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Gonzales Randall B

Disclosed activity across 2 companies

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120719
SEC CIK
0001734369

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Eos Energy Enterprises, Inc.EOSE · Entity 4901Chief Financial OfficerJanuary 11, 2023January 13, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Eos Energy Enterprises, Inc.

Report date January 11, 2023 · Filed January 13, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect188,094 Ending reported balance After 2023-01-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-01-11 · Exercise / conversion · Acquired 104,493 · Balance 218,193

Row 2 · 2023-01-11 · Tax withholding · Disposed 30,099 · Balance 188,094

F1: Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect208,987 Reported balance After 2023-01-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-01-11 · Exercise / conversion · Disposed 104,493 · Balance 208,987

F2: Each RSU represents a contingent right to receive one share of common stock.

F3: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of January 11, 2023, January 11, 2024 and January 11, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan.

F2: Each RSU represents a contingent right to receive one share of common stock.

F3: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of January 11, 2023, January 11, 2024 and January 11, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LYDALL INC /DE/

Report date October 01, 2021 · Filed October 05, 2021

Section 16 reporting ended · disclosed 2021-10-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect91,190 Reported balance After 2021-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-10-01 · Grant · Acquired 20,316 · Balance 91,190

F2: Represents an increase from the number of Performance Shares granted under the Company's Amended and Restated 2012 Stock Incentive Plan on each of December 7, 2018, February 13, 2020 and February 22, 2021 following the certification, on October 1, 2021, by the Board of Directors of the attainment of the performance criteria set forth in the award in excess of target. The shares covered by this report, as well as the original 11,165, 11,525 and 8,970 shares underlying the awards previously reported on the above dates vested in full on October 1, 2021 and were converted in the Merger into the right to receive $62.10 in cash per share underlying the Performance Shares (the "Merger Consideration").

F3: Previously reported Restricted Stock and Performance Share awards were included in previously reported amount of securities beneficially owned.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-10-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-10-01 · Disposition to issuer · Disposed 91,190 · Balance 0

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 21, 2021, by and among Lydall, Inc., Unifrax Holding Co., Outback Merger Sub, Inc. and Unifrax I LLC, as it may be amended from time to time, referred to as the Merger Agreement.

F4: Each share of common stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the Merger Consideration.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.35Direct0 Reported balance After 2021-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-10-01 · Disposition to issuer · Disposed 11,180 · Balance 0

F5: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.16Direct0 Reported balance After 2021-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-10-01 · Disposition to issuer · Disposed 31,055 · Balance 0

F5: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.70Direct0 Reported balance After 2021-10-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-10-01 · Disposition to issuer · Disposed 31,490 · Balance 0

F5: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 21, 2021, by and among Lydall, Inc., Unifrax Holding Co., Outback Merger Sub, Inc. and Unifrax I LLC, as it may be amended from time to time, referred to as the Merger Agreement.

F2: Represents an increase from the number of Performance Shares granted under the Company's Amended and Restated 2012 Stock Incentive Plan on each of December 7, 2018, February 13, 2020 and February 22, 2021 following the certification, on October 1, 2021, by the Board of Directors of the attainment of the performance criteria set forth in the award in excess of target. The shares covered by this report, as well as the original 11,165, 11,525 and 8,970 shares underlying the awards previously reported on the above dates vested in full on October 1, 2021 and were converted in the Merger into the right to receive $62.10 in cash per share underlying the Performance Shares (the "Merger Consideration").

F3: Previously reported Restricted Stock and Performance Share awards were included in previously reported amount of securities beneficially owned.

F4: Each share of common stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the Merger Consideration.

F5: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 11, 2023 Filed Jan 13, 2023 21:48 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Exercise / conversionRestricted Stock Units · Derivative 104,493 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001051 · wf-form4_167364648392893.xml · derivative · entry 3

Gonzales Randall B · CIK 0001734369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,987

Underlying: Common Stock · 104,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of January 11, 2023, January 11, 2024 and January 11, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of January 11, 2023, January 11, 2024 and January 11, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date.

