organization · Reporting owner
SPRING CREEK CAPITAL LLC
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apeiron Capital Investment Corp.APN · Entity 120622 | 10% owner | December 23, 2022 | January 19, 2023 |
| Constellation Acquisition Corp ICSTA · Entity 6748 | 10% owner | February 01, 2023 | February 08, 2023 |
| TPB Acquisition Corp ITPBA · Entity 128004 | 10% owner | March 31, 2022 | April 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apeiron Capital Investment Corp.
Report date December 23, 2022 · Filed January 19, 2023 · Amendment
Jointly reported with KOCH INDUSTRIES LLC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2022-12-23 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance Not disclosed F1: This amendment is being filed to reflect warrants (the "Warrants") to purchase Class A common stock, par value $0.0001 per share ("Common Stock"), of Apeiron Capital Investment Corp. (the "Issuer") that were omitted from the Reporting Persons' original Form 3. F2: Each Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to certain adjustments. The Warrants will become exercisable on the later of (a) 30 days after the consummation of a Business Combination (as defined in the warrant agreement) or (b) 12 months after the closing of the Issuer's initial public offering. The Warrants will expire five years from the consummation of a Business Combination or earlier upon redemption or liquidation. F3: In accordance with Instruction 8(a) to Form 3, this amendment is filed solely to add the line of information to Table II included here; as provided in that instruction, the remainder of the information in the original filing is not restated in this amendment, and no other amendment is made to the original filing. F4: Spring Creek Capital, LLC ("Spring Creek") is beneficially owned by SCC Holdings, LLC ("SCC"), SCC is beneficially owned by KIM, LLC ("KIM"), KIM is beneficially owned by Koch Investments Group, LLC ("KIG"), KIG is beneficially owned by Koch Investments Group Holdings, LLC ("KIGH"), KIGH is beneficially owned by Koch Industries, Inc. ("Koch Industries"), in each case by means of ownership of all voting equity instruments. Koch Industries, KIGH, KIG, KIM and SCC may be deemed to beneficially own the shares of Common Stock held by Spring Creek by virtue of (i) Koch Industries beneficial ownership of KIGH, (ii) KIGH's beneficial ownership of KIG, (iii) KIG's beneficial ownership of KIM, (iv) KIM's beneficial ownership of SCC and (v) SCC's beneficial ownership of Spring Creek. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment is being filed to reflect warrants (the "Warrants") to purchase Class A common stock, par value $0.0001 per share ("Common Stock"), of Apeiron Capital Investment Corp. (the "Issuer") that were omitted from the Reporting Persons' original Form 3.
F2: Each Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to certain adjustments. The Warrants will become exercisable on the later of (a) 30 days after the consummation of a Business Combination (as defined in the warrant agreement) or (b) 12 months after the closing of the Issuer's initial public offering. The Warrants will expire five years from the consummation of a Business Combination or earlier upon redemption or liquidation.
F3: In accordance with Instruction 8(a) to Form 3, this amendment is filed solely to add the line of information to Table II included here; as provided in that instruction, the remainder of the information in the original filing is not restated in this amendment, and no other amendment is made to the original filing.
F4: Spring Creek Capital, LLC ("Spring Creek") is beneficially owned by SCC Holdings, LLC ("SCC"), SCC is beneficially owned by KIM, LLC ("KIM"), KIM is beneficially owned by Koch Investments Group, LLC ("KIG"), KIG is beneficially owned by Koch Investments Group Holdings, LLC ("KIGH"), KIGH is beneficially owned by Koch Industries, Inc. ("Koch Industries"), in each case by means of ownership of all voting equity instruments. Koch Industries, KIGH, KIG, KIM and SCC may be deemed to beneficially own the shares of Common Stock held by Spring Creek by virtue of (i) Koch Industries beneficial ownership of KIGH, (ii) KIGH's beneficial ownership of KIG, (iii) KIG's beneficial ownership of KIM, (iv) KIM's beneficial ownership of SCC and (v) SCC's beneficial ownership of Spring Creek.
