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EMR

EMERSON ELECTRIC CO

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2942
SEC CIK
0000032604
Parsed reports
431

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2016 Filed Nov 22, 2016 14:29 UTC
DELLAQUILA FRANK JSenior Exec. VP and CFO
OtherCommon Stock 1,439 $54.20 $77,993.80
Disclosure

SEC source: 0000950138-16-001471 · edgar.xml · nonDerivative · entry 3

DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) excess plan

Disclosed balance after: 0

F3 · kind: Intra-plan transfer from the Emerson Common Stock Fund to another fund within the respective plan.

F3 · shares: Intra-plan transfer from the Emerson Common Stock Fund to another fund within the respective plan.

F5 · shares: Includes 24 shares acquired since the Reporting Person's last Form 4 filing.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 14:29 UTC
DELLAQUILA FRANK JSenior Exec. VP and CFO
OtherCommon Stock 370 $54.20 $20,054.00
Disclosure

SEC source: 0000950138-16-001471 · edgar.xml · nonDerivative · entry 2

DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) plan

Disclosed balance after: 0

F3 · kind: Intra-plan transfer from the Emerson Common Stock Fund to another fund within the respective plan.

F3 · shares: Intra-plan transfer from the Emerson Common Stock Fund to another fund within the respective plan.

F4 · shares: Includes 17 shares acquired since the Reporting Person's last Form 4 filing.

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November 16, 2016 Filed Nov 22, 2016 14:29 UTC
DELLAQUILA FRANK JSenior Exec. VP and CFO
GiftCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001471 · edgar.xml · nonDerivative · entry 1

DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,467

F1 · kind: Bona fide gift by the Reporting Person of 2,000 shares to the Emerson Directors' and Officers' Charitable Trust.

F1 · shares: Bona fide gift by the Reporting Person of 2,000 shares to the Emerson Directors' and Officers' Charitable Trust.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:20 UTC
Train Michael H.Exec. Pres. Auto. Sols.
GrantRestricted Stock Units · Derivative 15,480 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001458 · edgar.xml · derivative · entry 5

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,480

Underlying: Common Stock · 15,480 shares

Expires not disclosed

F3 · security: Acquisition of 15,480 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Acquisition of 15,480 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F3 · shares: Acquisition of 15,480 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3.

F3 · derivative.exercise_date: Acquisition of 15,480 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F3 · derivative.expiration_date: Acquisition of 15,480 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:20 UTC
Train Michael H.Exec. Pres. Auto. Sols.
GrantCommon Stock 12,027 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001458 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,517

F1 · kind: Acquisition of 12,027 shares pursuant to Rule 16b-3 upon payout of 60% (23,220 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 23,220 units, 12,027 units were paid in shares of Issuer stock, with the remaining 11,193 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:06 UTC
FARR DAVID NDirector · Chairman of Board and CEO
GrantRestricted Stock Units · Derivative 163,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001452 · edgar.xml · derivative · entry 7

FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,400

Underlying: Common Stock · 163,400 shares

Expires not disclosed

F3 · security: Acquisition of 163,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Acquisition of 163,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F3 · shares: Acquisition of 163,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3.

F3 · derivative.exercise_date: Acquisition of 163,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F3 · derivative.expiration_date: Acquisition of 163,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:06 UTC
FARR DAVID NDirector · Chairman of Board and CEO
GrantCommon Stock 127,574 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001452 · edgar.xml · nonDerivative · entry 1

FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751,303

F1 · kind: Acquisition of 127,574 shares pursuant to Rule 16b-3 upon payout of 60% (245,100 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 245,100 units, 127,574 units were paid in shares of Issuer stock, with the remaining 117,526 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:12 UTC
SCHLUETER RICHARD JVP, Contr. & Chief Acc. Off.
GrantRestricted Stock Units · Derivative 10,320 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001456 · edgar.xml · derivative · entry 4

SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,320

Underlying: Common Stock · 10,320 shares

Expires not disclosed

F3 · security: Acquisition of 10,320 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Acquisition of 10,320 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F3 · shares: Acquisition of 10,320 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3.

