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EMR

EMERSON ELECTRIC CO

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2942
SEC CIK
0000032604
Parsed reports
431

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2017 Filed Oct 3, 2017 20:40 UTC
Bulanda Mark JSr. VP Acqs., Planning & Dev.
Tax withholdingCommon Stock 2,398 $62.99 $151,038.03
Disclosure

SEC source: 0000950138-17-000692 · edgar.xml · nonDerivative · entry 3

Bulanda Mark J · CIK 0001687308 · Sr. VP Acqs., Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,418

F5 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F5 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.

F6 · price: Fair market value on date of the vesting described in Note 5.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:41 UTC
Train Michael H.Exec. Pres. Auto. Sols.
Exercise / conversionRestricted Stock Units · Derivative 15,480 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000708 · edgar.xml · derivative · entry 7

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 15,480 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (15,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 15,480 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (15,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 15,480 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (15,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 15,480 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (15,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · derivative.expiration_date: Vesting of 15,480 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (15,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:41 UTC
Train Michael H.Exec. Pres. Auto. Sols.
Tax withholdingCommon Stock 5,202 $62.81 $326,711.61
Disclosure

SEC source: 0000950138-17-000708 · edgar.xml · nonDerivative · entry 2

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,312

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:41 UTC
Train Michael H.Exec. Pres. Auto. Sols.
Exercise / conversionCommon Stock 15,480 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000708 · edgar.xml · nonDerivative · entry 1

Train Michael H. · CIK 0001686963 · Exec. Pres. Auto. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 15,480 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (15,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 15,480 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (15,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:53 UTC
SCHLUETER RICHARD JVP, Contr. & Chief Acc. Off.
Exercise / conversionRestricted Stock Units · Derivative 10,320 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000699 · edgar.xml · derivative · entry 6

SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · derivative.expiration_date: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:53 UTC
SCHLUETER RICHARD JVP, Contr. & Chief Acc. Off.
Tax withholdingCommon Stock 3,442 $62.81 $216,174.81
Disclosure

SEC source: 0000950138-17-000699 · edgar.xml · nonDerivative · entry 2

SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,625

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:53 UTC
SCHLUETER RICHARD JVP, Contr. & Chief Acc. Off.
Exercise / conversionCommon Stock 10,320 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000699 · edgar.xml · nonDerivative · entry 1

SCHLUETER RICHARD J · CIK 0001205462 · VP, Contr. & Chief Acc. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 10,320 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (10,320 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:54 UTC
Sharp Robert TExec. Pres. Comm & Res. Sols.
Exercise / conversionRestricted Stock Units · Derivative 14,620 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000700 · edgar.xml · derivative · entry 6

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · derivative.expiration_date: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:54 UTC
Sharp Robert TExec. Pres. Comm & Res. Sols.
Tax withholdingCommon Stock 4,876 $62.81 $306,237.18
Disclosure

SEC source: 0000950138-17-000700 · edgar.xml · nonDerivative · entry 2

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,034

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:54 UTC
Sharp Robert TExec. Pres. Comm & Res. Sols.
Exercise / conversionCommon Stock 14,620 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000700 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 14,620 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (14,620 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:52 UTC
Purvis Edgar M JrExec. Vice President and COO
Exercise / conversionRestricted Stock Units · Derivative 34,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000698 · edgar.xml · derivative · entry 8

Purvis Edgar M Jr · CIK 0001630755 · Exec. Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 34,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (34,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 34,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (34,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 34,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (34,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 34,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (34,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · derivative.expiration_date: Vesting of 34,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (34,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:52 UTC
Purvis Edgar M JrExec. Vice President and COO
Tax withholdingCommon Stock 16,495 $62.81 $1,035,968.48
Disclosure

SEC source: 0000950138-17-000698 · edgar.xml · nonDerivative · entry 2

Purvis Edgar M Jr · CIK 0001630755 · Exec. Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,374

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:52 UTC
Purvis Edgar M JrExec. Vice President and COO
Exercise / conversionCommon Stock 34,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000698 · edgar.xml · nonDerivative · entry 1

Purvis Edgar M Jr · CIK 0001630755 · Exec. Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 34,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (34,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 34,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (34,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:51 UTC
Pelch Steven J.Exec VP - Org. Planning & Dev.
Exercise / conversionRestricted Stock Units · Derivative 8,944 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000697 · edgar.xml · derivative · entry 5

Pelch Steven J. · CIK 0001596211 · Exec VP - Org. Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 8,944 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (8,944 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 8,944 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (8,944 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 8,944 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (8,944 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 8,944 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (8,944 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · derivative.expiration_date: Vesting of 8,944 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (8,944 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:51 UTC
Pelch Steven J.Exec VP - Org. Planning & Dev.
Tax withholdingCommon Stock 2,983 $62.81 $187,347.32
Disclosure

