Train Michael H.

SEC source: 0001686963-26-000004 · wk-form4_1786133164.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,516

F1 · balance_after: Includes 134 shares acquired under the Issuer's employee stock purchase plan since the Reporting Person's last Form 4 filing

SEC source: 0001686963-26-000002 · wk-form4_1775678948.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,711

F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F2 · price: Fair market value on date of withholding described in Note 1.

SEC source: 0001686963-25-000007 · wk-form4_1762809634.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,997

F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F2 · price: Price is not applicable to the acquisition described in Note 1.

SEC source: 0001686963-25-000005 · wk-form4_1762465044.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,428

F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F2 · price: Fair market value on date of withholding described in Note 1.

SEC source: 0001686963-25-000003 · wk-form4_1762377637.xml · nonDerivative · entry 3

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,631

F5 · kind: Grant to Reporting Person of 5,046 restricted stock units under shareholder approved benefit plan pursuance to Rule 16b-3(d).

F5 · shares: Grant to Reporting Person of 5,046 restricted stock units under shareholder approved benefit plan pursuance to Rule 16b-3(d).

F6 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001686963-25-000003 · wk-form4_1762377637.xml · nonDerivative · entry 2

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,585

F3 · kind: Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.

F3 · shares: Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.

F4 · price: Fair market value on date of withholding described in Note 1.

SEC source: 0001686963-25-000003 · wk-form4_1762377637.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,118

F1 · kind: Acquisition of shares pursuant to Rile 16b-3 upon payout of 28,449 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2025.

F1 · shares: Acquisition of shares pursuant to Rile 16b-3 upon payout of 28,449 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2025.

F2 · price: Price is not applicable to the acquisition described in Note 1.

SEC source: 0001628280-25-025076 · wk-form4_1747166890.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,669

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.38 to $119.50, inclusive. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-24-018734 · form4.xml · nonDerivative · entry 2

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,974

F2 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F2 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F3 · price: Fair market value on the date of the withholding described in Note 2.

SEC source: 0001062993-24-018734 · form4.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,408

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.80 to $126.17, inclusive. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-24-018519 · form4.xml · nonDerivative · entry 3

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,933

F5 · kind: Grant to Reporting Person of 8,192 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F5 · shares: Grant to Reporting Person of 8,192 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F6 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-24-018519 · form4.xml · nonDerivative · entry 2

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,741

F3 · kind: Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.

F3 · shares: Shares withheld for required minimum taxes upon vesting of units under a performance share award described in Note 1.

F4 · price: Fair market value on date of withholding described in Note 1.

SEC source: 0001062993-24-018519 · form4.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,904

F1 · kind: Acquisition of shares pursuant to Rule 16b-3 upon payout of 18,488 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2024.

F1 · shares: Acquisition of shares pursuant to Rule 16b-3 upon payout of 18,488 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2024.

F2 · price: Price is not applicable to the acquisition described in Note 1.

SEC source: 0001628280-24-042581 · wk-form4_1728483709.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,416

F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F2 · price: Fair market value on date of the withholding described in Note 1.

SEC source: 0001062993-23-020356 · form4.xml · nonDerivative · entry 2

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,901

F3 · kind: Grant to Reporting Person of 9,744 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F3 · shares: Grant to Reporting Person of 9,744 restricted stock units under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F4 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

SEC source: 0001062993-23-020356 · form4.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,157

F1 · kind: Acquisition of 28,305 shares pursuant to Rule 16b-3 upon payout of 51,465 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2023. Of these 51,465 units, 28,305 units were paid in shares of Issuer stock, with the remaining 23,160 units paid in cash to cover the reporting person's tax obligations.

F1 · shares: Acquisition of 28,305 shares pursuant to Rule 16b-3 upon payout of 51,465 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2023. Of these 51,465 units, 28,305 units were paid in shares of Issuer stock, with the remaining 23,160 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to the acquisitions described in Note 1.

SEC source: 0001062993-23-015947 · form4.xml · derivative · entry 11

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,000 shares

Expires 2025-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of 17,930 non-qualified stock options and 4,070 incentive stock options exempt under Rule 16b-3.