F3 · derivative.exercise_date: Acquisition of 10,320 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F3 · derivative.expiration_date: Acquisition of 10,320 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:12 UTC
SCHLUETER RICHARD JVP, Contr. & Chief Acc. Off.
GrantCommon Stock 8,514 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001456 · edgar.xml · nonDerivative · entry 1

SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,853

F1 · kind: Acquisition of 8,514 shares pursuant to Rule 16b-3 upon payout of 60% (15,480 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 15,480 units, 8,514 units were paid in shares of Issuer stock, with the remaining 6,966 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:13 UTC
Sharp Robert TExec. Pres. Comm & Res. Sols.
GrantRestricted Stock Units · Derivative 14,620 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001457 · edgar.xml · derivative · entry 5

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,620

Underlying: Common Stock · 14,620 shares

Expires not disclosed

F3 · security: Acquisition of 14,620 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Acquisition of 14,620 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F3 · shares: Acquisition of 14,620 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3.

F3 · derivative.exercise_date: Acquisition of 14,620 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F3 · derivative.expiration_date: Acquisition of 14,620 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:13 UTC
Sharp Robert TExec. Pres. Comm & Res. Sols.
GrantCommon Stock 11,414 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001457 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,728

F1 · kind: Acquisition of 11,414 shares pursuant to Rule 16b-3 upon payout of 60% (21,930 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 21,930 units, 11,414 units were paid in shares of Issuer stock, with the remaining 10,516 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:09 UTC
Pelch Steven J.Snr VP - Org. Planning & Dev.
GrantRestricted Stock Units · Derivative 8,944 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001454 · edgar.xml · derivative · entry 5

Pelch Steven J. · CIK 0001596211 · Snr VP - Org. Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,944

Underlying: Common Stock · 8,944 shares

Expires not disclosed

F4 · security: Acquisition of 8,944 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Acquisition of 8,944 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · shares: Acquisition of 8,944 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

F4 · derivative.exercise_date: Acquisition of 8,944 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · derivative.expiration_date: Acquisition of 8,944 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:09 UTC
Pelch Steven J.Snr VP - Org. Planning & Dev.
GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001454 · edgar.xml · nonDerivative · entry 2

Pelch Steven J. · CIK 0001596211 · Snr VP - Org. Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,647

F3 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:09 UTC
Pelch Steven J.Snr VP - Org. Planning & Dev.
GrantCommon Stock 7,379 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001454 · edgar.xml · nonDerivative · entry 1

Pelch Steven J. · CIK 0001596211 · Snr VP - Org. Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,647

F1 · kind: Acquisition of 7,379 shares pursuant to Rule 16b-3 upon payout of 60% (13,416 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 13,416 units, 7,379 units were paid in shares of Issuer stock, with the remaining 6,037 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:10 UTC
Purvis Edgar M JrExec. Vice President and COO
GrantRestricted Stock Units · Derivative 34,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001455 · edgar.xml · derivative · entry 7

Purvis Edgar M Jr · CIK 0001630755 · Exec. Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,400

Underlying: Common Stock · 34,400 shares

Expires not disclosed

F4 · security: Acquisition of 34,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F4 · kind: Acquisition of 34,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · shares: Acquisition of 34,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

F4 · derivative.exercise_date: Acquisition of 34,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · derivative.expiration_date: Acquisition of 34,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:10 UTC
Purvis Edgar M JrExec. Vice President and COO
GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001455 · edgar.xml · nonDerivative · entry 2

Purvis Edgar M Jr · CIK 0001630755 · Exec. Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,469

F3 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:10 UTC
Purvis Edgar M JrExec. Vice President and COO
GrantCommon Stock 26,857 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001455 · edgar.xml · nonDerivative · entry 1

Purvis Edgar M Jr · CIK 0001630755 · Exec. Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,469

F1 · kind: Acquisition of 26,857 shares pursuant to Rule 16b-3 upon payout of 60% (51,600 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 51,600 units, 26,857 units were paid in shares of Issuer stock, with the remaining 24,743 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:05 UTC
DELLAQUILA FRANK JExec. VP and CFO
GrantRestricted Stock Units · Derivative 44,720 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001451 · edgar.xml · derivative · entry 8

DELLAQUILA FRANK J · CIK 0001470848 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,720

Underlying: Common Stock · 44,720 shares

Expires not disclosed

F6 · security: Acquisition of 44,720 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · kind: Acquisition of 44,720 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F6 · shares: Acquisition of 44,720 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 6.

