Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2021 Filed Jun 4, 2021 14:01 UTC |
BAUCHE DOUGLASChief Credit Officer
|
OtherCommon Stock | 488 | $29.32 | $14,308.16 |
DisclosureSEC source: 0001127602-21-019155 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,691 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2020 through May 31, 2021. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 1, 2020. Read SEC document |
| May 04, 2021 Filed May 6, 2021 14:55 UTC |
Eulich John SDirector
|
PurchaseCommon Stock | 7,500 | $49.79 | $373,425.00 |
DisclosureSEC source: 0001127602-21-015632 · form4.xml · nonDerivative · entry 1 Eulich John S · CIK 0001336954 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 93,055 F1 · kind: This transaction was conducted pursuant to a 10b5-1 plan entered into in 2020 that specifies the number of shares, the price and date of all purchase transactions to be executed pursuant to the plan. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.20 to $50.38, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 14:24 UTC |
DUMLAO TROYSVP, Chief Accounting Officer
|
Exercise / conversionRestricted Share Units · Derivative | 366 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012883 · form4.xml · derivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366 Underlying: Common Stock · 366 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 1, 2022. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F3 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 1, 2022. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 14:24 UTC |
DUMLAO TROYSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 129 | $49.58 | $6,395.82 |
DisclosureSEC source: 0001127602-21-012883 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,952 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 14:24 UTC |
DUMLAO TROYSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 366 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012883 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 14:47 UTC |
SANBORN RICHARDDirector
|
SaleCommon Stock | 1,000 | $48.06 | $48,060.00 |
DisclosureSEC source: 0001127602-21-010923 · form4.xml · nonDerivative · entry 1 SANBORN RICHARD · CIK 0001192274 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Foundation Disclosed balance after: 8,205 F1 · ownership.nature: Shares are held by a family charitable foundation and the reporting person has no pecuniary interest in the shares. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 14:13 UTC |
Deutsch James F.Director
|
SaleCommon Stock | 50,000 | $50.65 | $2,532,500.00 |
DisclosureSEC source: 0001127602-21-010717 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 546,384 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.55 to $51.68, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote F2 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:04 UTC |
KEENE S TURNEREVP, Chief Financial Officer
|
Exercise / conversionRestricted Share Units · Derivative | 1,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009993 · form4.xml · derivative · entry 4 KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSU's vest 50% on the first anniversary of the closing date of the merger with Trinity Capital Corporation and 50% on the second anniversary of the closing of the merger with Trinity Capital Corporation, subject to continued employment of the reporting person and other terms of the award agreement. On the vesting date, the reporting person will receive one share of Common Stock for each RSU. F4 · derivative.expiration_date: The RSU's vest 50% on the first anniversary of the closing date of the merger with Trinity Capital Corporation and 50% on the second anniversary of the closing of the merger with Trinity Capital Corporation, subject to continued employment of the reporting person and other terms of the award agreement. On the vesting date, the reporting person will receive one share of Common Stock for each RSU. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:04 UTC |
KEENE S TURNEREVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 518 | $48.74 | $25,247.32 |
DisclosureSEC source: 0001127602-21-009993 · form4.xml · nonDerivative · entry 2 KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,049 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:04 UTC |
KEENE S TURNEREVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 1,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009993 · form4.xml · nonDerivative · entry 1 KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 17:03 UTC |
Deutsch James F.Director
|
SaleCommon Stock | 100,000 | $45.46 | $4,546,000.00 |
DisclosureSEC source: 0001127602-21-009839 · form4.xml · nonDerivative · entry 1 Deutsch James F. · CIK 0001561111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Patriot Financial Group Disclosed balance after: 596,384 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $46.12, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with in the ranges set forth in this footnote F2 · ownership.nature: The shares are held by Patriot Financial Group: each of Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (together, the "Patriot Funds"). The reporting person is a Managing Director of Patriot Financial Group. and expressly disclaims beneficial ownership of these shares, except to the extent of his indirect pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:03 UTC |
DUMLAO TROYSVP, Chief Accounting Officer
|
Exercise / conversionRestricted Share Units · Derivative | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008592 · form4.xml · derivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737 Underlying: Common Stock · 369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F3 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:03 UTC |
DUMLAO TROYSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 130 | $43.00 | $5,590.00 |
DisclosureSEC source: 0001127602-21-008592 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:03 UTC |