Read SEC document
January 11, 2023 Filed Jan 13, 2023 21:48 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Tax withholdingCommon Stock 30,099 $1.58 $47,556.42
Disclosure

SEC source: 0001628280-23-001051 · wf-form4_167364648392893.xml · nonDerivative · entry 2

Gonzales Randall B · CIK 0001734369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,094

F1 · shares: Represents shares withheld from vested restricted stock unit ("RSU") award to satisfy tax obligations, as permitted by the Company's Amended and Restated 2020 Incentive Plan.

Read SEC document
January 11, 2023 Filed Jan 13, 2023 21:48 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 Exercise / conversionCommon Stock 104,493 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001051 · wf-form4_167364648392893.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 20:14 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001628280-22-020233 · wf-form4_165947125580206.xml · derivative · entry 1

Gonzales Randall B · CIK 0001734369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2032-06-16

F1 · date: On June 16, 2022, the reporting person was granted stock options to purchase 300,000 shares of common stock. The stock options vest in two equal installments based on the achievement of certain performance conditions during specified time periods (each, a "Milestone Event"), with the full vesting of the applicable tranche of stock options to occur 60 days after the achievement of the applicable Milestone Event. The first of the Milestone Events was achieved on July 29, 2022 and the stock options with respect to 150,000 shares of common stock will become fully vested and exercisable on the 60th day following the date of the achievement of the Milestone Event, subject to the reporting person's continued employment with the issuer through such date.

F1 · derivative.exercise_date: On June 16, 2022, the reporting person was granted stock options to purchase 300,000 shares of common stock. The stock options vest in two equal installments based on the achievement of certain performance conditions during specified time periods (each, a "Milestone Event"), with the full vesting of the applicable tranche of stock options to occur 60 days after the achievement of the applicable Milestone Event. The first of the Milestone Events was achieved on July 29, 2022 and the stock options with respect to 150,000 shares of common stock will become fully vested and exercisable on the 60th day following the date of the achievement of the Milestone Event, subject to the reporting person's continued employment with the issuer through such date.

F1 · balance_after: On June 16, 2022, the reporting person was granted stock options to purchase 300,000 shares of common stock. The stock options vest in two equal installments based on the achievement of certain performance conditions during specified time periods (each, a "Milestone Event"), with the full vesting of the applicable tranche of stock options to occur 60 days after the achievement of the applicable Milestone Event. The first of the Milestone Events was achieved on July 29, 2022 and the stock options with respect to 150,000 shares of common stock will become fully vested and exercisable on the 60th day following the date of the achievement of the Milestone Event, subject to the reporting person's continued employment with the issuer through such date.

Read SEC document
May 12, 2022 Filed May 13, 2022 00:07 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 PurchaseCommon Stock 70,000 $1.45 $101,836.00
Disclosure

SEC source: 0001628280-22-014191 · wf-form4_165240040765947.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,700

F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.450 to $1.455 per share. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:58 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 PurchaseCommon Stock 43,500 $2.75 $119,407.50
Disclosure

SEC source: 0001628280-22-004707 · wf-form4_164625827025612.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,700

F1 · shares: This transaction was executed in multiple trades at prices ranging from $2.73 to $2.75 per share. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 00:59 UTC Eos Energy Enterprises, Inc. EOSE · Entity 4901 GrantRestricted Stock Units · Derivative 313,480 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000831 · wf-form4_164203555673837.xml · derivative · entry 1

Gonzales Randall B · CIK 0001734369 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,480

Underlying: Common Stock · 313,480 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of January 11, 2023, January 11, 2024 and January 11, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date.

F2 · derivative.expiration_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest in three equal installments on each of January 11, 2023, January 11, 2024 and January 11, 2025, or, if earlier, upon a Change in Control, subject to continued service through each vesting date.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 12:21 UTC LYDALL INC /DE/ LDL · Entity 134982 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 31,490 Not disclosed Strike: $21.70 Not disclosed
Disclosure

SEC source: 0001780989-21-000058 · edgar.xml · derivative · entry 5

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,490 shares

Expires not disclosed

F5 · price: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

F5 · derivative.exercise_date: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