Constellation Acquisition Corp I
Report date February 01, 2023 · Filed February 08, 2023
Jointly reported with KOCH INDUSTRIES LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary sharesSEC Table I · non-derivative | Direct | 500,000 |
Reported balance
Holding disclosure · report date 2023-02-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 500,000 F1: Spring Creek Capital, LLC ("Spring Creek") is beneficially owned by SCC Holdings, LLC ("SCC"), SCC is beneficially owned by KIM, LLC ("KIM"), KIM is beneficially owned by Koch Investments Group, LLC ("KIG"), KIG is beneficially owned by Koch Investments Group Holdings, LLC ("KIGH"), KIGH is beneficially owned by Koch Industries, Inc. ("Koch Industries"), in each case by means of ownership of all voting equity instruments. Koch Industries, KIGH, KIG, KIM and SCC may be deemed to beneficially own the Class A ordinary shares of Constellation Acquisition Corp I (the "Issuer") held by Spring Creek by virtue of (i) Koch Industries' beneficial ownership of KIGH, (ii) KIGH's beneficial ownership of KIG, (iii) KIG's beneficial ownership of KIM, (iv) KIM's beneficial ownership of SCC and (v) SCC's beneficial ownership of Spring Creek. |
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2023-02-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Each warrant is exercisable for one Class A ordinary share, par value $0.0001 per share, at an exercise price of $11.50 per share, subject to certain adjustments. The warrants will become exercisable on the later of (a) 30 days after completion of the Issuer's initial Business Combination (as defined in the warrant agreement) or (b) 12 months after the closing of the Issuer's initial public offering. The warrants will expire five years after completion of the Issuer's initial Business Combination or earlier upon redemption or liquidation. F1: Spring Creek Capital, LLC ("Spring Creek") is beneficially owned by SCC Holdings, LLC ("SCC"), SCC is beneficially owned by KIM, LLC ("KIM"), KIM is beneficially owned by Koch Investments Group, LLC ("KIG"), KIG is beneficially owned by Koch Investments Group Holdings, LLC ("KIGH"), KIGH is beneficially owned by Koch Industries, Inc. ("Koch Industries"), in each case by means of ownership of all voting equity instruments. Koch Industries, KIGH, KIG, KIM and SCC may be deemed to beneficially own the Class A ordinary shares of Constellation Acquisition Corp I (the "Issuer") held by Spring Creek by virtue of (i) Koch Industries' beneficial ownership of KIGH, (ii) KIGH's beneficial ownership of KIG, (iii) KIG's beneficial ownership of KIM, (iv) KIM's beneficial ownership of SCC and (v) SCC's beneficial ownership of Spring Creek. |
Filing footnotes · ownership attribution and instrument terms
F1: Spring Creek Capital, LLC ("Spring Creek") is beneficially owned by SCC Holdings, LLC ("SCC"), SCC is beneficially owned by KIM, LLC ("KIM"), KIM is beneficially owned by Koch Investments Group, LLC ("KIG"), KIG is beneficially owned by Koch Investments Group Holdings, LLC ("KIGH"), KIGH is beneficially owned by Koch Industries, Inc. ("Koch Industries"), in each case by means of ownership of all voting equity instruments. Koch Industries, KIGH, KIG, KIM and SCC may be deemed to beneficially own the Class A ordinary shares of Constellation Acquisition Corp I (the "Issuer") held by Spring Creek by virtue of (i) Koch Industries' beneficial ownership of KIGH, (ii) KIGH's beneficial ownership of KIG, (iii) KIG's beneficial ownership of KIM, (iv) KIM's beneficial ownership of SCC and (v) SCC's beneficial ownership of Spring Creek.
F2: Each warrant is exercisable for one Class A ordinary share, par value $0.0001 per share, at an exercise price of $11.50 per share, subject to certain adjustments. The warrants will become exercisable on the later of (a) 30 days after completion of the Issuer's initial Business Combination (as defined in the warrant agreement) or (b) 12 months after the closing of the Issuer's initial public offering. The warrants will expire five years after completion of the Issuer's initial Business Combination or earlier upon redemption or liquidation.
TPB Acquisition Corp I
Report date March 31, 2022 · Filed April 18, 2022
Jointly reported with KOCH INDUSTRIES LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 1,732,500 |
Reported balance
Holding disclosure · report date 2022-03-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,732,500 F1: Represents 1,732,500 Class A ordinary shares of TPB Acquisition Corporation I (the "Issuer") held by Spring Creek Capital, LLC. ("Spring Creek"). F2: Spring Creek is beneficially owned by SCC Holdings, LLC ("SCC"), SCC is beneficially owned by KIM, LLC ("KIM"), KIM is beneficially owned by Koch Investments Group, LLC ("KIG"), KIG is beneficially owned by Koch Investments Group Holdings, LLC ("KIGH"), and KIGH is beneficially owned by Koch Industries, Inc. ("Koch Industries"), in each case by means of ownership of all voting equity instruments. Koch Industries, SCC, KIM, KIG, and KIGH may be deemed to beneficially own the Class A ordinary shares of the Issuer held by Spring Creek by virtue of (i) Koch Industries' beneficial ownership of KIGH, (ii) KIGH's beneficial ownership of KIG, (iii) KIG's beneficial ownership of KIM, (iv) KIM's beneficial ownership of SCC and (v) SCC's beneficial ownership of Spring Creek. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 1,732,500 Class A ordinary shares of TPB Acquisition Corporation I (the "Issuer") held by Spring Creek Capital, LLC. ("Spring Creek").
