EFSC

SEC source: 0001127602-24-012874 · form4.xml · nonDerivative · entry 2

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,056

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-24-012874 · form4.xml · nonDerivative · entry 1

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-012872 · form4.xml · derivative · entry 11

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 761

Underlying: Common Stock · 381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F11 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F11 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-24-012872 · form4.xml · nonDerivative · entry 2

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,695

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-24-012872 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-013619 · form4.xml · nonDerivative · entry 2

GUEST ROBERT E JR · CIK 0001203646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,399

F1 · kind: Transfer of shares from indirect to direct holding that the reporting person is voluntarily disclosing.

SEC source: 0001127602-24-013619 · form4.xml · nonDerivative · entry 1

GUEST ROBERT E JR · CIK 0001203646 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Guest Family Trust 2001

Disclosed balance after: 0

F1 · kind: Transfer of shares from indirect to direct holding that the reporting person is voluntarily disclosing.

SEC source: 0001127602-24-007732 · form4.xml · derivative · entry 3

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,791

Underlying: Common Stock · 3,791 shares

Expires 2034-02-28

F3 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007732 · form4.xml · derivative · entry 2

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724

Underlying: Common Stock · 724 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F2 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F2 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007730 · form4.xml · derivative · entry 6

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,460

Underlying: Common Stock · 7,460 shares

Expires 2034-02-28

F5 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007730 · form4.xml · derivative · entry 5

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,425

Underlying: Common Stock · 1,425 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007728 · form4.xml · derivative · entry 4

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,722

Underlying: Common Stock · 2,722 shares

Expires 2034-02-28

F4 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007728 · form4.xml · derivative · entry 3

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520

Underlying: Common Stock · 520 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007726 · form4.xml · derivative · entry 3

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,551

Underlying: Common Stock · 7,551 shares

Expires 2034-02-28

F3 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007726 · form4.xml · derivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,443

Underlying: Common Stock · 1,443 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F2 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F2 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007722 · form4.xml · derivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,786

Underlying: Common Stock · 7,786 shares

Expires 2034-02-28

F4 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007722 · form4.xml · derivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,487

Underlying: Common Stock · 1,487 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007719 · form4.xml · derivative · entry 4

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,817

Underlying: Common Stock · 9,817 shares

Expires 2034-02-28

F4 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007719 · form4.xml · derivative · entry 3

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007715 · form4.xml · derivative · entry 5

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,163

Underlying: Common Stock · 15,163 shares

Expires 2034-02-28

F5 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007715 · form4.xml · derivative · entry 4

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,897

Underlying: Common Stock · 2,897 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007712 · form4.xml · derivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,661

Underlying: Common Stock · 30,661 shares

Expires 2034-02-28

F5 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007712 · form4.xml · derivative · entry 4

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,857

Underlying: Common Stock · 5,857 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

SEC source: 0001127602-24-007042 · form4.xml · derivative · entry 6

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F4 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-24-007042 · form4.xml · nonDerivative · entry 4

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,787

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-24-007042 · form4.xml · nonDerivative · entry 3

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-007036 · form4.xml · derivative · entry 7

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F5 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F5 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-24-007036 · form4.xml · nonDerivative · entry 4

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,428

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-24-007036 · form4.xml · nonDerivative · entry 3

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-007054 · form4.xml · derivative · entry 5

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,978

Underlying: Common Stock · 4,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F5 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F5 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-24-007054 · form4.xml · nonDerivative · entry 3

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,134

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-24-007054 · form4.xml · nonDerivative · entry 2

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-007051 · form4.xml · derivative · entry 6

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,652

Underlying: Common Stock · 3,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F5 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F5 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-24-007051 · form4.xml · nonDerivative · entry 5

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,573

F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-24-007051 · form4.xml · nonDerivative · entry 4

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-007048 · form4.xml · derivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,964

Underlying: Common Stock · 7,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F5 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F5 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-24-007048 · form4.xml · nonDerivative · entry 4

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,880

F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-24-007048 · form4.xml · nonDerivative · entry 3

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-007045 · form4.xml · derivative · entry 3

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,652

Underlying: Common Stock · 3,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F3 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-24-007045 · form4.xml · nonDerivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,865

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-24-007045 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-007042 · form4.xml · derivative · entry 5

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213

Underlying: Common Stock · 213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F3 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-24-007042 · form4.xml · nonDerivative · entry 2

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,614

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-24-007042 · form4.xml · nonDerivative · entry 1

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-007039 · form4.xml · derivative · entry 4

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,978

Underlying: Common Stock · 4,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F4 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-24-007039 · form4.xml · nonDerivative · entry 3

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,006

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-24-007039 · form4.xml · nonDerivative · entry 2

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-007036 · form4.xml · derivative · entry 6

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F4 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

SEC source: 0001127602-24-007036 · form4.xml · nonDerivative · entry 2

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,194

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

SEC source: 0001127602-24-007036 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.