F5 · derivative.expiration_date: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 12:21 UTC LYDALL INC /DE/ LDL · Entity 134982 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 31,055 Not disclosed Strike: $20.16 Not disclosed
Disclosure

SEC source: 0001780989-21-000058 · edgar.xml · derivative · entry 4

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,055 shares

Expires not disclosed

F5 · price: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

F5 · derivative.exercise_date: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

F5 · derivative.expiration_date: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 12:21 UTC LYDALL INC /DE/ LDL · Entity 134982 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 11,180 Not disclosed Strike: $49.35 Not disclosed
Disclosure

SEC source: 0001780989-21-000058 · edgar.xml · derivative · entry 3

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,180 shares

Expires not disclosed

F5 · price: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

F5 · derivative.exercise_date: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

F5 · derivative.expiration_date: Effective as of immediately prior to the effective time of the Merger, each then-outstanding and unexercised stock option of the issuer with an exercise price less than $62.10 was automatically canceled and converted into the right to receive an amount of cash equal to the product of (i) the total number of shares of Common Stock then underlying such stock option multiplied by (ii) the excess of the $62.10 over the exercise price per share of such stock option, on the terms set forth in the Merger Agreement.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 12:21 UTC LYDALL INC /DE/ LDL · Entity 134982 Disposition to issuerCommon Stock 91,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001780989-21-000058 · edgar.xml · nonDerivative · entry 2

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 21, 2021, by and among Lydall, Inc., Unifrax Holding Co., Outback Merger Sub, Inc. and Unifrax I LLC, as it may be amended from time to time, referred to as the Merger Agreement.

F4 · price: Each share of common stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the Merger Consideration.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 12:21 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantCommon Stock 20,316 $0.00 $0.00
Disclosure

SEC source: 0001780989-21-000058 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,190

F2 · shares: Represents an increase from the number of Performance Shares granted under the Company's Amended and Restated 2012 Stock Incentive Plan on each of December 7, 2018, February 13, 2020 and February 22, 2021 following the certification, on October 1, 2021, by the Board of Directors of the attainment of the performance criteria set forth in the award in excess of target. The shares covered by this report, as well as the original 11,165, 11,525 and 8,970 shares underlying the awards previously reported on the above dates vested in full on October 1, 2021 and were converted in the Merger into the right to receive $62.10 in cash per share underlying the Performance Shares (the "Merger Consideration").

F3 · balance_after: Previously reported Restricted Stock and Performance Share awards were included in previously reported amount of securities beneficially owned.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 16:21 UTC LYDALL INC /DE/ LDL · Entity 134982 Tax withholdingCommon Stock 1,492 $35.42 $52,846.64
Disclosure

SEC source: 0001780989-21-000023 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,874

F1 · shares: In conjunction with the vesting on March 20, 2021 of 6,125 shares of Restricted Stock granted on March 20, 2019, 1,492 shares of common stock were surrendered to satisfy tax obligations of the Reporting Person.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 08:40 UTC LYDALL INC /DE/ LDL · Entity 134982 Tax withholdingCommon Stock 658 $40.01 $26,326.58
Disclosure

SEC source: 0001780989-21-000019 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,366

F1 · shares: In conjunction with the vesting on March 12, 2021 of 2,702 shares of Restricted Stock granted on March 12, 2018, 658 shares of common stock were surrendered to satisfy tax obligations of the Reporting Person.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 17:25 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantCommon Stock 8,970 $0.00 $0.00
Disclosure

SEC source: 0001780989-21-000007 · edgar.xml · nonDerivative · entry 2

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,024

F3 · shares: Represents an award of Performance Shares granted under the Lydall, Inc. Amended and Restated 2012 Stock Incentive Plan, which award is subject to a substantial risk of forfeiture and vests, if at all, to the extent determined upon certification by the Compensation Committee of the Board of Directors of the Company, that the Company has achieved certain specified financial performance criteria during the three-year period, January 1, 2021 through December 31, 2023.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 17:25 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantCommon Stock 8,970 $0.00 $0.00
Disclosure

SEC source: 0001780989-21-000007 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,054

F1 · shares: Restricted stock award granted under the Lydall, Inc. Amended and Restated 2012 Stock Incentive Plan, consisting of 8,970 shares, which shall vest in three equal installments on the first, second and third anniversaries of the Grant Date.

