Bulanda Mark J

SEC source: 0000950138-22-000252 · edgar.xml · nonDerivative · entry 4

Bulanda Mark J · CIK 0001687308 · Exec Pres Auto Sols

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,825

F4 · kind: Bona fide gift by Reporting Person of 1,891 shares to a charitable trust.

F4 · shares: Bona fide gift by Reporting Person of 1,891 shares to a charitable trust.

F5 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0000950138-22-000252 · edgar.xml · derivative · entry 7

Bulanda Mark J · CIK 0001687308 · Exec Pres Auto Sols

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 1,539 incentive stock options and 38,461 non-qualified stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 1,539 incentive stock options and 38,461 non-qualified stock options exempt under Rule 16b-3.

F7 · price: Price is not applicable to stock options received as incentive compensation.

F6 · derivative.exercise_date: The options vested in three equal installments beginning on the dated indicated.

SEC source: 0000950138-22-000252 · edgar.xml · nonDerivative · entry 3

Bulanda Mark J · CIK 0001687308 · Exec Pres Auto Sols

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,716

F3 · kind: Payment of option exercise price by delivering securities.

F3 · shares: Payment of option exercise price by delivering securities.

SEC source: 0000950138-22-000252 · edgar.xml · nonDerivative · entry 2

Bulanda Mark J · CIK 0001687308 · Exec Pres Auto Sols

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,035

F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.

F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.

SEC source: 0000950138-22-000252 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Exec Pres Auto Sols

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 1,539 incentive stock options and 38,461 non-qualified stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 1,539 incentive stock options and 38,461 non-qualified stock options exempt under Rule 16b-3.

SEC source: 0000950138-22-000209 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Exec Pres Auto Sols

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,493

F1 · kind: Acquisition of 19,974 shares pursuant to Rule 16b-3 upon payout of 36,319 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2022. Of these 36,319 units,19,974 units were paid in shares of Issuer stock, with the remaining 16,345 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to the acquisitions described in Note 1.

SEC source: 0000950138-22-000098 · edgar.xml · derivative · entry 7

Bulanda Mark J · CIK 0001687308 · Exec Pres Auto Sols

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 5,538 non-qualified stock and 4,462 incentive stock options exempt under Rule 16b-3.

F6 · price: Price is not applicable to stock options received as incentive compensation.

F5 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

SEC source: 0000950138-22-000098 · edgar.xml · nonDerivative · entry 4

Bulanda Mark J · CIK 0001687308 · Exec Pres Auto Sols

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,519

F4 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.35 to $97.39. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

SEC source: 0000950138-22-000098 · edgar.xml · nonDerivative · entry 3

Bulanda Mark J · CIK 0001687308 · Exec Pres Auto Sols

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,093

F3 · kind: Payment of option exercise price by delivering securities.

F3 · shares: Payment of option exercise price by delivering securities.

F3 · price: Payment of option exercise price by delivering securities.

SEC source: 0000950138-22-000098 · edgar.xml · nonDerivative · entry 2

Bulanda Mark J · CIK 0001687308 · Exec Pres Auto Sols

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,135

F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F2 · price: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

SEC source: 0000950138-22-000098 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Exec Pres Auto Sols

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 5,538 non-qualified stock and 4,462 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 5,538 non-qualified stock and 4,462 incentive stock options exempt under Rule 16b-3.

SEC source: 0000950138-21-000529 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Exec Pres Auto Sols

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,099

F1 · kind: Bona fide gift by the Reporting Person of 1,327 shares to a charitable trust.

F1 · shares: Bona fide gift by the Reporting Person of 1,327 shares to a charitable trust.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0000950138-21-000479 · edgar.xml · nonDerivative · entry 2

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,426

F3 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 3.

SEC source: 0000950138-21-000479 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,914

F1 · kind: Acquisition of 15,831 shares pursuant to Rule 16b-3 upon payout of 28,785 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2021. Of these 28,785 units, 15,831 units were paid in shares of Issuer stock, with the remaining 12,954 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to the acquisitions described in Note 1.

SEC source: 0000950138-21-000117 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,083

F1 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock.

SEC source: 0000950138-20-000496 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,083

F1 · kind: Bona fide gift by the Reporting Person of 1,630 shares to a charitable trust.

F1 · shares: Bona fide gift by the Reporting Person of 1,630 shares to a charitable trust.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0000950138-20-000438 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,713

F1 · kind: Acquisition of 16,500 shares pursuant to Rule 16b-3 upon payout of 30,000 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2020. Of these 30,000 units, 16,500 units were paid in shares of Issuer stock, with the remaining 13,500 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to the acquisitions described in Note 1.