F4 · shares: Exercise of 17,930 non-qualified stock options and 4,070 incentive stock options exempt under Rule 16b-3.

F6 · price: Price is not applicable to stock options received as incentive compensation.

F5 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

SEC source: 0001062993-23-015947 · form4.xml · derivative · entry 10

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,000 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 17,383 non-qualified stock options and 4,617 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 17,383 non-qualified stock options and 4,617 incentive stock options exempt under Rule 16b-3.

F6 · price: Price is not applicable to stock options received as incentive compensation.

F5 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

SEC source: 0001062993-23-015947 · form4.xml · nonDerivative · entry 6

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,852

F3 · kind: Shares withheld for taxes exempt under Rule16b-3 resulting from nonqualified stock option exercise.

F3 · shares: Shares withheld for taxes exempt under Rule16b-3 resulting from nonqualified stock option exercise.

SEC source: 0001062993-23-015947 · form4.xml · nonDerivative · entry 5

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,744

F2 · kind: Payment of option exercise price by delivering securities.

F2 · shares: Payment of option exercise price by delivering securities.

SEC source: 0001062993-23-015947 · form4.xml · nonDerivative · entry 4

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of 17,930 non-qualified stock options and 4,070 incentive stock options exempt under Rule 16b-3.

F4 · shares: Exercise of 17,930 non-qualified stock options and 4,070 incentive stock options exempt under Rule 16b-3.

SEC source: 0001062993-23-015947 · form4.xml · nonDerivative · entry 3

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,076

F3 · kind: Shares withheld for taxes exempt under Rule16b-3 resulting from nonqualified stock option exercise.

F3 · shares: Shares withheld for taxes exempt under Rule16b-3 resulting from nonqualified stock option exercise.

SEC source: 0001062993-23-015947 · form4.xml · nonDerivative · entry 2

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,604

F2 · kind: Payment of option exercise price by delivering securities.

F2 · shares: Payment of option exercise price by delivering securities.

SEC source: 0001062993-23-015947 · form4.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 17,383 non-qualified stock options and 4,617 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 17,383 non-qualified stock options and 4,617 incentive stock options exempt under Rule 16b-3.

SEC source: 0001062993-23-010077 · form4.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,458

F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F2 · price: Fair market value on date of the withholding described in Note 1.

SEC source: 0000950138-22-000221 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,408

F1 · kind: Acquisition of 23,969 shares pursuant to Rule 16b-3 upon payout of 43,582 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2022. Of these 43,582 units, 23,969 units were paid in shares of Issuer stock, with the remaining 19,613 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1.

SEC source: 0000950138-22-000197 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,439

F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F2 · price: Fair market value on date of the withholding described in Note 1.

SEC source: 0000950138-21-000491 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · SVP & Chief Sustain. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,415

F1 · kind: Acquisition of 21,525 shares pursuant to Rule 16b-3 upon payout of 39,137.5 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2021. Of these 39,137.5 units, 21,525 units were paid in shares of Issuer stock, with the remaining 17,612.5 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1.

SEC source: 0000899243-21-015362 · doc4.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,890

F1 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F1 · shares: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock.

SEC source: 0000950138-20-000450 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Pres & Chair Aut Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,890

F1 · kind: Acquisition of 19,250 shares pursuant to Rule 16b-3 upon payout of 35,000 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2020. Of these 35,000 units, 19,250 units were paid in shares of Issuer stock, with the remaining 15,750 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1.

SEC source: 0000950138-20-000331 · edgar.xml · derivative · entry 7

Train Michael H. · CIK 0001686963 · Pres & Chair Aut Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2020-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 16,125 non-qualified stock options and 1,875 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 16,125 non-qualified stock options and 1,875 incentive stock options exempt under Rule 16b-3.

F5 · price: Price is not applicable to stock options received as incentive compensation.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

SEC source: 0000950138-20-000331 · edgar.xml · nonDerivative · entry 3

Train Michael H. · CIK 0001686963 · Pres & Chair Aut Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,640

F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.

