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ECOLAB INC.

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2954
SEC CIK
0000031462
Parsed reports
1,260

Last 12 months

Inside the activity.

7 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202510
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202621
Jun 202621
Jul 202601
Aug 202602
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2018 Filed Dec 7, 2018 23:15 UTC
Simermeyer Elizabeth AEVP - Global MarCom & Life Sci
GrantEmployee Stock Option (Right to Buy) · Derivative 9,500 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013603 · edgar.xml · derivative · entry 2

Simermeyer Elizabeth A · CIK 0001740096 · EVP - Global MarCom & Life Sci

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires 2028-12-04

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 23:12 UTC
SCHMECHEL DANIEL JCFO and Treasurer
GrantEmployee Stock Option (Right to Buy) · Derivative 25,787 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013601 · edgar.xml · derivative · entry 3

SCHMECHEL DANIEL J · CIK 0001198768 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,787

Underlying: Common Stock · 25,787 shares

Expires 2028-12-04

F3 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 23:05 UTC
Mulhere Timothy PEVP & Pres - Global Ent Eff
GrantEmployee Stock Option (Right to Buy) · Derivative 16,287 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013597 · edgar.xml · derivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Ent Eff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,287

Underlying: Common Stock · 16,287 shares

Expires 2028-12-04

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 23:02 UTC
McCormick Michael C.EVP, GC & Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 13,572 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013595 · edgar.xml · derivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,572

Underlying: Common Stock · 13,572 shares

Expires 2028-12-04

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:58 UTC
Marsh Laurie MEVP - Human Resources
GrantEmployee Stock Option (Right to Buy) · Derivative 9,500 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013593 · edgar.xml · derivative · entry 2

Marsh Laurie M · CIK 0001479289 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires 2028-12-04

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:54 UTC
LAVANDIER BRUNOSVP & Corporate Controller
GrantEmployee Stock Option (Right to Buy) · Derivative 4,072 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013591 · edgar.xml · derivative · entry 2

LAVANDIER BRUNO · CIK 0001306156 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,072

Underlying: Common Stock · 4,072 shares

Expires 2028-12-04

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:50 UTC
Inchaustegui RobertoEVP & Pres-Global Serv & Spec
GrantEmployee Stock Option (Right to Buy) · Derivative 16,287 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013589 · edgar.xml · derivative · entry 3

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,287

Underlying: Common Stock · 16,287 shares

Expires 2028-12-04

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:45 UTC
HANDLEY THOMAS WPresident and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 28,501 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013585 · edgar.xml · derivative · entry 5

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,501

Underlying: Common Stock · 28,501 shares

Expires 2028-12-04

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:45 UTC
HANDLEY THOMAS WPresident and COO
GiftCommon Stock 445 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013585 · edgar.xml · nonDerivative · entry 1

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,090.819

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:41 UTC
Busch Angela MEVP - Corp & Bus Dev
GrantEmployee Stock Option (Right to Buy) · Derivative 8,143 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013583 · edgar.xml · derivative · entry 3

Busch Angela M · CIK 0001740094 · EVP - Corp & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143

Underlying: Common Stock · 8,143 shares

Expires 2028-12-04

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:39 UTC
Brown Darrell REVP & Pres - Energy Services
GrantEmployee Stock Option (Right to Buy) · Derivative 16,287 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013581 · edgar.xml · derivative · entry 2

Brown Darrell R · CIK 0001727287 · EVP & Pres - Energy Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,287

Underlying: Common Stock · 16,287 shares

Expires 2028-12-04

F1 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:37 UTC
Blanco Alex NEVP & Chief Supply Chain Off
GrantEmployee Stock Option (Right to Buy) · Derivative 10,858 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013579 · edgar.xml · derivative · entry 2

Blanco Alex N · CIK 0001566174 · EVP & Chief Supply Chain Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,858

Underlying: Common Stock · 10,858 shares

Expires 2028-12-04

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:34 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 10,858 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013577 · edgar.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,858

Underlying: Common Stock · 10,858 shares

Expires 2028-12-04

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 22:31 UTC
Beck ChristopheEVP & Pres-Global Industrial
GrantEmployee Stock Option (Right to Buy) · Derivative 16,287 $0.00 Strike: $158.52 $0.00
Disclosure

SEC source: 0001179110-18-013575 · edgar.xml · derivative · entry 3

Beck Christophe · CIK 0001471500 · EVP & Pres-Global Industrial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,287

Underlying: Common Stock · 16,287 shares

Expires 2028-12-04

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 22:40 UTC GiftCommon Stock 3,461 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013373 · edgar.xml · nonDerivative · entry 2