F2: Spring Creek is beneficially owned by SCC Holdings, LLC ("SCC"), SCC is beneficially owned by KIM, LLC ("KIM"), KIM is beneficially owned by Koch Investments Group, LLC ("KIG"), KIG is beneficially owned by Koch Investments Group Holdings, LLC ("KIGH"), and KIGH is beneficially owned by Koch Industries, Inc. ("Koch Industries"), in each case by means of ownership of all voting equity instruments. Koch Industries, SCC, KIM, KIG, and KIGH may be deemed to beneficially own the Class A ordinary shares of the Issuer held by Spring Creek by virtue of (i) Koch Industries' beneficial ownership of KIGH, (ii) KIGH's beneficial ownership of KIG, (iii) KIG's beneficial ownership of KIM, (iv) KIM's beneficial ownership of SCC and (v) SCC's beneficial ownership of Spring Creek.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASPEN AEROGELS INC
Report date May 02, 2022 · Filed May 03, 2022
Section 16 reporting ended · disclosed 2022-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 1
1 source rowRow 1 · 2022-05-02 · Other · Disposed 3,462,124 · Balance 0 F1: On May 2, 2022, Spring Creek Capital, LLC ("Spring Creek") transferred 3,462,124 shares of common stock of Aspen Aerogels Inc. (the "Issuer") to Wood River Capital, LLC ("Wood River"). Each of Spring Creek and Wood River are indirectly beneficially owned by Koch Industries, Inc. Beneficial ownership is presented excluding non-voting preferred equity securities. No consideration was paid by Wood River to Spring Creek in connection with this transfer. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 2, 2022, Spring Creek Capital, LLC ("Spring Creek") transferred 3,462,124 shares of common stock of Aspen Aerogels Inc. (the "Issuer") to Wood River Capital, LLC ("Wood River"). Each of Spring Creek and Wood River are indirectly beneficially owned by Koch Industries, Inc. Beneficial ownership is presented excluding non-voting preferred equity securities. No consideration was paid by Wood River to Spring Creek in connection with this transfer.
Eos Energy Enterprises, Inc.
Report date May 02, 2022 · Filed May 03, 2022
Section 16 reporting ended · disclosed 2022-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 1
1 source rowRow 1 · 2022-05-02 · Other · Disposed 2,538,261 · Balance 0 F1: On May 2, 2022, Spring Creek Capital, LLC ("Spring Creek") transferred 2,538,261 shares of common stock of Eos Energy Enterprises, Inc. (the "Issuer") to Wood River Capital, LLC ("Wood River"). Each of Spring Creek and Wood River are indirectly beneficially owned by Koch Industries, Inc. No consideration was paid by Wood River to Spring Creek in connection with this transfer. |
| 5%/6% Convertible Senior PIK Toggle Notes Due 2021SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2026-06-20 | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-05-02 · Other · Disposed 102,900,000 · Balance 0 F2: On July 6, 2021, Spring Creek Capital, LLC ("Spring Creek") entered into an investment agreement (the "Investment Agreement") with the Issuer relating to the issuance and sale of $100,000,000 in aggregate principal amount of the Issuer's 5%/6% Convertible Senior PIK Toggle Notes due 2026 (the "Notes"). The Notes were issued to Spring Creek on July 7, 2021. The Investment Agreement contemplated an ability to issue the Notes under an indenture to facilitate transferability. As permitted by the Investment Agreement, the Issuer reissued the Notes in an aggregate principal amount of $102,900,000, including $2,900,000 principal amount of the Notes representing interest previously paid in kind, pursuant to an indenture with Wilmington Trust, National Association, as trustee, dated as of April 7, 2022. F3: On May 2, 2022, Spring Creek transferred the Notes and 2,538,261 Public Shares to Wood River. No consideration was paid by Wood River to Spring Creek in connection with these transfers. The Notes are convertible into shares of the Issuer's common stock at the holder's option at any time until the business day prior to the maturity date, based on an initial conversion rate of 49.9910 shares per $1,000 principal amount of the Notes, subject to customary anti-dilution and other adjustments. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 2, 2022, Spring Creek Capital, LLC ("Spring Creek") transferred 2,538,261 shares of common stock of Eos Energy Enterprises, Inc. (the "Issuer") to Wood River Capital, LLC ("Wood River"). Each of Spring Creek and Wood River are indirectly beneficially owned by Koch Industries, Inc. No consideration was paid by Wood River to Spring Creek in connection with this transfer.