F2 · balance_after: 3,995 Performance Shares owned by the Reporting Person were forfeited on February 18, 2021 upon certification by the Compensation Committee of the Board of Directors that the relevant financial performance criteria was not achieved.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 12:06 UTC LYDALL INC /DE/ LDL · Entity 134982 Tax withholdingCommon Stock 916 $8.99 $8,234.84
Disclosure

SEC source: 0001780989-20-000015 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,039

F1 · shares: In conjunction with the vesting on March 12, 2020 of 2,702 shares of Restricted Stock granted on March 12, 2018, 916 shares of common stock were surrendered to satisfy tax obligations of the Reporting Person.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 16:03 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantCommon Stock 14,694 $9.98 $146,615.26
Disclosure

SEC source: 0001780989-20-000009 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,955

F1 · price: Mr. Gonzales purchased 14,694 shares of common stock at a weighted average, reported price of $9.9779/share on March 3, 2020. The shares were purchased at varying prices in the range of $9.91 to $10.00.

Read SEC document
March 03, 2020 Filed Aug 10, 2020 10:46 UTC Amendment LYDALL INC /DE/ LDL · Entity 134982 PurchaseCommon Stock 14,694 $9.98 $146,615.26
Disclosure

SEC source: 0001780989-20-000050 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,955

F2 · kind: This Amendment corrects the Transaction Code. The original filing incorrectly designated the Transaction Code as A instead of P.

F1 · price: Mr. Gonzales purchased 14,694 shares of common stock at a weighted average, reported price of $9.9779/share on March 3, 2020. The shares were purchased at varying prices in the range of $9.91 to $10.00.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:32 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantCommon Stock 2,500 $12.29 $30,721.00
Disclosure

SEC source: 0001780989-20-000006 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,261

F1 · price: Mr. Gonzales purchased 2,500 shares of common stock at a weighted average, reported price of $12.2884/share on February 28, 2020. The shares were purchased at varying prices in the range of $12.2365 to $12.3282.

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February 28, 2020 Filed Aug 10, 2020 10:42 UTC Amendment LYDALL INC /DE/ LDL · Entity 134982 PurchaseCommon Stock 2,500 $12.29 $30,721.00
Disclosure

SEC source: 0001780989-20-000049 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,261

F2 · kind: This Amendment corrects the Transaction Code. The original filing incorrectly designated the Transaction Code as A instead of P.

F1 · price: Mr. Gonzales purchased 2,500 shares of common stock at a weighted average, reported price of $12.2884/share on February 28, 2020. The shares were purchased at varying prices in the range of $12.2365 to $12.3282.

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February 13, 2020 Filed Feb 18, 2020 08:40 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantOption to Buy · Derivative 31,490 $0.00 Strike: $21.70 $0.00
Disclosure

SEC source: 0001780989-20-000001 · edgar.xml · derivative · entry 2

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,725

Underlying: Common Stock · 31,490 shares

Expires 2030-02-13

F2 · derivative.exercise_date: Stock Options granted under the Lydall, Inc. 2012 Stock Incentive Plan. Options become exercisable at the rate of 25% per year, beginning one year from the grant date.

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February 13, 2020 Filed Feb 18, 2020 08:40 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantCommon Stock 11,525 $0.00 $0.00
Disclosure

SEC source: 0001780989-20-000001 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,761

F1 · shares: Represents an award of Performance Shares granted under the Lydall 2012 Stock Incentive Plan, which award is subject to a substantial risk of forfeiture and vests, if at all, to the extent determined upon certification by the Compensation Committee of the Board of Directors of the Company that the Company has achieved certain specified financial performance criteria during the three-year period, January 1, 2020 through December 31, 2022.

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March 20, 2019 Filed Mar 22, 2019 14:30 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantCommon Stock 6,125 $0.00 $0.00
Disclosure

SEC source: 0001657971-19-000007 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,236

F1 · shares: Restricted stock award granted under the Lydall, Inc. 2012 Stock Incentive Plan, consisting of 6,125 shares, which shall vest, in full, on the second anniversary of the Grant Date.