DUMLAO TROYSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008592 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 16:53 UTC |
PONDER MARK GEVP, Chief Admin. Officer
|
GrantNon Qualified Stock Option (Right to Buy) · Derivative | 4,521 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001127602-21-008217 · form4.xml · derivative · entry 5 PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,521 Underlying: Common Stock · 4,521 shares Expires 2031-02-25 F4 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/25/24. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 16:53 UTC |
PONDER MARK GEVP, Chief Admin. Officer
|
GrantRestricted Share Units · Derivative | 857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008217 · form4.xml · derivative · entry 4 PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857 Underlying: Common Stock · 857 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 16:51 UTC |
IANNACONE NICOLE MEVP, Chief Risk Officer
|
GrantNon Qualified Stock Option (Right to Buy) · Derivative | 4,521 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001127602-21-008215 · form4.xml · derivative · entry 3 IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,521 Underlying: Common Stock · 4,521 shares Expires 2031-02-25 F3 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/25/24. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 16:51 UTC |
IANNACONE NICOLE MEVP, Chief Risk Officer
|
GrantRestricted Share Units · Derivative | 857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008215 · form4.xml · derivative · entry 2 IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857 Underlying: Common Stock · 857 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. F2 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:05 UTC |
KEENE S TURNEREVP, Chief Financial Officer
|
GrantNon Qualified Stock Option (Right to Buy) · Derivative | 9,042 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001127602-21-008198 · form4.xml · derivative · entry 4 KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,042 Underlying: Common Stock · 9,042 shares Expires 2031-02-25 F4 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/25/24. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:05 UTC |
KEENE S TURNEREVP, Chief Financial Officer
|
GrantRestricted Share Units · Derivative | 1,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008198 · form4.xml · derivative · entry 3 KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715 Underlying: Common Stock · 1,715 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:04 UTC |
LALLY JAMES BRIANDirector · CEO
|
GrantNon Qualified Stock Option (Right to Buy) · Derivative | 17,637 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001127602-21-008196 · form4.xml · derivative · entry 5 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,637 Underlying: Common Stock · 17,637 shares Expires 2031-02-25 F5 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/25/24. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:04 UTC |
LALLY JAMES BRIANDirector · CEO
|
GrantRestricted Share Units · Derivative | 3,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008196 · form4.xml · derivative · entry 4 LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,345 Underlying: Common Stock · 3,345 shares Expires not disclosed F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:02 UTC |
DUMLAO TROYSVP, Chief Accounting Officer
|
GrantNon Qualified Stock Option (Right to Buy) · Derivative | 1,058 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001127602-21-008193 · form4.xml · derivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,058 Underlying: Common Stock · 1,058 shares Expires 2031-02-25 F3 · derivative.exercise_date: The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:02 UTC |
DUMLAO TROYSVP, Chief Accounting Officer
|
GrantRestricted Share Units · Derivative | 989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008193 · form4.xml · derivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989 Underlying: Common Stock · 989 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F2 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:00 UTC |
Goodman Scott RichardPresident
|
GrantNon Qualified Stock Option (Right to Buy) · Derivative | 6,280 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001127602-21-008191 · form4.xml · derivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,280 Underlying: Common Stock · 6,280 shares Expires 2031-02-25 F4 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/25/24. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:00 UTC |
Goodman Scott RichardPresident
|
GrantRestricted Share Units · Derivative | 1,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008191 · form4.xml · derivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,191 Underlying: Common Stock · 1,191 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 14:55 UTC |
BAUCHE DOUGLASChief Credit Officer
|
GrantNon Qualified Stock Option (Right to Buy) · Derivative | 4,730 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001127602-21-008186 · form4.xml · derivative · entry 4 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,730 Underlying: Common Stock · 4,730 shares Expires 2031-02-25 F4 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/25/24. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 14:55 UTC |
BAUCHE DOUGLASChief Credit Officer
|
GrantRestricted Share Units · Derivative | 897 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008186 · form4.xml · derivative · entry 3 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897 Underlying: Common Stock · 897 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 15:04 UTC |
Eulich John SDirector
|
PurchaseCommon Stock | 7,500 | $36.47 | $273,525.00 |
DisclosureSEC source: 0001127602-21-003879 · form4.xml · nonDerivative · entry 1 Eulich John S · CIK 0001336954 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 85,555 F1 · kind: This transaction is pursuant to a 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.73 to $37.07, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:59 UTC |