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,381.17

Read SEC document
November 30, 2018 Filed Dec 3, 2018 22:40 UTC SaleCommon Stock 2,811 $160.40 $450,884.40
Disclosure

SEC source: 0001179110-18-013373 · edgar.xml · nonDerivative · entry 1

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,842.17

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:44 UTC
BAKER DOUGLAS M JRDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,025 $0.00 Strike: $48.06 $0.00
Disclosure

SEC source: 0001179110-18-012731 · edgar.xml · derivative · entry 7

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,025 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:44 UTC
BAKER DOUGLAS M JRDirector · Chairman and CEO
SaleCommon Stock 40,025 $160.20 $6,411,924.95
Disclosure

SEC source: 0001179110-18-012731 · edgar.xml · nonDerivative · entry 2

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,992

F1 · kind: This transaction was executed in multiple trades at prices ranging from $159.88 to $160.40, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:44 UTC
BAKER DOUGLAS M JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 40,025 $48.06 $1,923,401.38
Disclosure

SEC source: 0001179110-18-012731 · edgar.xml · nonDerivative · entry 1

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Mar 6, 2019 00:06 UTC
BAKER DOUGLAS M JRDirector · Chairman and CEO
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003337 · edgar.xml · nonDerivative · entry 1

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,060

Read SEC document
November 06, 2018 Filed Nov 8, 2018 21:53 UTC
Busch Angela MEVP - Corp & Bus Dev
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $35.63 $0.00
Disclosure

SEC source: 0001179110-18-012678 · edgar.xml · derivative · entry 4

Busch Angela M · CIK 0001740094 · EVP - Corp & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 21:53 UTC
Busch Angela MEVP - Corp & Bus Dev
Tax withholdingCommon Stock 1,160 $155.88 $180,815.00
Disclosure

SEC source: 0001179110-18-012678 · edgar.xml · nonDerivative · entry 2

Busch Angela M · CIK 0001740094 · EVP - Corp & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,777

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 21:53 UTC
Busch Angela MEVP - Corp & Bus Dev
Exercise / conversionCommon Stock 2,000 $35.63 $71,260.00
Disclosure

SEC source: 0001179110-18-012678 · edgar.xml · nonDerivative · entry 1

Busch Angela M · CIK 0001740094 · EVP - Corp & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:21 UTC GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011947 · edgar.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,741.59

F1 · balance_after: Includes 9.60 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:26 UTC GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011949 · edgar.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,810.23

F1 · balance_after: Includes 28.97 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:15 UTC GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011945 · edgar.xml · nonDerivative · entry 1

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,020.79

F1 · balance_after: Includes 50.46 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:08 UTC GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011941 · edgar.xml · nonDerivative · entry 1

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,019.84

F1 · balance_after: Includes 7.53 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:05 UTC GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011930 · edgar.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316.58

F1 · balance_after: Includes 5.52 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:59 UTC GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011924 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,378.92

F1 · balance_after: Includes 14.28 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:56 UTC GrantCommon Stock 175.56 $156.65 $27,500.60
Disclosure

SEC source: 0001179110-18-011921 · edgar.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,269.47

F1 · balance_after: Includes 47.25 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:56 UTC GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011921 · edgar.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,046.66

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:51 UTC GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011919 · edgar.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,802.65

F1 · balance_after: Includes 14.35 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:47 UTC GrantCommon Stock 93.76 $156.65 $14,687.04
Disclosure

SEC source: 0001179110-18-011907 · edgar.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,045.37

F1 · balance_after: Includes 18.51 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:47 UTC GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011907 · edgar.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,933.1

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:43 UTC GrantCommon Stock 199.5 $156.65 $31,250.68
Disclosure

SEC source: 0001179110-18-011897 · edgar.xml · nonDerivative · entry 3

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,653.17

F1 · balance_after: Includes 102.21 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:43 UTC GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011897 · edgar.xml · nonDerivative · entry 2

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,351.46

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:39 UTC
BECK BARBARADirector
GrantCommon Stock 199.5 $156.65 $31,250.68
Disclosure

SEC source: 0001179110-18-011893 · edgar.xml · nonDerivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,651.55

F1 · balance_after: Includes 65.37 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:39 UTC
BECK BARBARADirector
GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011893 · edgar.xml · nonDerivative · entry 1

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,386.68

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:07 UTC
SCHMECHEL DANIEL JCFO and Treasurer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,500 $0.00 Strike: $48.06 $0.00
Disclosure