F2: On July 6, 2021, Spring Creek Capital, LLC ("Spring Creek") entered into an investment agreement (the "Investment Agreement") with the Issuer relating to the issuance and sale of $100,000,000 in aggregate principal amount of the Issuer's 5%/6% Convertible Senior PIK Toggle Notes due 2026 (the "Notes"). The Notes were issued to Spring Creek on July 7, 2021. The Investment Agreement contemplated an ability to issue the Notes under an indenture to facilitate transferability. As permitted by the Investment Agreement, the Issuer reissued the Notes in an aggregate principal amount of $102,900,000, including $2,900,000 principal amount of the Notes representing interest previously paid in kind, pursuant to an indenture with Wilmington Trust, National Association, as trustee, dated as of April 7, 2022.
F3: On May 2, 2022, Spring Creek transferred the Notes and 2,538,261 Public Shares to Wood River. No consideration was paid by Wood River to Spring Creek in connection with these transfers. The Notes are convertible into shares of the Issuer's common stock at the holder's option at any time until the business day prior to the maturity date, based on an initial conversion rate of 49.9910 shares per $1,000 principal amount of the Notes, subject to customary anti-dilution and other adjustments.
KORE Group Holdings, Inc.
Report date May 02, 2022 · Filed May 03, 2022
Section 16 reporting ended · disclosed 2022-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-02 transaction · row 1
1 source rowRow 1 · 2022-05-02 · Other · Disposed 10,000,000 · Balance 0 F1: On May 2, 2022, Spring Creek Capital, LLC ("Spring Creek") transferred 10,000,000 shares of common stock of KORE Group Holdings, Inc. (the "Issuer") to Wood River Capital, LLC ("Wood River"). Each of Spring Creek and Wood River are indirectly beneficially owned by Koch Industries, Inc. Beneficial ownership is presented excluding non-voting preferred equity securities. No consideration was paid by Wood River to Spring Creek in connection with this transfer. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 2, 2022, Spring Creek Capital, LLC ("Spring Creek") transferred 10,000,000 shares of common stock of KORE Group Holdings, Inc. (the "Issuer") to Wood River Capital, LLC ("Wood River"). Each of Spring Creek and Wood River are indirectly beneficially owned by Koch Industries, Inc. Beneficial ownership is presented excluding non-voting preferred equity securities. No consideration was paid by Wood River to Spring Creek in connection with this transfer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2022 Filed May 3, 2022 20:19 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | OtherCommon Stock | 3,462,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016306 · doc4.xml · nonDerivative · entry 1 SPRING CREEK CAPITAL LLC · CIK 0001451531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 2, 2022, Spring Creek Capital, LLC ("Spring Creek") transferred 3,462,124 shares of common stock of Aspen Aerogels Inc. (the "Issuer") to Wood River Capital, LLC ("Wood River"). Each of Spring Creek and Wood River are indirectly beneficially owned by Koch Industries, Inc. Beneficial ownership is presented excluding non-voting preferred equity securities. No consideration was paid by Wood River to Spring Creek in connection with this transfer. Read SEC document |
| May 02, 2022 Filed May 3, 2022 20:16 UTC | KORE Group Holdings, Inc. KORE · Entity 28998 | OtherCommon Stock | 10,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016302 · doc4.xml · nonDerivative · entry 1 SPRING CREEK CAPITAL LLC · CIK 0001451531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 2, 2022, Spring Creek Capital, LLC ("Spring Creek") transferred 10,000,000 shares of common stock of KORE Group Holdings, Inc. (the "Issuer") to Wood River Capital, LLC ("Wood River"). Each of Spring Creek and Wood River are indirectly beneficially owned by Koch Industries, Inc. Beneficial ownership is presented excluding non-voting preferred equity securities. No consideration was paid by Wood River to Spring Creek in connection with this transfer. Read SEC document |
