 · 10% owner AltEnergy Storage V LLC · CIK 0001833884 · 10% owner AltEnergy Storage VI LLC · CIK 0001833881 · 10% owner AltEnergy Storage Bridge LLC · CIK 0001833879 · 10% owner AltEnergy Transmission LLC · CIK 0001833880 · 10% owner AltEnergy Storage Bridge Phase II LLC · CIK 0001833885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 2,653,272 F7 · kind: AltEnergy I, AltEnergy II, AltEnergy V, Bridge II and Bridge made pro rata distributions for no consideration of an aggregate of 2,790,292 shares of Common Stock of the Issuer to their respective members on December 30, 2021. F2 · ownership.nature: In addition to Russell Stidolph, a natural person ("Mr. Stidolph"), this Form 4 is being filed jointly by AltEnergy LLC, a Delaware limited liability company ("AltEnergy"); (ii) AltEnergy I; (iii) AltEnergy II; (iv) AltEnergy V; (v) AltEnergy VI LLC, a Delaware limited liability company ("AltEnergy VI"); (vi) Bridge; (vii) Transmission; and (viii) Bridge II (collectively, the "Filing Persons"). F3 · ownership.nature: The shares reported in this Form 4 are shares of common stock in which Mr. Stidolph has a pecuniary interest in that are held directly byAltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission or Bridge II. Mr. Stidolph is the managing director of AltEnergy, the managing member of each of AltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission and Bridge II, and has voting and dispositive power with respect to the securities owned by AltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission and Bridge II. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of common stock of the issuer reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 20:43 UTC |
Stidolph Russell MonokiDirector
AltEnergy, LLC10% owner
AltEnergy Storage II LLC10% owner
AltEnergy Storage V LLC10% owner
AltEnergy Storage VI LLC10% owner
AltEnergy Storage Bridge LLC10% owner
AltEnergy Transmission LLC10% owner
|
OtherCommon Stock | 100,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000126 · wf-form4_164126056394498.xml · nonDerivative · entry 3 Stidolph Russell Monoki · CIK 0001833275 · Director AltEnergy, LLC · CIK 0001833898 · 10% owner AltEnergy Storage II LLC · CIK 0001833882 · 10% owner AltEnergy Storage V LLC · CIK 0001833884 · 10% owner AltEnergy Storage VI LLC · CIK 0001833881 · 10% owner AltEnergy Storage Bridge LLC · CIK 0001833879 · 10% owner AltEnergy Transmission LLC · CIK 0001833880 · 10% owner AltEnergy Storage Bridge Phase II LLC · CIK 0001833885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 5,443,564 F5 · kind: Represents the receipt, for no consideration, of an aggregate of 100,522 shares of Common Stock of the Issuer by The 2008 Stidolph Family Trust (the "Trust") pursuant to a pro rata distribution by AltEnergy I. F6 · ownership.nature: Mr. Stidolph is a trustee of the Trust. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 20:43 UTC |
Stidolph Russell MonokiDirector
AltEnergy, LLC10% owner
AltEnergy Storage II LLC10% owner
AltEnergy Storage V LLC10% owner
AltEnergy Storage VI LLC10% owner
AltEnergy Storage Bridge LLC10% owner
AltEnergy Transmission LLC10% owner
|
OtherCommon Stock | 913,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000126 · wf-form4_164126056394498.xml · nonDerivative · entry 2 Stidolph Russell Monoki · CIK 0001833275 · Director AltEnergy, LLC · CIK 0001833898 · 10% owner AltEnergy Storage II LLC · CIK 0001833882 · 10% owner AltEnergy Storage V LLC · CIK 0001833884 · 10% owner AltEnergy Storage VI LLC · CIK 0001833881 · 10% owner AltEnergy Storage Bridge LLC · CIK 0001833879 · 10% owner AltEnergy Transmission LLC · CIK 0001833880 · 10% owner AltEnergy Storage Bridge Phase II LLC · CIK 0001833885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 5,343,042 F4 · kind: Represents the receipt, for no consideration, of an aggregate of 913,667 shares of Common Stock of the Issuer by AltEnergy pursuant to pro rata distributions by each of AltEnergy I, AltEnergy II, AltEnergy V, Bridge and Bridge II. F2 · ownership.nature: In addition to Russell Stidolph, a natural person ("Mr. Stidolph"), this Form 4 is being filed jointly by AltEnergy LLC, a Delaware limited liability company ("AltEnergy"); (ii) AltEnergy I; (iii) AltEnergy II; (iv) AltEnergy V; (v) AltEnergy VI LLC, a Delaware limited liability company ("AltEnergy VI"); (vi) Bridge; (vii) Transmission; and (viii) Bridge II (collectively, the "Filing Persons"). F3 · ownership.nature: The shares reported in this Form 4 are shares of common stock in which Mr. Stidolph has a pecuniary interest in that are held directly byAltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission or Bridge II. Mr. Stidolph is the managing director of AltEnergy, the managing member of each of AltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission and Bridge II, and has voting and dispositive power with respect to the securities owned by AltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission and Bridge II. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of common stock of the issuer reported herein except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.