Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EMERSON ELECTRIC COEMR · Entity 2942 | VP, Contr. & Chief Acc. Off. | December 22, 2017 | December 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EMERSON ELECTRIC CO
Report date December 22, 2017 · Filed December 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,946 |
Ending reported balance
After 2017-12-22 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-12-22 · Exercise / conversion · Acquired 2,666 · Balance 86,824 F1: Exercise of 2,666 nonqualified stock options exempt under Rule 16b-3. Row 2 · 2017-12-22 · Tax withholding · Disposed 1,151 · Balance 85,673 F2: Payment of option exercise price by delivering securities. Row 3 · 2017-12-22 · Tax withholding · Disposed 727 · Balance 84,946 F3: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.03 · Expires 2019-02-19 | Direct | 2,666 |
Reported balance
After 2017-12-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-22 · Exercise / conversion · Disposed 2,666 · Balance 2,666 F1: Exercise of 2,666 nonqualified stock options exempt under Rule 16b-3. F5: Price is not applicable to stock options received as incentive compensation. F4: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 3,335.636 |
Reported balance
Holding disclosure · report date 2017-12-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,335.636 |
| Common StockSEC Table I · non-derivative | Indirect401(k) excess plan | 1,719.325 |
Reported balance
Holding disclosure · report date 2017-12-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,719.325 |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise of 2,666 nonqualified stock options exempt under Rule 16b-3.
F2: Payment of option exercise price by delivering securities.
F3: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
F4: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F5: Price is not applicable to stock options received as incentive compensation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2017 Filed Dec 27, 2017 17:12 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,666 | Not disclosed Strike: $30.03 | Not disclosed |
DisclosureSEC source: 0000950138-17-000834 · edgar.xml · derivative · entry 6 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,666 Underlying: Common Stock · 2,666 shares Expires 2019-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 2,666 nonqualified stock options exempt under Rule 16b-3. F1 · shares: Exercise of 2,666 nonqualified stock options exempt under Rule 16b-3. F5 · price: Price is not applicable to stock options received as incentive compensation. F4 · derivative.exercise_date: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 17:12 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 727 | $69.52 | $50,537.41 |
DisclosureSEC source: 0000950138-17-000834 · edgar.xml · nonDerivative · entry 3 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,946 F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 17:12 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 1,151 | $69.52 | $80,011.77 |
DisclosureSEC source: 0000950138-17-000834 · edgar.xml · nonDerivative · entry 2 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,673 F2 · kind: Payment of option exercise price by delivering securities. F2 · shares: Payment of option exercise price by delivering securities. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 17:12 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionCommon Stock | 2,666 | $30.03 | $80,046.65 |
DisclosureSEC source: 0000950138-17-000834 · edgar.xml · nonDerivative · entry 1 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 2,666 nonqualified stock options exempt under Rule 16b-3. F1 · shares: Exercise of 2,666 nonqualified stock options exempt under Rule 16b-3. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 18:41 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GiftCommon Stock | 1,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-17-000820 · edgar.xml · nonDerivative · entry 1 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,158 F1 · kind: Bona fide gift by the Reporting Person of 1,731 shares to the Emerson Directors' and Officers' Charitable Trust. F1 · shares: Bona fide gift by the Reporting Person of 1,731 shares to the Emerson Directors' and Officers' Charitable Trust. F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:24 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,334 | Not disclosed Strike: $30.03 | Not disclosed |
DisclosureSEC source: 0000950138-17-000805 · edgar.xml · derivative · entry 5 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,666 Underlying: Common Stock · 5,334 shares Expires 2019-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 5,334 incentive stock options exempt under Rule 16b-3. F1 · shares: Exercise of 5,334 incentive stock options exempt under Rule 16b-3. F4 · price: Price is not applicable to stock options received as incentive compensation. F3 · derivative.exercise_date: When taken together with the unexercised options reported in this Form 4 all having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:24 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 2,402 | $66.65 | $160,093.30 |
DisclosureSEC source: 0000950138-17-000805 · edgar.xml · nonDerivative · entry 2 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,889 F2 · kind: Payment of option exercise price by delivering securities. F2 · shares: Payment of option exercise price by delivering securities. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:24 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionCommon Stock | 5,334 | $30.03 | $160,153.35 |