| May 02, 2022 Filed May 3, 2022 20:17 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Other5%/6% Convertible Senior PIK Toggle Notes Due 2021 · Derivative | 102,900,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016304 · doc4.xml · derivative · entry 2 SPRING CREEK CAPITAL LLC · CIK 0001451531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Notes · 5,145,000 shares Expires 2026-06-20 F2 · derivative.underlying_shares: On July 6, 2021, Spring Creek Capital, LLC ("Spring Creek") entered into an investment agreement (the "Investment Agreement") with the Issuer relating to the issuance and sale of $100,000,000 in aggregate principal amount of the Issuer's 5%/6% Convertible Senior PIK Toggle Notes due 2026 (the "Notes"). The Notes were issued to Spring Creek on July 7, 2021. The Investment Agreement contemplated an ability to issue the Notes under an indenture to facilitate transferability. As permitted by the Investment Agreement, the Issuer reissued the Notes in an aggregate principal amount of $102,900,000, including $2,900,000 principal amount of the Notes representing interest previously paid in kind, pursuant to an indenture with Wilmington Trust, National Association, as trustee, dated as of April 7, 2022. F3 · derivative.underlying_shares: On May 2, 2022, Spring Creek transferred the Notes and 2,538,261 Public Shares to Wood River. No consideration was paid by Wood River to Spring Creek in connection with these transfers. The Notes are convertible into shares of the Issuer's common stock at the holder's option at any time until the business day prior to the maturity date, based on an initial conversion rate of 49.9910 shares per $1,000 principal amount of the Notes, subject to customary anti-dilution and other adjustments. Read SEC document |
| May 02, 2022 Filed May 3, 2022 20:17 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | OtherCommon Stock | 2,538,261 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016304 · doc4.xml · nonDerivative · entry 1 SPRING CREEK CAPITAL LLC · CIK 0001451531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 2, 2022, Spring Creek Capital, LLC ("Spring Creek") transferred 2,538,261 shares of common stock of Eos Energy Enterprises, Inc. (the "Issuer") to Wood River Capital, LLC ("Wood River"). Each of Spring Creek and Wood River are indirectly beneficially owned by Koch Industries, Inc. No consideration was paid by Wood River to Spring Creek in connection with this transfer. F1 · shares: On May 2, 2022, Spring Creek Capital, LLC ("Spring Creek") transferred 2,538,261 shares of common stock of Eos Energy Enterprises, Inc. (the "Issuer") to Wood River Capital, LLC ("Wood River"). Each of Spring Creek and Wood River are indirectly beneficially owned by Koch Industries, Inc. No consideration was paid by Wood River to Spring Creek in connection with this transfer. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseConvertible Senior PIK Toggle Notes due 2027 · Derivative | 100,000,000 | $100,000,000.00 Strike: $34.94 | $10,000,000,000,000,000.00 |
DisclosureSEC source: 0000899243-22-007379 · doc4.xml · derivative · entry 2 SPRING CREEK CAPITAL LLC · CIK 0001451531 · 10% owner KOCH INDUSTRIES INC · CIK 0000923338 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 2,862,325 shares Expires 2027-02-18 F3 · shares: On February 15, 2022, Wood River Capital, LLC ("Wood River") entered into a note purchase agreement with the Issuer relating to the issuance and sale of $100,000,000 in aggregate principal amount of the Issuer's Convertible Senior PIK Toggle Notes due 2027 (the "Notes"). The Notes were issued to Wood River on February 18, 2022 and are convertible into shares of the Issuer's common stock at Wood River's option at any time until the business day prior to the maturity date, based on an initial conversion rate of 28.623257 shares per $1,000 principal amount of the Notes, subject to customary anti-dilution and other adjustments. F4 · derivative.underlying_shares: Represents 2,862,325 shares of common stock ("Convertible Shares") of the Issuer issuable to Wood River upon conversion of the Notes. F5 · ownership.direct: Wood River is beneficially owned by SCC, SCC is beneficially owned by KIM, KIM is beneficially owned by KIG, KIG is beneficially owned by KIGH, and KIGH is beneficially owned by Koch Industries, in each case by means of ownership of all voting equity instruments. Koch Industries, SCC, KIM, KIG, and KIGH may be deemed to beneficially own the Convertible Shares beneficially owned by Wood River by virtue of (i) Koch Industries' beneficial ownership of KIGH, (ii) KIGH's beneficial ownership of KIG, (iii) KIG's beneficial ownership of KIM, (iv) KIM's beneficial ownership of SCC and (v) SCC's beneficial ownership of Wood River. Spring Creek is not a beneficial owner of the Convertible Shares. F6 · ownership.nature: Koch Industries may be deemed to beneficially own 6,324,449 shares of common stock of the Issuer consisting of (i) 3,462,124 Public Shares held by Spring Creek; and (ii) 2,862,325 Convertible Shares beneficially owned through Wood River's Notes holdings. These Issuer securities may be deemed to be beneficially owned by Koch Industries by virtue of its indirect beneficial ownership of each of Spring Creek and Wood River. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.