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EASTMAN CHEMICAL CO

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1780
SEC CIK
0000915389
Parsed reports
685

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 05, 2019 Filed Apr 9, 2019 14:14 UTC GrantPhantom Stock Units · Derivative 366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010323 · doc4.xml · derivative · entry 1

Holder Julie Fasone · CIK 0001536512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,782

Underlying: Common Stock · 366 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 117 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 13:42 UTC GrantPhantom Stock Units · Derivative 366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010317 · doc4.xml · derivative · entry 1

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,198

Underlying: Common Stock · 366 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 814 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 13:38 UTC GrantPhantom Stock Units · Derivative 366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010315 · doc4.xml · derivative · entry 2

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,802

Underlying: Common Stock · 366 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 376 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 13:38 UTC GrantPhantom Stock Units · Derivative 814 $82.38 Strike: $0.00 $67,057.32
Disclosure

SEC source: 0000899243-19-010315 · doc4.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,436

Underlying: Common Stock · 814 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 376 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 13:24 UTC GrantPhantom Stock Units · Derivative 366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010313 · doc4.xml · derivative · entry 2

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,604

Underlying: Common Stock · 366 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 352 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 13:24 UTC GrantPhantom Stock Units · Derivative 796 $82.38 Strike: $0.00 $65,574.48
Disclosure

SEC source: 0000899243-19-010313 · doc4.xml · derivative · entry 1

BEGEMANN BRETT D · CIK 0001243982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,238

Underlying: Common Stock · 796 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 352 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 13:23 UTC GrantPhantom Stock Units · Derivative 366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010312 · doc4.xml · derivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,018

Underlying: Common Stock · 366 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 519 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:39 UTC
King Scott V.CAO & Controller
GrantEmployee Stock Option (right to buy) · Derivative 10,187 $0.00 Strike: $82.69 $0.00
Disclosure

SEC source: 0000899243-19-005663 · doc4.xml · derivative · entry 1

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,187

Underlying: Common Stock · 10,187 shares

Expires 2029-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2020, February 28, 2021, and February 28, 2022, respectively.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 18:40 UTC
LICH BRAD AEVP & CCO
Exercise / conversionRestricted Stock Units · Derivative 23,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-005678 · doc4.xml · derivative · entry 6

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,500 shares

Expires 2019-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

F1 · derivative.exercise_date: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 18:40 UTC
LICH BRAD AEVP & CCO
GrantEmployee Stock Option (right to buy) · Derivative 50,336 $0.00 Strike: $82.69 $0.00
Disclosure

SEC source: 0000899243-19-005678 · doc4.xml · derivative · entry 5

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,336

Underlying: Common Stock · 50,336 shares

Expires 2029-02-27

F3 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2020, February 28, 2021, and February 28, 2022, respectively.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 18:40 UTC
LICH BRAD AEVP & CCO
Tax withholdingCommon Stock 9,248 $82.69 $764,717.12
Disclosure

SEC source: 0000899243-19-005678 · doc4.xml · nonDerivative · entry 2

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,666

F2 · shares: Shares of common stock withheld in satisfaction of tax liability upon vesting of restricted stock units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 18:40 UTC
LICH BRAD AEVP & CCO
Exercise / conversionCommon Stock 23,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-005678 · doc4.xml · nonDerivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:37 UTC
COX MARK KSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 20,974 $0.00 Strike: $82.69 $0.00
Disclosure

SEC source: 0000899243-19-005661 · doc4.xml · derivative · entry 1

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,974

Underlying: Common Stock · 20,974 shares

Expires 2029-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2020, February 28, 2021, and February 28, 2022, respectively.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:36 UTC
BOLDEA LUCIANExecutive VP
GrantEmployee Stock Option (right to buy) · Derivative 45,542 $0.00 Strike: $82.69 $0.00
Disclosure

SEC source: 0000899243-19-005660 · doc4.xml · derivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,542

Underlying: Common Stock · 45,542 shares

Expires 2029-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2020, February 28, 2021, and February 28, 2022, respectively.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:35 UTC GrantEmployee Stock Option (right to buy) · Derivative 28,764 $0.00 Strike: $82.69 $0.00
Disclosure

SEC source: 0000899243-19-005658 · doc4.xml · derivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,764

Underlying: Common Stock · 28,764 shares

Expires 2029-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2020, February 28, 2021, and February 28, 2022, respectively.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:31 UTC
Costa Mark JDirector · CEO & Board Chair
GrantEmployee Stock Option (right to buy) · Derivative 201,343 $0.00 Strike: $82.69 $0.00
Disclosure

SEC source: 0000899243-19-005655 · doc4.xml · derivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,343

