Tapewire

NYSE · USD

ECL

ECOLAB INC.

Export transactions ↓
Tapewire entity
2954
SEC CIK
0000031462
Parsed reports
1,260

Last 12 months

Inside the activity.

7 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202510
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202621
Jun 202621
Jul 202601
Aug 202602
Sep 202620
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2018 Filed Mar 17, 2018 00:33 UTC PurchaseCommon Stock 15,552 $137.26 $2,134,707.96
Disclosure

SEC source: 0001104659-18-018418 · a4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Casacde Investment, L.L.C.

Disclosed balance after: 30,209,607

F1 · price: This transaction was executed in multiple trades at prices ranging from $137.2000 to $137.3200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:03 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $71.54 $0.00
Disclosure

SEC source: 0001179110-18-004306 · edgar.xml · derivative · entry 7

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

Underlying: Common Stock · 7,000 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:03 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $55.60 $0.00
Disclosure

SEC source: 0001179110-18-004306 · edgar.xml · derivative · entry 6

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:03 UTC Tax withholdingCommon Stock 5,183 $136.76 $708,801.17
Disclosure

SEC source: 0001179110-18-004306 · edgar.xml · nonDerivative · entry 4

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,410

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:03 UTC Exercise / conversionCommon Stock 7,000 $71.54 $500,780.00
Disclosure

SEC source: 0001179110-18-004306 · edgar.xml · nonDerivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:03 UTC Tax withholdingCommon Stock 6,369 $136.76 $870,992.60
Disclosure

SEC source: 0001179110-18-004306 · edgar.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,593

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:03 UTC Exercise / conversionCommon Stock 10,000 $55.60 $555,950.00
Disclosure

SEC source: 0001179110-18-004306 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 22:08 UTC PurchaseCommon Stock 245,212 $136.65 $33,507,827.46
Disclosure

SEC source: 0001104659-18-017529 · a4.xml · nonDerivative · entry 4

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Casacde Investment, L.L.C.

Disclosed balance after: 30,194,055

F4 · price: This transaction was executed in multiple trades at prices ranging from $136.1700 to $137.1600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 22:08 UTC PurchaseCommon Stock 23,788 $137.24 $3,264,741.24
Disclosure

SEC source: 0001104659-18-017529 · a4.xml · nonDerivative · entry 3

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Casacde Investment, L.L.C.

Disclosed balance after: 29,948,843

F3 · price: This transaction was executed in multiple trades at prices ranging from $137.1700 to $137.2650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 20:59 UTC
Inchaustegui RobertoEVP & Pres-Global Serv & Spec
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,800 $0.00 Strike: $45.67 $0.00
Disclosure

SEC source: 0001179110-18-004304 · edgar.xml · derivative · entry 4

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires 2019-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 20:59 UTC
Inchaustegui RobertoEVP & Pres-Global Serv & Spec
SaleCommon Stock 4,800 $136.04 $652,977.60
Disclosure

SEC source: 0001179110-18-004304 · edgar.xml · nonDerivative · entry 2

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,602

Read SEC document
March 12, 2018 Filed Mar 14, 2018 20:59 UTC
Inchaustegui RobertoEVP & Pres-Global Serv & Spec
Exercise / conversionCommon Stock 4,800 $45.67 $219,192.00
Disclosure

SEC source: 0001179110-18-004304 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:08 UTC PurchaseCommon Stock 79,460 $135.87 $10,795,888.52
Disclosure

SEC source: 0001104659-18-017529 · a4.xml · nonDerivative · entry 2

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Casacde Investment, L.L.C.

Disclosed balance after: 29,925,055

F2 · price: This transaction was executed in multiple trades at prices ranging from $135.5850 to $136.5700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 22:08 UTC PurchaseCommon Stock 20,540 $136.92 $2,812,402.53
Disclosure

SEC source: 0001104659-18-017529 · a4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Casacde Investment, L.L.C.

Disclosed balance after: 29,845,595

F1 · price: This transaction was executed in multiple trades at prices ranging from $136.6000 to $137.2100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:50 UTC PurchaseCommon Stock 6,400 $134.42 $860,300.80
Disclosure

SEC source: 0001179110-18-004220 · edgar.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,163.68

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:46 UTC Exercise / conversionNon-Employee Director Stock Option (Right to Buy) · Derivative 4,200 $0.00 Strike: $45.97 $0.00
Disclosure

SEC source: 0001179110-18-004218 · edgar.xml · derivative · entry 3

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,200 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:46 UTC Tax withholdingCommon Stock 1,436 $134.35 $192,926.60
Disclosure

SEC source: 0001179110-18-004218 · edgar.xml · nonDerivative · entry 2

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,099.84

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:46 UTC Exercise / conversionCommon Stock 4,200 $45.97 $193,053.00
Disclosure

