Shribman Daniel

SEC source: 0001193125-26-349679 · ownership.xml · derivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs will vest 25% if the volume weighted average price ("VWAP") during any period of 20 consecutive trading days during a three year period commencing August 12, 2026 (the "Performance Period") equals or exceeds $22.50, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $25.00, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $27.50 and 25% of the PSUs will vest if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $30.00, subject to continuous service with Rare Earths Americas, Inc. through each such date. Following vesting, the Reporting Person shall be subject to an 18-month holding period.

F1 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs will vest 25% if the volume weighted average price ("VWAP") during any period of 20 consecutive trading days during a three year period commencing August 12, 2026 (the "Performance Period") equals or exceeds $22.50, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $25.00, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $27.50 and 25% of the PSUs will vest if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $30.00, subject to continuous service with Rare Earths Americas, Inc. through each such date. Following vesting, the Reporting Person shall be subject to an 18-month holding period.

F1 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs will vest 25% if the volume weighted average price ("VWAP") during any period of 20 consecutive trading days during a three year period commencing August 12, 2026 (the "Performance Period") equals or exceeds $22.50, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $25.00, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $27.50 and 25% of the PSUs will vest if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $30.00, subject to continuous service with Rare Earths Americas, Inc. through each such date. Following vesting, the Reporting Person shall be subject to an 18-month holding period.

SEC source: 0001193125-26-251932 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,796

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

SEC source: 0001193125-26-214910 · ownership.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 138,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares.

F2 · price: Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares.

SEC source: 0001193125-26-214910 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Pursuant to the Restricted Stock Unit Agreement, the shares vested to the recipient on the closing date of the IPO. However, due to lock-up agreements signed pursuant to the Underwriting Agreement, the shares won't settle to the recipient until the lock-up period expires.

F2 · price: Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares.

SEC source: 0001193125-26-214906 · ownership.xml · derivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,610

Underlying: Common Stock · 6,610 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of REA common stock.

F2 · derivative.exercise_price: The Restricted Stock Units will vest on the earlier of one year from the date of grant or the day before REA's annual meeting in 2027, subject to continued employment with REA.

F2 · derivative.exercise_date: The Restricted Stock Units will vest on the earlier of one year from the date of grant or the day before REA's annual meeting in 2027, subject to continued employment with REA.

F2 · derivative.expiration_date: The Restricted Stock Units will vest on the earlier of one year from the date of grant or the day before REA's annual meeting in 2027, subject to continued employment with REA.

SEC source: 0001193125-25-314355 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Clamantis Holdings LLC

Disclosed balance after: 131,393

F1 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.97 and $5.15, inclusive.

SEC source: 0000950170-25-096333 · ownership.xml · nonDerivative · entry 3

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,893

F2 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F2 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

SEC source: 0000950170-25-096333 · ownership.xml · nonDerivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Clamantis Holdings LLC

Disclosed balance after: 91,393

F1 · kind: On January 24, 2025, in connection with his estate planning, Mr. Shribman transferred 91,393 shares of the issuer's common stock for no consideration to Clamantis Holdings, LLC, an entity 100% owned and controlled by Mr. Shribman. Mr. Shribman has voting power over the shares as owner of Clamantis Holdings, LLC.

F1 · price: On January 24, 2025, in connection with his estate planning, Mr. Shribman transferred 91,393 shares of the issuer's common stock for no consideration to Clamantis Holdings, LLC, an entity 100% owned and controlled by Mr. Shribman. Mr. Shribman has voting power over the shares as owner of Clamantis Holdings, LLC.

SEC source: 0000950170-25-096333 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,671

F1 · kind: On January 24, 2025, in connection with his estate planning, Mr. Shribman transferred 91,393 shares of the issuer's common stock for no consideration to Clamantis Holdings, LLC, an entity 100% owned and controlled by Mr. Shribman. Mr. Shribman has voting power over the shares as owner of Clamantis Holdings, LLC.

F1 · price: On January 24, 2025, in connection with his estate planning, Mr. Shribman transferred 91,393 shares of the issuer's common stock for no consideration to Clamantis Holdings, LLC, an entity 100% owned and controlled by Mr. Shribman. Mr. Shribman has voting power over the shares as owner of Clamantis Holdings, LLC.

SEC source: 0000950170-24-071407 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,064

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2024 Annual Meeting of Stockholders on June 7, 2024. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2024 Annual Meeting of Stockholders on June 7, 2024. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

SEC source: 0000950170-23-042812 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,456

F1 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.235 to $14.480, inclusive.