BAUCHE DOUGLASChief Credit Officer
|
Exercise / conversionRestricted Share Units · Derivative | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002686 · form4.xml · derivative · entry 6 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F5 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:59 UTC |
BAUCHE DOUGLASChief Credit Officer
|
Tax withholdingCommon Stock | 610 | $36.64 | $22,350.40 |
DisclosureSEC source: 0001127602-21-002686 · form4.xml · nonDerivative · entry 4 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,203 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:59 UTC |
BAUCHE DOUGLASChief Credit Officer
|
GrantCommon Stock | 1,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002686 · form4.xml · nonDerivative · entry 3 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,813 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:59 UTC |
BAUCHE DOUGLASChief Credit Officer
|
Tax withholdingCommon Stock | 135 | $36.64 | $4,946.40 |
DisclosureSEC source: 0001127602-21-002686 · form4.xml · nonDerivative · entry 2 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,291 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:59 UTC |
BAUCHE DOUGLASChief Credit Officer
|
Exercise / conversionCommon Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002686 · form4.xml · nonDerivative · entry 1 BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:57 UTC |
IANNACONE NICOLE MEVP, Chief Risk Officer
|
Exercise / conversionRestricted Share Units · Derivative | 286 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002684 · form4.xml · derivative · entry 5 IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:57 UTC |
IANNACONE NICOLE MEVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 620 | $36.64 | $22,716.80 |
DisclosureSEC source: 0001127602-21-002684 · form4.xml · nonDerivative · entry 4 IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,032 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:57 UTC |
IANNACONE NICOLE MEVP, Chief Risk Officer
|
GrantCommon Stock | 1,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002684 · form4.xml · nonDerivative · entry 3 IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,652 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:57 UTC |
IANNACONE NICOLE MEVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 138 | $36.64 | $5,056.32 |
DisclosureSEC source: 0001127602-21-002684 · form4.xml · nonDerivative · entry 2 IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,363 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:57 UTC |
IANNACONE NICOLE MEVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 286 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002684 · form4.xml · nonDerivative · entry 1 IANNACONE NICOLE M · CIK 0001731826 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:55 UTC |
PONDER MARK GEVP, Chief Admin. Officer
|
Exercise / conversionRestricted Share Units · Derivative | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002682 · form4.xml · derivative · entry 7 PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F5 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:55 UTC |
PONDER MARK GEVP, Chief Admin. Officer
|
Tax withholdingCommon Stock | 619 | $36.64 | $22,680.16 |
DisclosureSEC source: 0001127602-21-002682 · form4.xml · nonDerivative · entry 4 PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,524 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:55 UTC |
PONDER MARK GEVP, Chief Admin. Officer
|
GrantCommon Stock | 1,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002682 · form4.xml · nonDerivative · entry 3 PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,143 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:55 UTC |
PONDER MARK GEVP, Chief Admin. Officer
|
Tax withholdingCommon Stock | 137 | $36.64 | $5,019.68 |
DisclosureSEC source: 0001127602-21-002682 · form4.xml · nonDerivative · entry 2 PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,857 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:55 UTC |
PONDER MARK GEVP, Chief Admin. Officer
|
Exercise / conversionCommon Stock | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002682 · form4.xml · nonDerivative · entry 1 PONDER MARK G · CIK 0001550076 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:54 UTC |
Goodman Scott RichardPresident
|
Exercise / conversionRestricted Share Units · Derivative | 560 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002680 · form4.xml · derivative · entry 6 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F5 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:54 UTC |
Goodman Scott RichardPresident
|
Tax withholdingCommon Stock | 1,065 | $36.64 | $39,021.60 |
DisclosureSEC source: 0001127602-21-002680 · form4.xml · nonDerivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,119 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:54 UTC |
Goodman Scott RichardPresident
|
GrantCommon Stock | 2,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002680 · form4.xml · nonDerivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,184 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:54 UTC |
Goodman Scott RichardPresident
|
Tax withholdingCommon Stock | 236 | $36.64 | $8,647.04 |
DisclosureSEC source: 0001127602-21-002680 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,654 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:54 UTC |
Goodman Scott RichardPresident
|
Exercise / conversionCommon Stock | 560 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002680 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:52 UTC |
KEENE S TURNEREVP, Chief Financial Officer
|
Exercise / conversionRestricted Share Units · Derivative | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002678 · form4.xml · derivative · entry 6 KEENE S TURNER · CIK 0001482570 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F5 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.