F6 · derivative.exercise_date: Acquisition of 44,720 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F6 · derivative.expiration_date: Acquisition of 44,720 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:05 UTC
DELLAQUILA FRANK JExec. VP and CFO
GrantCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001451 · edgar.xml · nonDerivative · entry 2

DELLAQUILA FRANK J · CIK 0001470848 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,467

F3 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 6.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:05 UTC
DELLAQUILA FRANK JExec. VP and CFO
GrantCommon Stock 34,915 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001451 · edgar.xml · nonDerivative · entry 1

DELLAQUILA FRANK J · CIK 0001470848 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,467

F1 · kind: Acquisition of 34,915 shares pursuant to Rule 16b-3 upon payout of 60% (67,080 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 67,080 units, 34,915 units were paid in shares of Issuer stock, with the remaining 32,165 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 6.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:08 UTC GrantRestricted Stock Units · Derivative 29,240 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001453 · edgar.xml · derivative · entry 5

MONSER EDWARD L · CIK 0001183480 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,240

Underlying: Common Stock · 29,240 shares

Expires not disclosed

F4 · security: Acquisition of 29,240 restricted stock units pursuant to Rule 16b-3 upon payout of 40% (58,480 units) of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Of these 58,480 units, the reporting person previously transferred the economic interests in 29,240 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership in such units and does not report them as beneficially owned.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Acquisition of 29,240 restricted stock units pursuant to Rule 16b-3 upon payout of 40% (58,480 units) of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Of these 58,480 units, the reporting person previously transferred the economic interests in 29,240 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership in such units and does not report them as beneficially owned.

F4 · shares: Acquisition of 29,240 restricted stock units pursuant to Rule 16b-3 upon payout of 40% (58,480 units) of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Of these 58,480 units, the reporting person previously transferred the economic interests in 29,240 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership in such units and does not report them as beneficially owned.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

F4 · derivative.exercise_date: Acquisition of 29,240 restricted stock units pursuant to Rule 16b-3 upon payout of 40% (58,480 units) of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Of these 58,480 units, the reporting person previously transferred the economic interests in 29,240 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership in such units and does not report them as beneficially owned.

F4 · derivative.expiration_date: Acquisition of 29,240 restricted stock units pursuant to Rule 16b-3 upon payout of 40% (58,480 units) of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Of these 58,480 units, the reporting person previously transferred the economic interests in 29,240 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership in such units and does not report them as beneficially owned.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:08 UTC GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001453 · edgar.xml · nonDerivative · entry 2

MONSER EDWARD L · CIK 0001183480 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,108

F3 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:08 UTC GrantCommon Stock 22,829 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001453 · edgar.xml · nonDerivative · entry 1

MONSER EDWARD L · CIK 0001183480 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,108

F1 · kind: Acquisition of 22,829 shares pursuant to Rule 16b-3 upon payout of 60% (87,720 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 87,720 units, 45,658 units were paid in shares of Issuer stock, with the remaining 42,062 units paid in cash to cover the reporting person's tax obligations. Of these 45,658 earned units, the reporting person previously transferred the economic interests in 22,829 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership and does not report them as beneficially owned.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:04 UTC
Bulanda Mark JVP Acquisitions & Development
GrantRestricted Stock Units · Derivative 17,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001450 · edgar.xml · derivative · entry 5

Bulanda Mark J · CIK 0001687308 · VP Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,200

Underlying: Common Stock · 17,200 shares

Expires not disclosed

F4 · security: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · shares: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

F4 · derivative.exercise_date: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · derivative.expiration_date: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

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November 01, 2016 Filed Nov 3, 2016 20:04 UTC
Bulanda Mark JVP Acquisitions & Development
GrantCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001450 · edgar.xml · nonDerivative · entry 2

Bulanda Mark J · CIK 0001687308 · VP Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,329

F3 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

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November 01, 2016 Filed Nov 3, 2016 20:04 UTC
Bulanda Mark JVP Acquisitions & Development
GrantCommon Stock 13,428 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001450 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · VP Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,329

F1 · kind: Acquisition of 13,428 shares pursuant to Rule 16b-3 upon payout of 60% (25,800 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 25,800 units, 13,428 units were paid in shares of Issuer stock, with the remaining 12,372 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

