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Sharp Robert T

Disclosed activity across 1 company

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153055
SEC CIK
0001687307

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EMERSON ELECTRIC COEMR · Entity 2942Exec. Pres. Comm & Res. Sols.December 17, 2019December 18, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EMERSON ELECTRIC CO

Report date December 17, 2019 · Filed December 18, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect131,315.27 Reported balance After 2019-12-17 transaction · row 1
1 source row

Row 1 · 2019-12-17 · Sale · Disposed 7,000 · Balance 131,315.27

Common StockSEC Table I · non-derivativeIndirectProfit Sharing Plan9.017 Reported balance Holding disclosure · report date 2019-12-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 9.017

Common StockSEC Table I · non-derivativeIndirect401(k) Plan617.811 Reported balance Holding disclosure · report date 2019-12-17 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 617.811

Common StockSEC Table I · non-derivativeIndirect401(k) excess plan1,467.79 Reported balance Holding disclosure · report date 2019-12-17 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,467.79

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2019 Filed Dec 18, 2019 22:07 UTC EMERSON ELECTRIC CO EMR · Entity 2942 SaleCommon Stock 7,000 $76.13 $532,911.40
Disclosure

SEC source: 0000950138-19-000593 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,315.27

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:07 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $58.97 Not disclosed
Disclosure

SEC source: 0000950138-19-000551 · edgar.xml · derivative · entry 11

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of 3,442 incentive stock options and 11,558 non-qualified stock options exempt under Rule 16b-3.

F6 · price: Price is not applicable to stock options received as incentive compensation.

F5 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:07 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $65.07 Not disclosed
Disclosure

SEC source: 0000950138-19-000551 · edgar.xml · derivative · entry 10

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 4,617 incentive stock options and 10,383 non-qualified stock options exempt under Rule 16b-3.

F6 · price: Price is not applicable to stock options received as incentive compensation.

F5 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:07 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Tax withholdingCommon Stock 12,156 $72.76 $884,470.56
Disclosure

SEC source: 0000950138-19-000551 · edgar.xml · nonDerivative · entry 6

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,315.27

F3 · kind: Payment of option exercise price by delivering securities.

F3 · shares: Payment of option exercise price by delivering securities.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:07 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Tax withholdingCommon Stock 981 $72.76 $71,377.56
Disclosure

SEC source: 0000950138-19-000551 · edgar.xml · nonDerivative · entry 5

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,471.27

F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:07 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Exercise / conversionCommon Stock 15,000 $58.97 $884,550.00
Disclosure

SEC source: 0000950138-19-000551 · edgar.xml · nonDerivative · entry 4

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,452.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of 3,442 incentive stock options and 11,558 non-qualified stock options exempt under Rule 16b-3.

F4 · shares: Exercise of 3,442 incentive stock options and 11,558 non-qualified stock options exempt under Rule 16b-3.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:07 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Tax withholdingCommon Stock 13,414 $72.76 $976,002.64
Disclosure

SEC source: 0000950138-19-000551 · edgar.xml · nonDerivative · entry 3

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,452.27

F3 · kind: Payment of option exercise price by delivering securities.

F3 · shares: Payment of option exercise price by delivering securities.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:07 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Tax withholdingCommon Stock 492 $72.76 $35,797.92
Disclosure

SEC source: 0000950138-19-000551 · edgar.xml · nonDerivative · entry 2

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,866.27

F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:07 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Exercise / conversionCommon Stock 15,000 $65.07 $976,050.00
Disclosure

SEC source: 0000950138-19-000551 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,358.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 4,617 incentive stock options and 10,383 non-qualified stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 4,617 incentive stock options and 10,383 non-qualified stock options exempt under Rule 16b-3.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:44 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 23,540 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-19-000520 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,358.27

F1 · kind: Acquisition of 23,540 shares pursuant to Rule 16b-3 upon payout of 42,800 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2019. Of these 42,800 units, 23,540 units were paid in shares of Issuer stock, with the remaining 19,260 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 22:55 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 18,673 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-18-000616 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,818.27

F1 · kind: Acquisition of 18,673 shares pursuant to Rule 16b-3 upon payout of 33,950 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2018. Of these 33,950 units, 18,673 units were paid in shares of Issuer stock, with the remaining 15,277 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1.

