Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eos Energy Enterprises, Inc.EOSE · Entity 4901 | Chief Financial officer | January 03, 2022 | January 05, 2022 |
| Heliogen, Inc.HLGN · Entity 78373 | CFO and Head of Strategy | August 02, 2023 | August 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eos Energy Enterprises, Inc.
Report date January 03, 2022 · Filed January 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,939 |
Ending reported balance
After 2022-01-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-03 · Exercise / conversion · Acquired 25,000 · Balance 75,239 F1: RSUs convert without cost to shares of common stock on a one-for-one basis. Row 2 · 2022-01-03 · Tax withholding · Disposed 8,300 · Balance 66,939 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-01-03 · Exercise / conversion · Disposed 25,000 · Balance 0 F2: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which was originally scheduled to vest as follows: 25,000 RSUs vesting on January 3, 2022, 75,000 RSUs to vest on January 2, 2023, and 100,000 RSUs to vest on January 1, 2024, subject to continued service through each vesting date. As previously reported, the vesting of 75,000 RSUs was accelerated on December 20, 2021 and the remaining 100,000 RSUs are forfeited, in each case per the Separation agreement signed between the reporting person and the Issuer. F3: Not applicable |
Filing footnotes · ownership attribution and instrument terms
F1: RSUs convert without cost to shares of common stock on a one-for-one basis.
F2: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which was originally scheduled to vest as follows: 25,000 RSUs vesting on January 3, 2022, 75,000 RSUs to vest on January 2, 2023, and 100,000 RSUs to vest on January 1, 2024, subject to continued service through each vesting date. As previously reported, the vesting of 75,000 RSUs was accelerated on December 20, 2021 and the remaining 100,000 RSUs are forfeited, in each case per the Separation agreement signed between the reporting person and the Issuer.
F3: Not applicable
Heliogen, Inc.
Report date August 02, 2023 · Filed August 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 750,000 |
Reported balance
After 2023-08-02 transaction · row 1
1 source rowRow 1 · 2023-08-02 · Grant · Acquired 750,000 · Balance 750,000 F1: These shares are represented by restricted stock units ("RSUs") granted on August 2, 2023 under Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. 25% of the shares underlying the RSUs vest on July 10, 2024 and 6.25% of the underlying shares vest quarterly on each March 15, June 15, September 15 and December 15 thereafter, subject to the Reporting Person's continuous service. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are represented by restricted stock units ("RSUs") granted on August 2, 2023 under Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. 25% of the shares underlying the RSUs vest on July 10, 2024 and 6.25% of the underlying shares vest quarterly on each March 15, June 15, September 15 and December 15 thereafter, subject to the Reporting Person's continuous service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2023 Filed Aug 4, 2023 17:58 UTC | Heliogen, Inc. HLGN · Entity 78373 | GrantCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-022042 · form4.xml · nonDerivative · entry 1 Kurada Sagar · CIK 0001833526 · CFO and Head of Strategy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 F1 · shares: These shares are represented by restricted stock units ("RSUs") granted on August 2, 2023 under Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. 25% of the shares underlying the RSUs vest on July 10, 2024 and 6.25% of the underlying shares vest quarterly on each March 15, June 15, September 15 and December 15 thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:46 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000329 · wf-form4_164141913564762.xml · derivative · entry 3 Kurada Sagar · CIK 0001833526 · Chief Financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which was originally scheduled to vest as follows: 25,000 RSUs vesting on January 3, 2022, 75,000 RSUs to vest on January 2, 2023, and 100,000 RSUs to vest on January 1, 2024, subject to continued service through each vesting date. As previously reported, the vesting of 75,000 RSUs was accelerated on December 20, 2021 and the remaining 100,000 RSUs are forfeited, in each case per the Separation agreement signed between the reporting person and the Issuer. F3 · derivative.expiration_date: Not applicable F2 · balance_after: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which was originally scheduled to vest as follows: 25,000 RSUs vesting on January 3, 2022, 75,000 RSUs to vest on January 2, 2023, and 100,000 RSUs to vest on January 1, 2024, subject to continued service through each vesting date. As previously reported, the vesting of 75,000 RSUs was accelerated on December 20, 2021 and the remaining 100,000 RSUs are forfeited, in each case per the Separation agreement signed between the reporting person and the Issuer. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:46 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Tax withholdingCommon Stock | 8,300 | $7.60 | $63,080.00 |
DisclosureSEC source: 0001628280-22-000329 · wf-form4_164141913564762.xml · nonDerivative · entry 2 Kurada Sagar · CIK 0001833526 · Chief Financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,939 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:46 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000329 · wf-form4_164141913564762.xml · nonDerivative · entry 1 Kurada Sagar · CIK 0001833526 · Chief Financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:06 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025524 · wf-form4_164020718315671.xml · derivative · entry 3 Kurada Sagar · CIK 0001833526 · Chief Financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which originally vested as follows: 25,000 RSUs shall vest on January 3, 2022, 75,000 RSUs shall vest on January 2, 2023, and 100,000 RSUs shall vest on January 1, 2024, subject to continued service through each vesting date. Vesting of 75,000 units was accelerated per the Separation agreement signed between the reporting person and the Company. F3 · derivative.expiration_date: Not applicable Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:06 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Tax withholdingCommon Stock | 24,761 | $8.13 | $201,306.93 |
DisclosureSEC source: 0001628280-21-025524 · wf-form4_164020718315671.xml · nonDerivative · entry 2 Kurada Sagar · CIK 0001833526 · Chief Financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,239 Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:06 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025524 · wf-form4_164020718315671.xml · nonDerivative · entry 1 Kurada Sagar · CIK 0001833526 · Chief Financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 25, 2021 Filed Mar 30, 2021 21:10 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-006142 · wf-form4_161713859586183.xml · derivative · entry 1 Kurada Sagar · CIK 0001833526 · Chief Financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: (1)Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: (2)The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest as follows: 25,000 RSUs shall vest on January 3, 2022, 75,000 RSUs shall vest on January 2, 2023, and 100,000 RSUs shall vest on January 1, 2024, subject to continued service through each vesting date. F2 · derivative.expiration_date: (2)The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, as amended from time to time, which will vest as follows: 25,000 RSUs shall vest on January 3, 2022, 75,000 RSUs shall vest on January 2, 2023, and 100,000 RSUs shall vest on January 1, 2024, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.