SEC source: 0001179110-18-004218 · edgar.xml · nonDerivative · entry 1

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,535.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:40 UTC
Wyant Jill SEVP & Pres - Global RGNs & HC
Tax withholdingCommon Stock 1,271 $131.18 $166,729.78
Disclosure

SEC source: 0001179110-18-004216 · edgar.xml · nonDerivative · entry 1

Wyant Jill S · CIK 0001559370 · EVP & Pres - Global RGNs & HC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,393

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:37 UTC
SCHMECHEL DANIEL JCFO and Treasurer
Tax withholdingCommon Stock 2,202 $131.18 $288,858.36
Disclosure

SEC source: 0001179110-18-004213 · edgar.xml · nonDerivative · entry 1

SCHMECHEL DANIEL J · CIK 0001198768 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,981.806

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:30 UTC
Mulhere Timothy PEVP & Pres - Regions
Tax withholdingCommon Stock 1,539 $131.18 $201,886.02
Disclosure

SEC source: 0001179110-18-004206 · edgar.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Regions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,682.393

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:26 UTC
McCormick Michael C.EVP, GC & Secretary
Tax withholdingCommon Stock 533 $131.18 $69,918.94
Disclosure

SEC source: 0001179110-18-004203 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,528.162

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:24 UTC
Marsh Laurie MEVP - Human Resources
Tax withholdingCommon Stock 842 $131.18 $110,453.56
Disclosure

SEC source: 0001179110-18-004197 · edgar.xml · nonDerivative · entry 1

Marsh Laurie M · CIK 0001479289 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,537

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:20 UTC
LAVANDIER BRUNOSVP & Corporate Controller
Tax withholdingCommon Stock 232 $131.18 $30,433.76
Disclosure

SEC source: 0001179110-18-004188 · edgar.xml · nonDerivative · entry 1

LAVANDIER BRUNO · CIK 0001306156 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,211

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:18 UTC
Inchaustegui RobertoEVP & Pres-Global Serv & Spec
Tax withholdingCommon Stock 1,223 $131.18 $160,433.14
Disclosure

SEC source: 0001179110-18-004185 · edgar.xml · nonDerivative · entry 1

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,602

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:15 UTC
Hickey Michael AEVP & Pres - Global Inst
Tax withholdingCommon Stock 1,658 $131.18 $217,496.44
Disclosure

SEC source: 0001179110-18-004180 · edgar.xml · nonDerivative · entry 1

Hickey Michael A · CIK 0001343364 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,020.681

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:11 UTC
HANDLEY THOMAS WPresident and COO
Tax withholdingCommon Stock 2,949 $131.18 $386,849.82
Disclosure

SEC source: 0001179110-18-004176 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,865.664

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:08 UTC
Brown Darrell REVP & Pres - Energy Services
Tax withholdingCommon Stock 2,299 $131.18 $301,582.82
Disclosure

SEC source: 0001179110-18-004172 · edgar.xml · nonDerivative · entry 1

Brown Darrell R · CIK 0001727287 · EVP & Pres - Energy Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,341

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:06 UTC
Blanco Alex NEVP & Chief Supply Chain Off
Tax withholdingCommon Stock 906 $131.18 $118,849.08
Disclosure

SEC source: 0001179110-18-004168 · edgar.xml · nonDerivative · entry 1

Blanco Alex N · CIK 0001566174 · EVP & Chief Supply Chain Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,382

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:03 UTC Tax withholdingCommon Stock 840 $131.18 $110,191.20
Disclosure

SEC source: 0001179110-18-004165 · edgar.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,962

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:00 UTC
Beck ChristopheEVP & Pres-Global Nalco Water
Tax withholdingCommon Stock 1,654 $131.18 $216,971.72
Disclosure

SEC source: 0001179110-18-004161 · edgar.xml · nonDerivative · entry 1

Beck Christophe · CIK 0001471500 · EVP & Pres-Global Nalco Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,149

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:58 UTC
BAKER DOUGLAS M JRDirector · Chairman and CEO
Tax withholdingCommon Stock 15,223 $131.18 $1,996,953.14
Disclosure

SEC source: 0001179110-18-004158 · edgar.xml · nonDerivative · entry 1

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,115

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 01:14 UTC PurchaseCommon Stock 182,643 $134.75 $24,611,199.04
Disclosure

SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 7

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cascade Investment, L.L.C.

Disclosed balance after: 29,825,055

F7 · price: This transaction was executed in multiple trades at prices ranging from $134.6300 to $134.8350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 09, 2018 Filed Mar 10, 2018 01:14 UTC PurchaseCommon Stock 259,876 $134.49 $34,951,892.68
Disclosure

SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 6

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cascade Investment, L.L.C.