Underlying: Common Stock · 201,343 shares

Expires 2029-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2020, February 28, 2021, and February 28, 2022, respectively.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:18 UTC GrantEmployee Stock Option (right to buy) · Derivative 32,359 $0.00 Strike: $82.69 $0.00
Disclosure

SEC source: 0000899243-19-005648 · doc4.xml · derivative · entry 1

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,359

Underlying: Common Stock · 32,359 shares

Expires 2029-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2020, February 28, 2021, and February 28, 2022, respectively.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:25 UTC GrantEmployee Stock Option (right to buy) · Derivative 51,535 $0.00 Strike: $82.69 $0.00
Disclosure

SEC source: 0000899243-19-005652 · doc4.xml · derivative · entry 1

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,535

Underlying: Common Stock · 51,535 shares

Expires 2029-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2020, February 28, 2021, and February 28, 2022, respectively.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:17 UTC
Stuckey PerrySVP, Chf HR Ofcr
GrantEmployee Stock Option (right to buy) · Derivative 26,367 $0.00 Strike: $82.69 $0.00
Disclosure

SEC source: 0000899243-19-005646 · doc4.xml · derivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,367

Underlying: Common Stock · 26,367 shares

Expires 2029-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2020, February 28, 2021, and February 28, 2022, respectively.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:45 UTC
LICH BRAD AEVP & CCO
Tax withholdingCommon Stock 4,212 $82.71 $348,374.52
Disclosure

SEC source: 0000899243-19-004015 · doc4.xml · nonDerivative · entry 2

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,414

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:45 UTC
LICH BRAD AEVP & CCO
GrantCommon Stock 15,298 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004015 · doc4.xml · nonDerivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,626

F1 · shares: Payout under performance shares awarded at beginning of three-year (2016-2018) performance period.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:52 UTC Tax withholdingCommon Stock 4,325 $82.71 $357,720.75
Disclosure

SEC source: 0000899243-19-004036 · doc4.xml · nonDerivative · entry 2

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,830

F3 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:52 UTC GrantCommon Stock 15,590 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004036 · doc4.xml · nonDerivative · entry 1

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,155

F1 · shares: Payout under performance shares awarded at beginning of three-year (2016-2018) performance period.

F2 · balance_after: Excludes 50,000 shares previously reported as directly owned which since August 27, 2018 have been transferred to indirect ownership of 25,000 shares to living trust of which the reporting person is trustee and beneficiary and of 25,000 shares to living trust of which reporting person's spouse is trustee and beneficiary.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:53 UTC
COX MARK KSenior Vice President
Tax withholdingCommon Stock 1,094 $82.71 $90,484.74
Disclosure

SEC source: 0000899243-19-004026 · doc4.xml · nonDerivative · entry 2

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,061

F3 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:53 UTC
COX MARK KSenior Vice President
GrantCommon Stock 4,385 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004026 · doc4.xml · nonDerivative · entry 1

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,155

F1 · shares: Payout under performance shares awarded at beginning of three-year (2016-2018) performance period.

F2 · balance_after: Includes 209 shares acquired since May 7, 2018 from automatic reinvestment of dividends.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:52 UTC
WARMACK DAMON CARYSenior Vice President
Tax withholdingCommon Stock 629 $82.71 $52,024.59
Disclosure

SEC source: 0000899243-19-004025 · doc4.xml · nonDerivative · entry 2

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,856

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:52 UTC
WARMACK DAMON CARYSenior Vice President
GrantCommon Stock 2,485 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004025 · doc4.xml · nonDerivative · entry 1

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

F1 · shares: Payout under performance shares awarded at beginning of three-year (2016-2018) performance period.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:52 UTC
King Scott V.CAO & Controller
Tax withholdingCommon Stock 932 $82.71 $77,085.72
Disclosure

SEC source: 0000899243-19-004024 · doc4.xml · nonDerivative · entry 2

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,620

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:52 UTC
King Scott V.CAO & Controller
GrantCommon Stock 3,654 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004024 · doc4.xml · nonDerivative · entry 1

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,552

F1 · shares: Payout under performance shares awarded at beginning of three-year (2016-2018) performance period.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:49 UTC
Stuckey PerrySVP, Chf HR Ofcr
Tax withholdingCommon Stock 1,922 $82.71 $158,968.62
Disclosure

SEC source: 0000899243-19-004020 · doc4.xml · nonDerivative · entry 2

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,098

F3 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:49 UTC
Stuckey PerrySVP, Chf HR Ofcr
GrantCommon Stock 7,795 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004020 · doc4.xml · nonDerivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,020

F1 · shares: Payout under performance shares awarded at beginning of three-year (2016-2018) performance period.