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November 01, 2016 Filed Nov 3, 2016 20:02 UTC
Bosco Sara YangSr. VP, Secy and Gen. Counsel
GrantRestricted Stock Units · Derivative 6,880 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001449 · edgar.xml · derivative · entry 5

Bosco Sara Yang · CIK 0001673670 · Sr. VP, Secy and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,880

Underlying: Common Stock · 6,880 shares

Expires not disclosed

F4 · security: Acquisition of 6,880 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Acquisition of 6,880 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · shares: Acquisition of 6,880 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

F4 · derivative.exercise_date: Acquisition of 6,880 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · derivative.expiration_date: Acquisition of 6,880 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

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November 01, 2016 Filed Nov 3, 2016 20:02 UTC
Bosco Sara YangSr. VP, Secy and Gen. Counsel
GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001449 · edgar.xml · nonDerivative · entry 2

Bosco Sara Yang · CIK 0001673670 · Sr. VP, Secy and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,729

F3 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

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November 01, 2016 Filed Nov 3, 2016 20:02 UTC
Bosco Sara YangSr. VP, Secy and Gen. Counsel
GrantCommon Stock 5,676 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001449 · edgar.xml · nonDerivative · entry 1

Bosco Sara Yang · CIK 0001673670 · Sr. VP, Secy and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,729

F1 · kind: Acquisition of 5,676 shares pursuant to Rule 16b-3 upon payout of 60% (10,320 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 10,320 units, 5,676 units were paid in shares of Issuer stock, with the remaining 4,644 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

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November 01, 2016 Filed Nov 3, 2016 20:01 UTC
Button Bell KatherineVP & Chief Marketing Officer
GrantRestricted Stock Units · Derivative 17,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001448 · edgar.xml · derivative · entry 4

Button Bell Katherine · CIK 0001687262 · VP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,200

Underlying: Common Stock · 17,200 shares

Expires not disclosed

F3 · security: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F3 · shares: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3.

F3 · derivative.exercise_date: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F3 · derivative.expiration_date: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

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November 01, 2016 Filed Nov 3, 2016 20:01 UTC
Button Bell KatherineVP & Chief Marketing Officer
GrantCommon Stock 13,428 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001448 · edgar.xml · nonDerivative · entry 1

Button Bell Katherine · CIK 0001687262 · VP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,013

F1 · kind: Acquisition of 13,428 shares pursuant to Rule 16b-3 upon payout of 60% (25,800 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 25,800 units, 13,428 units were paid in shares of Issuer stock, with the remaining 12,372 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3.

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October 03, 2016 Filed Oct 5, 2016 19:14 UTC Tax withholdingCOMMON STOCK 834 $53.82 $44,885.88
Disclosure

SEC source: 0000950138-16-001387 · edgar.xml · nonDerivative · entry 1

MONSER EDWARD L · CIK 0001183480 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,279

F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

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October 03, 2016 Filed Oct 5, 2016 19:08 UTC
DELLAQUILA FRANK JExec. VP & CFO
Exercise / conversionCommon Stock 5,003 $53.82 $269,261.46
Disclosure

SEC source: 0000950138-16-001385 · edgar.xml · nonDerivative · entry 1

DELLAQUILA FRANK J · CIK 0001470848 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

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September 07, 2016 Filed Sep 28, 2016 21:30 UTC
Purvis Edgar M JrExec. Vice President and COO
GiftCommon Stock 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001363 · edgar.xml · nonDerivative · entry 1

Purvis Edgar M Jr · CIK 0001630755 · Exec. Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,612

F1 · kind: Bona fide gift by the Reporting Person of 1,400 shares to the Emerson Directors' and Officers' Charitable Trust

F1 · shares: Bona fide gift by the Reporting Person of 1,400 shares to the Emerson Directors' and Officers' Charitable Trust

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

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March 11, 2008 Filed Jul 22, 2020 00:17 UTC PurchaseCommon Stock 1,000,000 $50.00 $50,000,000.00
Disclosure

SEC source: 0000940911-20-000029 · primary_doc.xml · nonDerivative · entry 1

APERTURE TECHNOLOGIES INC · CIK 0000940911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.