SEC source: 0000950138-17-000697 · edgar.xml · nonDerivative · entry 2

Pelch Steven J. · CIK 0001596211 · Exec VP - Org. Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,608

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:51 UTC
Pelch Steven J.Exec VP - Org. Planning & Dev.
Exercise / conversionCommon Stock 8,944 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000697 · edgar.xml · nonDerivative · entry 1

Pelch Steven J. · CIK 0001596211 · Exec VP - Org. Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 8,944 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (8,944 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 8,944 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (8,944 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:49 UTC Exercise / conversionRestricted Stock Units · Derivative 29,240 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000696 · edgar.xml · derivative · entry 5

MONSER EDWARD L · CIK 0001183480 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 29,240 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (58,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. Of the 58,480 earned units, the reporting person previously transfered the economic interests of 29,240 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership of such units and does not report them as beneficially owned.

F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 29,240 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (58,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. Of the 58,480 earned units, the reporting person previously transfered the economic interests of 29,240 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership of such units and does not report them as beneficially owned.

F1 · shares: Vesting of 29,240 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (58,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. Of the 58,480 earned units, the reporting person previously transfered the economic interests of 29,240 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership of such units and does not report them as beneficially owned.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 29,240 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (58,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. Of the 58,480 earned units, the reporting person previously transfered the economic interests of 29,240 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership of such units and does not report them as beneficially owned.

F1 · derivative.expiration_date: Vesting of 29,240 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (58,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. Of the 58,480 earned units, the reporting person previously transfered the economic interests of 29,240 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership of such units and does not report them as beneficially owned.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:49 UTC Tax withholdingCommon Stock 14,021 $62.81 $880,588.91
Disclosure

SEC source: 0000950138-17-000696 · edgar.xml · nonDerivative · entry 2

MONSER EDWARD L · CIK 0001183480 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,789

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:49 UTC Exercise / conversionCommon Stock 29,240 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000696 · edgar.xml · nonDerivative · entry 1

MONSER EDWARD L · CIK 0001183480 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 29,240 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (58,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. Of the 58,480 earned units, the reporting person previously transfered the economic interests of 29,240 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership of such units and does not report them as beneficially owned.

F1 · shares: Vesting of 29,240 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (58,480 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. Of the 58,480 earned units, the reporting person previously transfered the economic interests of 29,240 units to his ex-wife pursuant to a domestic relations order. Mr. Monser disclaims beneficial ownership of such units and does not report them as beneficially owned.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:46 UTC
FARR DAVID NDirector · Chairman of Board & CEO
Exercise / conversionRestricted Stock Units · Derivative 163,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000695 · edgar.xml · derivative · entry 9

FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 163,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · derivative.expiration_date: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:46 UTC
FARR DAVID NDirector · Chairman of Board & CEO
Tax withholdingCommon Stock 78,351 $62.81 $4,920,834.56
Disclosure

SEC source: 0000950138-17-000695 · edgar.xml · nonDerivative · entry 2

FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905,121

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:46 UTC
FARR DAVID NDirector · Chairman of Board & CEO
Exercise / conversionCommon Stock 163,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000695 · edgar.xml · nonDerivative · entry 1

FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:44 UTC
DELLAQUILA FRANK JSenior Exec. VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 44,720 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000694 · edgar.xml · derivative · entry 8

DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · derivative.expiration_date: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:44 UTC
DELLAQUILA FRANK JSenior Exec. VP and CFO
Tax withholdingCommon Stock 21,444 $62.81 $1,346,790.42
Disclosure

SEC source: 0000950138-17-000694 · edgar.xml · nonDerivative · entry 2

DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,743

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:44 UTC
DELLAQUILA FRANK JSenior Exec. VP and CFO
Exercise / conversionCommon Stock 44,720 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000694 · edgar.xml · nonDerivative · entry 1

DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:41 UTC
Button Bell KatherineSr. VP & Chief Marketing Off.
Exercise / conversionRestricted Stock Units · Derivative 17,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000693 · edgar.xml · derivative · entry 5

Button Bell Katherine · CIK 0001687262 · Sr. VP & Chief Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · derivative.expiration_date: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:41 UTC
Button Bell KatherineSr. VP & Chief Marketing Off.
Tax withholdingCommon Stock 8,248 $62.81 $518,015.64
Disclosure

SEC source: 0000950138-17-000693 · edgar.xml · nonDerivative · entry 2

Button Bell Katherine · CIK 0001687262 · Sr. VP & Chief Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,537