Disclosed balance after: 29,642,412

F6 · price: This transaction was executed in multiple trades at prices ranging from $133.6300 to $134.6250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 08, 2018 Filed Mar 10, 2018 01:14 UTC PurchaseCommon Stock 23,427 $134.18 $3,143,348.18
Disclosure

SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 5

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cascade Investment, L.L.C.

Disclosed balance after: 29,382,536

F5 · price: This transaction was executed in multiple trades at prices ranging from $134.1000 to $134.2500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 08, 2018 Filed Mar 10, 2018 01:14 UTC PurchaseCommon Stock 168,873 $133.44 $22,534,700.20
Disclosure

SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 4

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cascade Investment, L.L.C.

Disclosed balance after: 29,359,109

F4 · price: This transaction was executed in multiple trades at prices ranging from $133.1000 to $134.0900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 07, 2018 Filed Mar 10, 2018 01:14 UTC PurchaseCommon Stock 221,600 $131.03 $29,037,200.88
Disclosure

SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 3

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cascade Investment, L.L.C.

Disclosed balance after: 29,190,236

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.5600 to $131.0750. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 07, 2018 Filed Mar 10, 2018 01:14 UTC PurchaseCommon Stock 230,000 $132.71 $30,522,978.00
Disclosure

SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 2

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cascade Investment, L.L.C.

Disclosed balance after: 28,968,636

F2 · price: This transaction was executed in multiple trades at prices ranging from $132.6500 to $132.8000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 07, 2018 Filed Mar 10, 2018 01:14 UTC PurchaseCommon Stock 242,743 $132.49 $32,161,020.07
Disclosure

SEC source: 0001225208-18-005874 · doc4.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · 10% owner

CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cascade Investment, L.L.C.

Disclosed balance after: 28,738,636

F1 · price: This transaction was executed in multiple trades at prices ranging from $131.7700 to $132.5000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:47 UTC Exercise / conversionNon-Employee Director Stock Option (Right to Buy) · Derivative 4,200 $0.00 Strike: $45.97 $0.00
Disclosure

SEC source: 0001179110-18-003141 · edgar.xml · derivative · entry 2

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,200 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:47 UTC Exercise / conversionCommon Stock 4,200 $45.70 $191,919.00
Disclosure

SEC source: 0001179110-18-003141 · edgar.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,126.32

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:47 UTC
LAVANDIER BRUNOSVP & Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,875 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003043 · edgar.xml · derivative · entry 3

LAVANDIER BRUNO · CIK 0001306156 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,875 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 26, 2015, the reporting person was granted 2,875 restricted stock units vesting to 100% of the units on the third anniversary of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On February 26, 2015, the reporting person was granted 2,875 restricted stock units vesting to 100% of the units on the third anniversary of the date of grant, subject to continued employment.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:47 UTC
LAVANDIER BRUNOSVP & Corporate Controller
Tax withholdingCommon Stock 830 $131.53 $109,169.90
Disclosure

SEC source: 0001179110-18-003043 · edgar.xml · nonDerivative · entry 2

LAVANDIER BRUNO · CIK 0001306156 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,443

F2 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:47 UTC
LAVANDIER BRUNOSVP & Corporate Controller
Exercise / conversionCommon Stock 2,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-003043 · edgar.xml · nonDerivative · entry 1

LAVANDIER BRUNO · CIK 0001306156 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:22 UTC
Wyant Jill SEVP & Pres - Global RGNs & HC
GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002777 · edgar.xml · nonDerivative · entry 1

Wyant Jill S · CIK 0001559370 · EVP & Pres - Global RGNs & HC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,664

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:18 UTC
SCHMECHEL DANIEL JCFO and Treasurer
GrantCommon Stock 7,178 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002774 · edgar.xml · nonDerivative · entry 1

SCHMECHEL DANIEL J · CIK 0001198768 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,183.806

F1 · balance_after: The total includes 1.259 shares acquired by the reporting person on January 16, 2018, by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:14 UTC
Mulhere Timothy PEVP & Pres - Regions
GrantCommon Stock 5,384 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002772 · edgar.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Regions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,221.393

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:09 UTC
McCormick Michael C.EVP, GC & Secretary
GrantCommon Stock 1,682 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002764 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,061.162

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:00 UTC
Marsh Laurie MEVP - Human Resources
GrantCommon Stock 2,692 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002760 · edgar.xml · nonDerivative · entry 1

Marsh Laurie M · CIK 0001479289 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,379

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:57 UTC
LAVANDIER BRUNOSVP & Corporate Controller
GrantCommon Stock 673 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002758 · edgar.xml · nonDerivative · entry 1

LAVANDIER BRUNO · CIK 0001306156 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,398

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.