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March 12, 2019 Filed Mar 13, 2019 16:42 UTC LYDALL INC /DE/ LDL · Entity 134982 Tax withholdingCommon Stock 815 $24.41 $19,894.15
Disclosure

SEC source: 0001657971-19-000002 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,111

F1 · shares: Represents Securities surrendered to satisfy tax obligations of the Reporting Person in connection with the vesting on the Transaction Date of March 12, 2019 of 2,702 shares of restricted stock awarded by the Issuer to the Reporting Person on March 12, 2018.

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December 07, 2018 Filed Dec 11, 2018 15:49 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantOption to Buy · Derivative 31,055 $0.00 Strike: $20.16 $0.00
Disclosure

SEC source: 0001657971-18-000044 · edgar.xml · derivative · entry 2

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,055

Underlying: Common Stock · 31,055 shares

Expires 2028-12-07

F2 · derivative.exercise_date: Stock options granted under the Lydall, Inc. 2012 Stock Incentive Plan. Options become exercisable at the rate of 25% per year, beginning one year from initial grant date.

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December 07, 2018 Filed Dec 11, 2018 15:49 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantCommon Stock 11,165 $0.00 $0.00
Disclosure

SEC source: 0001657971-18-000044 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,926

F1 · shares: Represents an award of Performance Shares granted under the Lydall 2012 Stock Incentive Plan, which award is subject to a substantial risk of forfeiture and vests, if at all, to the extent determined upon certification by the Compensation Committee of the Board of Directors of the Company that the Company has achieved certain specified financial performance criteria during the three--year period, January 1, 2019 through December 31, 2021.

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November 09, 2018 Filed Nov 13, 2018 15:37 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantCommon Stock 700 $24.90 $17,430.00
Disclosure

SEC source: 0001657971-18-000036 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,761

F1 · shares: Mr. Gonzales purchased 700 shares of common stock at a reported price of $24.903/share on November 9, 2018.

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May 07, 2018 Filed May 9, 2018 13:54 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantCommon Stock 2,000 $40.71 $81,426.00
Disclosure

SEC source: 0001657971-18-000017 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,061

F1 · shares: Mr. Gonzales purchased 2,000 shares of common stock at a reported price of $40.7125/share on May 7, 2018. The shares were purchased at varying prices in the range of $40.70 to $40.725.

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March 12, 2018 Filed Mar 14, 2018 13:17 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantOption to Buy · Derivative 11,180 $0.00 Strike: $49.35 $0.00
Disclosure

SEC source: 0001428642-18-000004 · edgar.xml · derivative · entry 3

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,180

Underlying: Common Stock · 11,180 shares

Expires 2028-03-12

F3 · derivative.exercise_date: Stock options granted under the Lydall, Inc. 2012 Stock Incentive Plan. Options become exercisable at the rate of 25% per year, beginning one year from initial grant date.

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March 12, 2018 Filed Mar 14, 2018 13:17 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantCommon Stock 3,955 $0.00 $0.00
Disclosure

SEC source: 0001428642-18-000004 · edgar.xml · nonDerivative · entry 2

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,061

F2 · shares: Represents an award of Performance Shares granted under the Lydall, Inc. 2012 Stock Incentive Plan, which award is subject to substantial risk of forfeiture and vests, if at all, to the extent determined upon certification by the Compensation Committee of the Board of Directors of the Company, that the Company has achieved certain specified financial performance criteria during the three-year-period, January 1, 2018 through December 31, 2020.

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March 12, 2018 Filed Mar 14, 2018 13:17 UTC LYDALL INC /DE/ LDL · Entity 134982 GrantCommon Stock 8,106 $0.00 $0.00
Disclosure

SEC source: 0001428642-18-000004 · edgar.xml · nonDerivative · entry 1

Gonzales Randall B · CIK 0001734369 · EXEC VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,106

F1 · shares: Restricted stock award granted under the Lydall, Inc. 2012 Stock Incentive Plan, consisting of 8,106 shares, which shall vest in three equal installments on the first, second and third anniversaries of the Grant Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.