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:41 UTC
Button Bell KatherineSr. VP & Chief Marketing Off.
Exercise / conversionCommon Stock 17,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000693 · edgar.xml · nonDerivative · entry 1

Button Bell Katherine · CIK 0001687262 · Sr. VP & Chief Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:40 UTC
Bulanda Mark JSr. VP Acqs., Planning & Dev.
Exercise / conversionRestricted Stock Units · Derivative 17,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000692 · edgar.xml · derivative · entry 6

Bulanda Mark J · CIK 0001687308 · Sr. VP Acqs., Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · derivative.expiration_date: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:40 UTC
Bulanda Mark JSr. VP Acqs., Planning & Dev.
Tax withholdingCommon Stock 8,248 $62.81 $518,015.64
Disclosure

SEC source: 0000950138-17-000692 · edgar.xml · nonDerivative · entry 2

Bulanda Mark J · CIK 0001687308 · Sr. VP Acqs., Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,816

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:40 UTC
Bulanda Mark JSr. VP Acqs., Planning & Dev.
Exercise / conversionCommon Stock 17,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000692 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · Sr. VP Acqs., Planning & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 17,200 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (17,200 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:39 UTC
Bosco Sara YangSr. VP, Secy and Gen. Counsel
Exercise / conversionRestricted Stock Units · Derivative 6,880 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000691 · edgar.xml · derivative · entry 5

Bosco Sara Yang · CIK 0001673670 · Sr. VP, Secy and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting of 6,880 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (6,880 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of 6,880 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (6,880 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 6,880 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (6,880 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

F1 · derivative.exercise_date: Vesting of 6,880 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (6,880 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · derivative.expiration_date: Vesting of 6,880 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (6,880 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

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September 30, 2017 Filed Oct 3, 2017 20:39 UTC
Bosco Sara YangSr. VP, Secy and Gen. Counsel
Tax withholdingCommon Stock 2,295 $62.81 $144,137.48
Disclosure

SEC source: 0000950138-17-000691 · edgar.xml · nonDerivative · entry 2

Bosco Sara Yang · CIK 0001673670 · Sr. VP, Secy and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,314

F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.

F4 · price: Fair market value on date of the vesting described in Note 1.

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September 30, 2017 Filed Oct 3, 2017 20:39 UTC
Bosco Sara YangSr. VP, Secy and Gen. Counsel
Exercise / conversionCommon Stock 6,880 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-17-000691 · edgar.xml · nonDerivative · entry 1

Bosco Sara Yang · CIK 0001673670 · Sr. VP, Secy and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of 6,880 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (6,880 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F1 · shares: Vesting of 6,880 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (6,880 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.

F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.

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September 22, 2017 Filed Sep 25, 2017 18:09 UTC
Bosco Sara YangSr. VP, Secy and Gen. Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 Not disclosed Strike: $53.84 Not disclosed
Disclosure

SEC source: 0000950138-17-000668 · edgar.xml · derivative · entry 4

Bosco Sara Yang · CIK 0001673670 · Sr. VP, Secy and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of incentive stock options exempt under Rule 16b-3.

F3 · price: Price is not applicable to stock options received as incentive compensation.

F2 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

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September 22, 2017 Filed Sep 25, 2017 18:09 UTC
Bosco Sara YangSr. VP, Secy and Gen. Counsel
Exercise / conversionCommon Stock 2,000 $53.84 $107,670.00
Disclosure

SEC source: 0000950138-17-000668 · edgar.xml · nonDerivative · entry 1

Bosco Sara Yang · CIK 0001673670 · Sr. VP, Secy and Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of incentive stock options exempt under Rule 16b-3.

Read SEC document
September 21, 2017 Filed Sep 22, 2017 17:54 UTC
FARR DAVID NDirector · Chairman of Board and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 172,138 Not disclosed Strike: $53.84 Not disclosed
Disclosure

SEC source: 0000950138-17-000650 · edgar.xml · derivative · entry 9

FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 172,138 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 172,138 non-qualified stock options exempt under Rule 16b-3.

F5 · price: Price is not applicable to stock options received as incentive compensation.

F4 · derivative.exercise_date: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.

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September 21, 2017 Filed Sep 22, 2017 17:54 UTC
FARR DAVID NDirector · Chairman of Board and CEO
Tax withholdingCommon Stock 12,893 $63.80 $822,573.40
Disclosure

SEC source: 0000950138-17-000650 · edgar.xml · nonDerivative · entry 3

FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820,072

F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

Read SEC document
September 21, 2017 Filed Sep 22, 2017 17:54 UTC
FARR DAVID NDirector · Chairman of Board and CEO
Tax withholdingCommon Stock 73,151 $63.80 $4,667,033.80
Disclosure

SEC source: 0000950138-17-000650 · edgar.xml · nonDerivative · entry 2

FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,965

F2 · kind: Payment of option exercise price by delivering securities.