F2 · balance_after: Includes 750 shares acquired since February 16, 2018 resulting from automatic reinvestment of dividends.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:47 UTC Tax withholdingCommon Stock 2,035 $82.71 $168,314.85
Disclosure

SEC source: 0000899243-19-004018 · doc4.xml · nonDerivative · entry 2

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,653

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:47 UTC GrantCommon Stock 8,282 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004018 · doc4.xml · nonDerivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,688

F1 · shares: Payout under performance shares awarded at beginning of three-year (2016-2018) performance period.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:47 UTC Tax withholdingCommon Stock 2,269 $82.71 $187,668.99
Disclosure

SEC source: 0000899243-19-004019 · doc4.xml · nonDerivative · entry 2

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,670

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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February 15, 2019 Filed Feb 19, 2019 19:47 UTC GrantCommon Stock 9,257 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004019 · doc4.xml · nonDerivative · entry 1

Golden David A. · CIK 0001566694 · SVP,CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,939

F1 · shares: Payout under performance shares awarded at beginning of three-year (2016-2018) performance period.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:43 UTC
BOLDEA LUCIANExecutive VP
Tax withholdingCommon Stock 1,077 $82.71 $89,078.67
Disclosure

SEC source: 0000899243-19-004013 · doc4.xml · nonDerivative · entry 2

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,308

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:43 UTC
BOLDEA LUCIANExecutive VP
GrantCommon Stock 4,385 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004013 · doc4.xml · nonDerivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,385

F1 · shares: Payout under performance shares awarded at beginning of three-year (2016-2018) performance period.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:43 UTC
Costa Mark JDirector · CEO & Board Chair
Tax withholdingCommon Stock 24,920 $82.71 $2,061,133.20
Disclosure

SEC source: 0000899243-19-004011 · doc4.xml · nonDerivative · entry 2

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,576

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 19:43 UTC
Costa Mark JDirector · CEO & Board Chair
GrantCommon Stock 67,912 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004011 · doc4.xml · nonDerivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO & Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,496

F1 · shares: Payout under performance shares awarded at beginning of three-year (2016-2018) performance period.

Read SEC document
February 02, 2019 Filed May 6, 2019 13:46 UTC GrantCommon Stock 1,289 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012146 · doc4.xml · nonDerivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,417

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 7, 2020, subject to certain conditions related to continued service as a director.

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December 07, 2018 Filed Dec 10, 2018 15:54 UTC PurchaseCommon Stock 13,500 $73.21 $988,335.00
Disclosure

SEC source: 0000899243-18-030463 · doc4.xml · nonDerivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,418

F1 · price: Average weighted purchase price for shares acquired in the reported transaction. The shares were purchased in multiple broker's transactions at various prices per share ranging from $73.09 to $73.41. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

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October 05, 2018 Filed Oct 9, 2018 16:20 UTC GrantPhantom Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026393 · doc4.xml · derivative · entry 1

DEMERITT STEPHEN R · CIK 0001206688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,018

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 648 units credited since May 3, 2018 as hypothetical reinvestment of dividend equivalents.

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October 05, 2018 Filed Oct 9, 2018 16:11 UTC GrantPhantom Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026391 · doc4.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,170

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 97 units credited since May 3, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 16:05 UTC GrantPhantom Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026387 · doc4.xml · derivative · entry 2

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,222

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 402 units credited since April 6, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 16:05 UTC GrantPhantom Stock Units · Derivative 636 $91.05 Strike: $0.00 $57,907.80
Disclosure

SEC source: 0000899243-18-026387 · doc4.xml · derivative · entry 1

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,890

Underlying: Common Stock · 636 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 402 units credited since April 6, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 16:08 UTC GrantPhantom Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026389 · doc4.xml · derivative · entry 1

HERNANDEZ ROBERT M · CIK 0001072509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,071

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 244 units credited since April 6, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 16:01 UTC GrantPhantom Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026385 · doc4.xml · derivative · entry 2

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,246

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F4 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F4 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 319 units credited since May 3, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 16:01 UTC GrantPhantom Stock Units · Derivative 680 $91.05 Strike: $0.00 $61,914.00
Disclosure

SEC source: 0000899243-18-026385 · doc4.xml · derivative · entry 1

Alfonso Humberto P · CIK 0001406985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,914

Underlying: Common Stock · 680 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 319 units credited since May 3, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 15:36 UTC
Mink Kim AnnDirector
GrantPhantom Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026377 · doc4.xml · derivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 15:41 UTC GrantPhantom Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026379 · doc4.xml · derivative · entry 1

RAISBECK DAVID W · CIK 0001236453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,601

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 512 units credited since April 6, 2018 as hypothetical reinvestment of dividend equivalents.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.