Tapewire

Nasdaq · USD

EFSC

ENTERPRISE FINANCIAL SERVICES CORP

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Tapewire entity
4422
SEC CIK
0001025835
Parsed reports
646

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2025 Filed Mar 6, 2025 16:07 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
GrantNon Qualified Stock Option (Right to Buy) · Derivative 3,976 $0.00 Strike: $57.17 $0.00
Disclosure

SEC source: 0001127602-25-008497 · form4.xml · derivative · entry 10

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,976

Underlying: Common Stock · 3,976 shares

Expires 2035-03-04

F9 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:07 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
GrantRestricted Share Units · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008497 · form4.xml · derivative · entry 9

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F8 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:05 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
GrantNon Qualified Stock Option (Right to Buy) · Derivative 4,100 $0.00 Strike: $57.17 $0.00
Disclosure

SEC source: 0001127602-25-008495 · form4.xml · derivative · entry 11

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Common Stock · 4,100 shares

Expires 2035-03-04

F10 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:05 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
GrantRestricted Share Units · Derivative 1,371 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008495 · form4.xml · derivative · entry 10

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,371

Underlying: Common Stock · 1,371 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:04 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 5,169 $0.00 Strike: $57.17 $0.00
Disclosure

SEC source: 0001127602-25-008493 · form4.xml · derivative · entry 11

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,169

Underlying: Common Stock · 5,169 shares

Expires 2035-03-04

F10 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:04 UTC GrantRestricted Share Units · Derivative 1,728 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008493 · form4.xml · derivative · entry 10

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,728

Underlying: Common Stock · 1,728 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:03 UTC
KEENE S TURNERSEVP, Chief Financial Officer
GrantNon Qualified Stock Option (Right to Buy) · Derivative 7,984 $0.00 Strike: $57.17 $0.00
Disclosure

SEC source: 0001127602-25-008491 · form4.xml · derivative · entry 12

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,984

Underlying: Common Stock · 7,984 shares

Expires 2035-03-04

F11 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:03 UTC
KEENE S TURNERSEVP, Chief Financial Officer
GrantRestricted Share Units · Derivative 2,670 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008491 · form4.xml · derivative · entry 11

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,670

Underlying: Common Stock · 2,670 shares

Expires not disclosed

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F10 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:01 UTC
LALLY JAMES BRIANDirector · CEO
GrantNon Qualified Stock Option (Right to Buy) · Derivative 16,144 $0.00 Strike: $57.17 $0.00
Disclosure

SEC source: 0001127602-25-008489 · form4.xml · derivative · entry 12

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,144

Underlying: Common Stock · 16,144 shares

Expires 2035-03-04

F11 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:01 UTC
LALLY JAMES BRIANDirector · CEO
GrantRestricted Share Units · Derivative 5,398 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008489 · form4.xml · derivative · entry 11

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,398

Underlying: Common Stock · 5,398 shares

Expires not disclosed

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F10 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 14:58 UTC SaleCommon Stock 5,525 $58.47 $323,046.75
Disclosure

SEC source: 0001127602-25-007372 · form4.xml · nonDerivative · entry 1

HAVEL JAMES M · CIK 0001602629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,447

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:29 UTC
DUMLAO TROYEVP, Chief Accounting Officer
Exercise / conversionRestricted Share Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006783 · form4.xml · derivative · entry 11

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F11 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F11 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:29 UTC
DUMLAO TROYEVP, Chief Accounting Officer
Tax withholdingCommon Stock 96 $58.12 $5,579.52
Disclosure

SEC source: 0001127602-25-006783 · form4.xml · nonDerivative · entry 2

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,855

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:29 UTC
DUMLAO TROYEVP, Chief Accounting Officer
Exercise / conversionCommon Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006783 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:27 UTC
Huffman BridgetSEVP, Chief Risk Officer
Exercise / conversionRestricted Share Units · Derivative 213 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006781 · form4.xml · derivative · entry 10

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F10 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:27 UTC
Huffman BridgetSEVP, Chief Risk Officer
Tax withholdingCommon Stock 90 $58.12 $5,230.80
Disclosure

SEC source: 0001127602-25-006781 · form4.xml · nonDerivative · entry 2

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,579

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:27 UTC
Huffman BridgetSEVP, Chief Risk Officer
Exercise / conversionCommon Stock 213 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006781 · form4.xml · nonDerivative · entry 1

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:50 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 1,756 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003235 · form4.xml · derivative · entry 16

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F12 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

F12 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:50 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Tax withholdingCommon Stock 2,512 $58.87 $147,881.44
Disclosure

SEC source: 0001127602-25-003235 · form4.xml · nonDerivative · entry 6

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,726

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:50 UTC
KEENE S TURNERSEVP, Chief Financial Officer
GrantCommon Stock 5,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003235 · form4.xml · nonDerivative · entry 5