F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.

SEC source: 0000950138-20-000331 · edgar.xml · nonDerivative · entry 2

Train Michael H. · CIK 0001686963 · Pres & Chair Aut Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,617

F2 · kind: Payment of option exercise price by delivering securities.

F2 · shares: Payment of option exercise price by delivering securities.

SEC source: 0000950138-20-000331 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Pres & Chair Aut Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 16,125 non-qualified stock options and 1,875 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 16,125 non-qualified stock options and 1,875 incentive stock options exempt under Rule 16b-3.

SEC source: 0000950138-19-000522 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Pres & Chair Aut Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,838

F1 · kind: Acquisition of 23,540 shares pursuant to Rule 16b-3 upon payout of 42,800 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2019. Of these 42,800 units, 23,540 units were paid in shares of Issuer stock, with the remaining 19,260 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1.

SEC source: 0000950138-19-000349 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Pres & Chair Aut Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,298

F1 · shares: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.74 to $63.94. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

SEC source: 0000950138-18-000618 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Pres & Chair Aut Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,576

F1 · kind: Acquisition of 18,673 shares pursuant to Rule 16b-3 upon payout of 33,950 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2018. Of these 33,950 units, 18,673 units were paid in shares of Issuer stock, with the remaining 15,277 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1.

SEC source: 0000950138-18-000535 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,403

F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F2 · price: Fair market value on date of the vesting described in Note 1.

SEC source: 0000950138-18-000559 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,903

F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F3 · kind: On October 9, 2018, the Reporting Person filed a Form 4 reporting shares withheld for taxes on the vesting of restricted stock. That filing reported the number of shares withheld at a 22% withholding rate instead of the required 37% withholding rate. This amendment corrects the amount of shares withheld.

F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F3 · shares: On October 9, 2018, the Reporting Person filed a Form 4 reporting shares withheld for taxes on the vesting of restricted stock. That filing reported the number of shares withheld at a 22% withholding rate instead of the required 37% withholding rate. This amendment corrects the amount of shares withheld.

F2 · price: Fair market value on date of the vesting described in Note 1.

SEC source: 0000950138-18-000514 · edgar.xml · derivative · entry 7

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 8,022 non-qualified stock options and 3,978 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 8,022 non-qualified stock options and 3,978 incentive stock options exempt under Rule 16b-3.

F5 · price: Price is not applicable to stock options received as incentive compensation.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

SEC source: 0000950138-18-000514 · edgar.xml · nonDerivative · entry 3

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,429

F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

SEC source: 0000950138-18-000514 · edgar.xml · nonDerivative · entry 2

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,922

F2 · kind: Payment of option exercise price by delivering securities.

F2 · shares: Payment of option exercise price by delivering securities.

SEC source: 0000950138-18-000514 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 8,022 non-qualified stock options and 3,978 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 8,022 non-qualified stock options and 3,978 incentive stock options exempt under Rule 16b-3.

SEC source: 0000950138-18-000455 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,626

SEC source: 0000950138-18-000360 · edgar.xml · derivative · entry 7

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 3,333 non-qualified stock options and 1,667 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 3,333 non-qualified stock options and 1,667 incentive stock options exempt under Rule 16b-3.

F5 · price: Price is not applicable to stock options received as incentive compensation.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

SEC source: 0000950138-18-000360 · edgar.xml · nonDerivative · entry 3

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,792

F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

SEC source: 0000950138-18-000360 · edgar.xml · nonDerivative · entry 2

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,126

F2 · kind: Payment of option exercise price by delivering securities.

F2 · shares: Payment of option exercise price by delivering securities.

SEC source: 0000950138-18-000360 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 3,333 non-qualified stock options and 1,667 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 3,333 non-qualified stock options and 1,667 incentive stock options exempt under Rule 16b-3.

SEC source: 0000950138-18-000346 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,491

F1 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F1 · shares: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock.

SEC source: 0000950138-17-000708 · edgar.xml · nonDerivative · entry 3

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,491

F5 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F5 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F6 · price: Fair market value on date of the vesting described in Note 5.