DisclosureSEC source: 0000950138-17-000805 · edgar.xml · nonDerivative · entry 1 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 5,334 incentive stock options exempt under Rule 16b-3. F1 · shares: Exercise of 5,334 incentive stock options exempt under Rule 16b-3. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 20:53 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 1,668 | $62.99 | $105,058.98 |
DisclosureSEC source: 0000950138-17-000699 · edgar.xml · nonDerivative · entry 3 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,957 F5 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. F5 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. F6 · price: Fair market value on date of the vesting described in Note 5. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:53 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionRestricted Stock Units · Derivative | 10,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-17-000699 · edgar.xml · derivative · entry 6 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F1 · shares: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting. F1 · derivative.exercise_date: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F1 · derivative.expiration_date: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:53 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 3,442 | $62.81 | $216,174.81 |
DisclosureSEC source: 0000950138-17-000699 · edgar.xml · nonDerivative · entry 2 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,625 F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3. F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3. F4 · price: Fair market value on date of the vesting described in Note 1. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:53 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionCommon Stock | 10,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-17-000699 · edgar.xml · nonDerivative · entry 1 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F1 · shares: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 18:47 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,429 | Not disclosed Strike: $53.84 | Not disclosed |
DisclosureSEC source: 0000950138-17-000161 · edgar.xml · derivative · entry 6 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,429 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 4,429 non-qualified stock options exempt under Rule 16b-3. F1 · shares: Exercise of 4,429 non-qualified stock options exempt under Rule 16b-3. F5 · price: Price is not applicable to stock options received as incentive compensation. F4 · derivative.exercise_date: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 18:47 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 249 | $62.97 | $15,679.53 |
DisclosureSEC source: 0000950138-17-000161 · edgar.xml · nonDerivative · entry 3 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,747 F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 18:47 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 3,786 | $62.97 | $238,404.42 |
DisclosureSEC source: 0000950138-17-000161 · edgar.xml · nonDerivative · entry 2 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,996 F2 · kind: Payment of option exercise price by delivering securities. F2 · shares: Payment of option exercise price by delivering securities. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 18:47 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionCommon Stock | 4,429 | $53.84 | $238,435.22 |
DisclosureSEC source: 0000950138-17-000161 · edgar.xml · nonDerivative · entry 1 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 4,429 non-qualified stock options exempt under Rule 16b-3. F1 · shares: Exercise of 4,429 non-qualified stock options exempt under Rule 16b-3. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 17:06 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GiftCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-16-001530 · edgar.xml · nonDerivative · entry 1 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,353 F1 · kind: Bona fide gift by the Reporting Person of 1,500 shares to the Emerson Directors' and Officers' Charitable Trust. F1 · shares: Bona fide gift by the Reporting Person of 1,500 shares to the Emerson Directors' and Officers' Charitable Trust. F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:12 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GrantRestricted Stock Units · Derivative | 10,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-16-001456 · edgar.xml · derivative · entry 4 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,320 Underlying: Common Stock · 10,320 shares Expires not disclosed F3 · security: Acquisition of 10,320 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · kind: Acquisition of 10,320 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. F3 · shares: Acquisition of 10,320 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3. F3 · derivative.exercise_date: Acquisition of 10,320 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. F3 · derivative.expiration_date: Acquisition of 10,320 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:12 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GrantCommon Stock | 8,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-16-001456 · edgar.xml · nonDerivative · entry 1 SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,853 F1 · kind: Acquisition of 8,514 shares pursuant to Rule 16b-3 upon payout of 60% (15,480 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 15,480 units, 8,514 units were paid in shares of Issuer stock, with the remaining 6,966 units paid in cash to cover the reporting person's tax obligations. F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.