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,238

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:50 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Tax withholdingCommon Stock 3,190 $58.87 $187,795.30
Disclosure

SEC source: 0001127602-25-003235 · form4.xml · nonDerivative · entry 4

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,550

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:50 UTC
KEENE S TURNERSEVP, Chief Financial Officer
GrantCommon Stock 7,022 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003235 · form4.xml · nonDerivative · entry 3

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,740

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:50 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Tax withholdingCommon Stock 776 $58.87 $45,683.12
Disclosure

SEC source: 0001127602-25-003235 · form4.xml · nonDerivative · entry 2

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,718

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:50 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,756 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003235 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC
LALLY JAMES BRIANDirector · CEO
Exercise / conversionRestricted Share Units · Derivative 3,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · derivative · entry 16

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F12 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

F12 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC
LALLY JAMES BRIANDirector · CEO
Tax withholdingCommon Stock 5,022 $58.87 $295,645.14
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 6

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,663

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC
LALLY JAMES BRIANDirector · CEO
GrantCommon Stock 11,639 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,685

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC
LALLY JAMES BRIANDirector · CEO
Tax withholdingCommon Stock 5,815 $58.87 $342,329.05
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 4

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,046

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC
LALLY JAMES BRIANDirector · CEO
GrantCommon Stock 14,368 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 3

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,861

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC
LALLY JAMES BRIANDirector · CEO
Tax withholdingCommon Stock 1,583 $58.87 $93,191.21
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 2

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,493

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC
LALLY JAMES BRIANDirector · CEO
Exercise / conversionCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:48 UTC
PONDER MARK GSEVP, Chief Admin. Officer
Exercise / conversionRestricted Share Units · Derivative 862 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003230 · form4.xml · derivative · entry 17

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F12 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

F12 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:48 UTC
PONDER MARK GSEVP, Chief Admin. Officer
Tax withholdingCommon Stock 1,230 $58.87 $72,410.10
Disclosure

SEC source: 0001127602-25-003230 · form4.xml · nonDerivative · entry 6

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,041

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:48 UTC
PONDER MARK GSEVP, Chief Admin. Officer
GrantCommon Stock 2,793 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003230 · form4.xml · nonDerivative · entry 5

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,271

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:48 UTC
PONDER MARK GSEVP, Chief Admin. Officer
Tax withholdingCommon Stock 1,629 $58.87 $95,899.23
Disclosure

SEC source: 0001127602-25-003230 · form4.xml · nonDerivative · entry 4

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,478

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:48 UTC
PONDER MARK GSEVP, Chief Admin. Officer
GrantCommon Stock 3,448 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003230 · form4.xml · nonDerivative · entry 3

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,107

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:48 UTC
PONDER MARK GSEVP, Chief Admin. Officer
Tax withholdingCommon Stock 380 $58.87 $22,370.60
Disclosure

SEC source: 0001127602-25-003230 · form4.xml · nonDerivative · entry 2

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,659

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:48 UTC
PONDER MARK GSEVP, Chief Admin. Officer
Exercise / conversionCommon Stock 862 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003230 · form4.xml · nonDerivative · entry 1

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Exercise / conversionRestricted Share Units · Derivative 874 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · derivative · entry 14

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

F10 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

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February 03, 2025 Filed Feb 5, 2025 21:45 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Tax withholdingCommon Stock 1,248 $58.87 $73,469.76
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · nonDerivative · entry 6

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,389

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

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February 03, 2025 Filed Feb 5, 2025 21:45 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
GrantCommon Stock 2,832 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · nonDerivative · entry 5

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,637

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

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February 03, 2025 Filed Feb 5, 2025 21:45 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Tax withholdingCommon Stock 1,650 $58.87 $97,135.50
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · nonDerivative · entry 4

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,805

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
GrantCommon Stock 3,496 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · nonDerivative · entry 3

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,455

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Tax withholdingCommon Stock 385 $58.87 $22,664.95
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · nonDerivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,959

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:45 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Exercise / conversionCommon Stock 874 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003225 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:42 UTC
DUMLAO TROYEVP, Chief Accounting Officer
Tax withholdingCommon Stock 326 $58.87 $19,191.62
Disclosure

SEC source: 0001127602-25-003219 · form4.xml · nonDerivative · entry 2

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,707

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:42 UTC
DUMLAO TROYEVP, Chief Accounting Officer
GrantCommon Stock 734 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003219 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,033

F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:40 UTC Exercise / conversionRestricted Share Units · Derivative 1,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003214 · form4.xml · derivative · entry 15

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F11 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

F11 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

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February 03, 2025 Filed Feb 5, 2025 21:40 UTC Tax withholdingCommon Stock 1,483 $58.87 $87,304.21
Disclosure

SEC source: 0001127602-25-003214 · form4.xml · nonDerivative · entry 6

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,790

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:40 UTC GrantCommon Stock 3,798 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003214 · form4.xml · nonDerivative · entry 5

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,273

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.