SEC source: 0000950138-20-000388 · edgar.xml · derivative · entry 6

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2020-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 8,177 non-qualified and 3,823 incentive stock options exempt under Rule 16b-3.

F5 · price: Price is not applicable to stock options received as incentive compensation.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

SEC source: 0000950138-20-000388 · edgar.xml · nonDerivative · entry 3

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,213

F3 · kind: Payment of option exercise price by delivering securities.

F3 · shares: Payment of option exercise price by delivering securities.

SEC source: 0000950138-20-000388 · edgar.xml · nonDerivative · entry 2

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,933

F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

SEC source: 0000950138-20-000388 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 8,177 non-qualified and 3,823 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 8,177 non-qualified and 3,823 incentive stock options exempt under Rule 16b-3.

SEC source: 0000950138-20-000012 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,396

F1 · kind: Bona fide gift by the Reporting Person of 1,111 shares to a charitable trust.

F1 · shares: Bona fide gift by the Reporting Person of 1,111 shares to a charitable trust.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0000950138-19-000510 · edgar.xml · nonDerivative · entry 2

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,507

F3 · kind: Acquisition of 17,655 shares pursuant to Rule 16b-3 upon payout of 32,100 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2019. Of these 32,100 units, 17,655 units were paid in shares of Issuer stock, with the remaining 14,445 units paid in cash to cover the reporting person's tax obligations.

F4 · price: Price is not applicable to the acquisitions described in Note 3.

SEC source: 0000950138-19-000510 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,852

F1 · kind: Bona fide gift by the Reporting Person of 2,000 shares to a charitable trust.

F1 · shares: Bona fide gift by the Reporting Person of 2,000 shares to a charitable trust.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0000950138-18-000606 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Sr. VP Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,852

F1 · kind: Acquisition of 16,005 shares pursuant to Rule 16b-3 upon payout of 29,100 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2018. Of these 29,100 units, 16,005 units were paid in shares of Issuer stock, with the remaining 13,095 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1.

SEC source: 0000950138-17-000786 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Sr. VP Acqs., Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,847

F1 · kind: Bona fide gift by the Reporting Person of 1,571 shares to a charitable trust.

F1 · shares: Bona fide gift by the Reporting Person of 1,571 shares to a charitable trust.

F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

SEC source: 0000950138-17-000692 · edgar.xml · nonDerivative · entry 3

Bulanda Mark J · CIK 0001687308 · Sr. VP Acqs., Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,418

F5 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F5 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F6 · price: Fair market value on date of the vesting described in Note 5.

SEC source: 0000950138-17-000692 · edgar.xml · derivative · entry 6

Bulanda Mark J · CIK 0001687308 · Sr. VP Acqs., Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · derivative.expiration_date: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

SEC source: 0000950138-17-000692 · edgar.xml · nonDerivative · entry 2

Bulanda Mark J · CIK 0001687308 · Sr. VP Acqs., Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,816

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

SEC source: 0000950138-17-000692 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Sr. VP Acqs., Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

SEC source: 0000950138-17-000620 · edgar.xml · derivative · entry 6

Bulanda Mark J · CIK 0001687308 · VP-Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 871 non-qualified stock options and 5,129 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 871 non-qualified stock options and 5,129 incentive stock options exempt under Rule 16b-3.

F5 · price: Price is not applicable to stock options received as incentive compensation.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

SEC source: 0000950138-17-000620 · edgar.xml · nonDerivative · entry 3

Bulanda Mark J · CIK 0001687308 · VP-Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,864

F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

SEC source: 0000950138-17-000620 · edgar.xml · nonDerivative · entry 2

Bulanda Mark J · CIK 0001687308 · VP-Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,892

F2 · kind: Payment of option exercise price by delivering securities.

F2 · shares: Payment of option exercise price by delivering securities.

SEC source: 0000950138-17-000620 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · VP-Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 871 non-qualified stock options and 5,129 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 871 non-qualified stock options and 5,129 incentive stock options exempt under Rule 16b-3.

SEC source: 0000950138-16-001450 · edgar.xml · derivative · entry 5

Bulanda Mark J · CIK 0001687308 · VP Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,200

Underlying: Common Stock · 17,200 shares

Expires not disclosed

F4 · security: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · shares: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

F4 · derivative.exercise_date: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · derivative.expiration_date: Acquisition of 17,200 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

SEC source: 0000950138-16-001450 · edgar.xml · nonDerivative · entry 2

Bulanda Mark J · CIK 0001687308 · VP Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,329

F3 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.

SEC source: 0000950138-16-001450 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · VP Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,329

F1 · kind: Acquisition of 13,428 shares pursuant to Rule 16b-3 upon payout of 60% (25,800 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 25,800 units, 13,428 units were paid in shares of Issuer stock, with the remaining 12,372 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 4.