F2 · shares: Payment of option exercise price by delivering securities.

Read SEC document
September 21, 2017 Filed Sep 22, 2017 17:54 UTC
FARR DAVID NDirector · Chairman of Board and CEO
Exercise / conversionCommon Stock 172,138 $53.84 $9,267,049.23
Disclosure

SEC source: 0000950138-17-000650 · edgar.xml · nonDerivative · entry 1

FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,906,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 172,138 non-qualified stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 172,138 non-qualified stock options exempt under Rule 16b-3.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 18:28 UTC
Bulanda Mark JVP-Acquisitions & Development
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $53.84 Not disclosed
Disclosure

SEC source: 0000950138-17-000620 · edgar.xml · derivative · entry 6

Bulanda Mark J · CIK 0001687308 · VP-Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 871 non-qualified stock options and 5,129 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 871 non-qualified stock options and 5,129 incentive stock options exempt under Rule 16b-3.

F5 · price: Price is not applicable to stock options received as incentive compensation.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 18:28 UTC
Bulanda Mark JVP-Acquisitions & Development
Tax withholdingCommon Stock 28 $59.40 $1,663.20
Disclosure

SEC source: 0000950138-17-000620 · edgar.xml · nonDerivative · entry 3

Bulanda Mark J · CIK 0001687308 · VP-Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,864

F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 18:28 UTC
Bulanda Mark JVP-Acquisitions & Development
Tax withholdingCommon Stock 5,437 $59.40 $322,957.80
Disclosure

SEC source: 0000950138-17-000620 · edgar.xml · nonDerivative · entry 2

Bulanda Mark J · CIK 0001687308 · VP-Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,892

F2 · kind: Payment of option exercise price by delivering securities.

F2 · shares: Payment of option exercise price by delivering securities.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 18:28 UTC
Bulanda Mark JVP-Acquisitions & Development
Exercise / conversionCommon Stock 6,000 $53.84 $323,010.00
Disclosure

SEC source: 0000950138-17-000620 · edgar.xml · nonDerivative · entry 1

Bulanda Mark J · CIK 0001687308 · VP-Acquisitions & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 871 non-qualified stock options and 5,129 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 871 non-qualified stock options and 5,129 incentive stock options exempt under Rule 16b-3.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:45 UTC
Sharp Robert TExec. Pres. Comm & Res. Sols.
SaleCommon Stock 2,000 $58.99 $117,987.00
Disclosure

SEC source: 0000950138-17-000618 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,290

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:02 UTC
Sharp Robert TExec. Pres. Comm & Res. Sols.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,000 Not disclosed Strike: $53.84 Not disclosed
Disclosure

SEC source: 0000950138-17-000602 · edgar.xml · derivative · entry 7

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3.

F5 · price: Price is not applicable to stock options received as incentive compensation.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:02 UTC
Sharp Robert TExec. Pres. Comm & Res. Sols.
Tax withholdingCommon Stock 14 $59.54 $833.49
Disclosure

SEC source: 0000950138-17-000602 · edgar.xml · nonDerivative · entry 3

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,290

F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:02 UTC
Sharp Robert TExec. Pres. Comm & Res. Sols.
Tax withholdingCommon Stock 5,424 $59.54 $322,917.84
Disclosure

SEC source: 0000950138-17-000602 · edgar.xml · nonDerivative · entry 2

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,304

F2 · kind: Payment of option exercise price by delivering securities.

F2 · shares: Payment of option exercise price by delivering securities.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 21:02 UTC
Sharp Robert TExec. Pres. Comm & Res. Sols.
Exercise / conversionCommon Stock 6,000 $53.84 $323,010.00
Disclosure

SEC source: 0000950138-17-000602 · edgar.xml · nonDerivative · entry 1

Sharp Robert T · CIK 0001687307 · Exec. Pres. Comm & Res. Sols.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of 429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3.

F1 · shares: Exercise of 429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3.

Read SEC document
May 05, 2017 Filed May 9, 2017 18:55 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,000 Not disclosed Strike: $30.03 Not disclosed
Disclosure

SEC source: 0000950138-17-000373 · edgar.xml · derivative · entry 10

MONSER EDWARD L · CIK 0001183480 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of 36,670 non-qualified stock options and 3,330 incentive stock options exempt under Rule 16b-3.

F4 · shares: Exercise of 36,670 non-qualified stock options and 3,330 incentive stock options exempt under Rule 16b-3.

F6 · price: Price is not applicable to stock options received as incentive compensation.

F5 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.