SEC source: 0000899243-23-015478 · doc4.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,456

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2023 Annual Meeting of Stockholders on June 9, 2023. Each RSU represents the right to receive one share of Common Stock. Subject to the director's election to defer the receipt of the RSUs to the director's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2023 Annual Meeting of Stockholders on June 9, 2023. Each RSU represents the right to receive one share of Common Stock. Subject to the director's election to defer the receipt of the RSUs to the director's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

SEC source: 0001493152-23-009976 · ownership.xml · nonDerivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,845

F2 · kind: On March 31, 2023, the reporting person acquired these shares of Common Stock from the Issuer in a transaction approved in advance by the board of directors of the Issuer.

SEC source: 0000899243-23-008414 · doc4.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,642

F1 · price: This transaction was executed in multiple trades and the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were affected upon request to the SEC staff, Alta Equipment Group Inc., or a security holder of Alta Equipment Group Inc.

SEC source: 0001493152-23-009976 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,072

F1 · shares: Represents an award of restricted stock units granted to the reporting person on the transaction date. One-twelfth of the award vests ratably on the last calendar day of each month of the 2023 calendar year, subject to the reporting person's continued service to the Issuer on each applicable vesting date.

SEC source: 0001493152-23-000095 · ownership.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-23-000095 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-034139 · ownership.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-034139 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001213900-22-071408 · ownership.xml · nonDerivative · entry 3

Shribman Daniel · CIK 0001772389 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,960

SEC source: 0001213900-22-071408 · ownership.xml · nonDerivative · entry 2

Shribman Daniel · CIK 0001772389 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,960

SEC source: 0001213900-22-071408 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,710

SEC source: 0001839360-22-000003 · primary_doc.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,470

F1 · shares: Represents a grant of restricted stock that vests in three equal annual installments on each of the first three anniversaries of November 4, 2022, subject to the Reporting Person's continued service to the Issuer through the applicable vesting dates.

F2 · balance_after: Includes shares of common stock acquired in a pro rata distribution in-kind from B. Riley Principal 150 Sponsor Co. LLC, the acquisition of which was exempt pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001493152-22-029943 · ownership.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-029943 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-027375 · ownership.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-027375 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-024466 · ownership.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-024466 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-020851 · ownership.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-020851 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-018193 · ownership.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-018193 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0000899243-22-022093 · doc4.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,642

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2022 annual shareholder meeting on June 9, 2022. Each RSU represents the right to receive one share of Common Stock. Subject to the director's election to defer the receipt of the RSUs to the director's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the annual meeting in the following year.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2022 annual shareholder meeting on June 9, 2022. Each RSU represents the right to receive one share of Common Stock. Subject to the director's election to defer the receipt of the RSUs to the director's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the annual meeting in the following year.

SEC source: 0001493152-22-015558 · ownership.xml · derivative · entry 3

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-015558 · ownership.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-015558 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001628280-22-015215 · wf-form4_165333952862120.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,559

Underlying: Common Stock · 63,559 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

F3 · derivative.expiration_date: Not Applicable

SEC source: 0001628280-22-015215 · wf-form4_165333952862120.xml · derivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,018

Underlying: Common Stock · 145,018 shares

Expires 2027-05-19

F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control.

SEC source: 0001628280-22-014779 · wf-form4_165290759757131.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001628280-22-014779 · wf-form4_165290759757131.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units vested

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

SEC source: 0000899243-22-018223 · doc4.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,761

F1 · price: This transaction was executed in multiple trades and the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were affected upon request to the SEC staff, Alta Equipment Group Inc., or a security holder of Alta Equipment Group Inc.

SEC source: 0001628280-22-014189 · wf-form4_165240025182879.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023,948

F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.435 to $1.460 per share. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.

SEC source: 0001493152-22-012327 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,868

F1 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock reflect the effect of the Reverse Stock Split.

SEC source: 0001628280-22-005179 · wf-form4_164665648376128.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,948

SEC source: 0001628280-21-018274 · wf-form4_163114397261379.xml · derivative · entry 4

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,617

Underlying: Common Stock · 9,617 shares

Expires 2026-06-17

F6 · derivative.exercise_date: The reporting person was granted an option to purchase common stock which vests on the earlier of (i) the first anniversary of the grant date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option shall vest in full upon the consummation of a change in control.

SEC source: 0001628280-21-018274 · wf-form4_163114397261379.xml · derivative · entry 3

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,762

Underlying: Common Stock · 3,762 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F5 · derivative.exercise_date: The reporting person received restricted stock units which vest on the earlier of (i) the first anniversary of the grant date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the restricted stock units shall vest in full upon the consummation of a change in control.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001628280-21-018274 · wf-form4_163114397261379.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001628280-21-018274 · wf-form4_163114397261379.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock units vested

F2 · price: Convert without cost to shares of common stock on a one-for-one basis.

SEC source: 0001493152-21-014830 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,079