Read SEC document
October 08, 2018 Filed Oct 9, 2018 20:18 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Tax withholdingCommon Stock 3,026 $77.51 $234,545.26
Disclosure

SEC source: 0000950138-18-000533 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,145.27

F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F2 · price: Fair market value on date of the vesting described in Note 1.

F3 · balance_after: Includes 348.273 shares acquired under a dividend reinvestment plan.

Read SEC document
April 30, 2018 Filed May 2, 2018 21:27 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-18-000348 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,823

F1 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F1 · shares: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 15:34 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,000 Not disclosed Strike: $53.31 Not disclosed
Disclosure

SEC source: 0000950138-17-000832 · edgar.xml · derivative · entry 7

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2020-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 8,177 non-qualified stock options and 3,823 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 8,177 non-qualified stock options and 3,823 incentive stock options exempt under Rule 16b-3.

F5 · price: Price is not applicable to stock options received as incentive compensation.

F4 · derivative.exercise_date: Options vested in three equal annual installments beginning on the date indicated.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 15:34 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Tax withholdingCommon Stock 868 $68.46 $59,423.28
Disclosure

SEC source: 0000950138-17-000832 · edgar.xml · nonDerivative · entry 3

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,823

F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 15:34 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Tax withholdingCommon Stock 9,343 $68.46 $639,621.78
Disclosure

SEC source: 0000950138-17-000832 · edgar.xml · nonDerivative · entry 2

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,691

F2 · kind: Payment of option exercise price by delivering securities.

F2 · shares: Payment of option exercise price by delivering securities.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 15:34 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Exercise / conversionCommon Stock 12,000 $53.31 $639,720.00
Disclosure

SEC source: 0000950138-17-000832 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 8,177 non-qualified stock options and 3,823 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 8,177 non-qualified stock options and 3,823 incentive stock options exempt under Rule 16b-3.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:54 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Exercise / conversionRestricted Stock Units · Derivative 14,620 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000700 · edgar.xml · derivative · entry 6

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · derivative.expiration_date: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:54 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Tax withholdingCommon Stock 4,876 $62.81 $306,237.18
Disclosure

SEC source: 0000950138-17-000700 · edgar.xml · nonDerivative · entry 2

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,034

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:54 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Exercise / conversionCommon Stock 14,620 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000700 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:45 UTC EMERSON ELECTRIC CO EMR · Entity 2942 SaleCommon Stock 2,000 $58.99 $117,987.00
Disclosure

SEC source: 0000950138-17-000618 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,290

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:02 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $53.84 Not disclosed
Disclosure

SEC source: 0000950138-17-000602 · edgar.xml · derivative · entry 7

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3.

F5 · price: Price is not applicable to stock options received as incentive compensation.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:02 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Tax withholdingCommon Stock 14 $59.54 $833.49
Disclosure

SEC source: 0000950138-17-000602 · edgar.xml · nonDerivative · entry 3

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,290

F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:02 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Tax withholdingCommon Stock 5,424 $59.54 $322,917.84
Disclosure

SEC source: 0000950138-17-000602 · edgar.xml · nonDerivative · entry 2

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,304

F2 · kind: Payment of option exercise price by delivering securities.

F2 · shares: Payment of option exercise price by delivering securities.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:02 UTC EMERSON ELECTRIC CO EMR · Entity 2942 Exercise / conversionCommon Stock 6,000 $53.84 $323,010.00
Disclosure

SEC source: 0000950138-17-000602 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:13 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantRestricted Stock Units · Derivative 14,620 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001457 · edgar.xml · derivative · entry 5

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,620

Underlying: Common Stock · 14,620 shares

Expires not disclosed

F3 · security: Acquisition of 14,620 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Acquisition of 14,620 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F3 · shares: Acquisition of 14,620 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3.

F3 · derivative.exercise_date: Acquisition of 14,620 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

F3 · derivative.expiration_date: Acquisition of 14,620 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:13 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 11,414 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-16-001457 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,728

F1 · kind: Acquisition of 11,414 shares pursuant to Rule 16b-3 upon payout of 60% (21,930 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 21,930 units, 11,414 units were paid in shares of Issuer stock, with the remaining 10,516 units paid in cash to cover the reporting person's tax obligations.

F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.