SEC source: 0001179110-18-011600 · edgar.xml · derivative · entry 4

SCHMECHEL DANIEL J · CIK 0001198768 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,500 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:07 UTC
SCHMECHEL DANIEL JCFO and Treasurer
Tax withholdingCommon Stock 9,038 $156.22 $1,411,916.36
Disclosure

SEC source: 0001179110-18-011600 · edgar.xml · nonDerivative · entry 2

SCHMECHEL DANIEL J · CIK 0001198768 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,446.219

F1 · kind: Reflects the reporting person's payment of the exercise price and witholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

F2 · balance_after: The total includes 1.194 shares acquired on April 18, 2018 and 1.219 shares acquired on July 18, 2018 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.

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September 18, 2018 Filed Sep 20, 2018 21:07 UTC
SCHMECHEL DANIEL JCFO and Treasurer
Exercise / conversionCommon Stock 14,500 $48.06 $696,797.50
Disclosure

SEC source: 0001179110-18-011600 · edgar.xml · nonDerivative · entry 1

SCHMECHEL DANIEL J · CIK 0001198768 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,481.806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 18, 2018 Filed Sep 20, 2018 21:02 UTC
HANDLEY THOMAS WPresident and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 42,300 $0.00 Strike: $55.60 $0.00
Disclosure

SEC source: 0001179110-18-011594 · edgar.xml · derivative · entry 8

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,300 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

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September 18, 2018 Filed Sep 20, 2018 21:02 UTC
HANDLEY THOMAS WPresident and COO
Tax withholdingCommon Stock 27,477 $156.22 $4,292,456.94
Disclosure

SEC source: 0001179110-18-011594 · edgar.xml · nonDerivative · entry 6

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,535.819

F2 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

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September 18, 2018 Filed Sep 20, 2018 21:02 UTC
HANDLEY THOMAS WPresident and COO
Exercise / conversionCommon Stock 42,300 $55.60 $2,351,668.50
Disclosure

SEC source: 0001179110-18-011594 · edgar.xml · nonDerivative · entry 5

HANDLEY THOMAS W · CIK 0001275967 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,012.819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person is trustee and sole annuitant of the 2016 GRAT, a grantor retained annuity trust. On August 17, 2018, the 2018 GRAT distributed 31,847.155 shares of the issuer's common stock out of the 40,101.155 shares then held by the 2016 GRAT to the reporting person as an annuity payment.

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September 18, 2018 Filed Sep 20, 2018 20:56 UTC
BAKER DOUGLAS M JRDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 120,075 $0.00 Strike: $48.06 $0.00
Disclosure

SEC source: 0001179110-18-011590 · edgar.xml · derivative · entry 8

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,025

Underlying: Common Stock · 120,075 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

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September 18, 2018 Filed Sep 20, 2018 20:56 UTC
BAKER DOUGLAS M JRDirector · Chairman and CEO
Tax withholdingCommon Stock 74,847 $156.22 $11,692,598.34
Disclosure

SEC source: 0001179110-18-011590 · edgar.xml · nonDerivative · entry 3

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,992

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

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September 18, 2018 Filed Sep 20, 2018 20:56 UTC
BAKER DOUGLAS M JRDirector · Chairman and CEO
Exercise / conversionCommon Stock 120,075 $48.06 $5,770,204.13
Disclosure

SEC source: 0001179110-18-011590 · edgar.xml · nonDerivative · entry 2

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 13, 2018 Filed Sep 14, 2018 21:46 UTC
Hickey Michael AEVP & Pres - Global Inst
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $55.60 $0.00
Disclosure

SEC source: 0001179110-18-011438 · edgar.xml · derivative · entry 4

Hickey Michael A · CIK 0001343364 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

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September 13, 2018 Filed Sep 14, 2018 21:46 UTC
Hickey Michael AEVP & Pres - Global Inst
SaleCommon Stock 32,468 $155.80 $5,058,579.34
Disclosure

SEC source: 0001179110-18-011438 · edgar.xml · nonDerivative · entry 2

Hickey Michael A · CIK 0001343364 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,574.956

F2 · price: This transaction was executed in multiple trades at prices ranging from $155.48 to $156.33, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 13, 2018 Filed Sep 14, 2018 21:46 UTC
Hickey Michael AEVP & Pres - Global Inst
Exercise / conversionCommon Stock 25,000 $55.60 $1,389,875.00
Disclosure

SEC source: 0001179110-18-011438 · edgar.xml · nonDerivative · entry 1

Hickey Michael A · CIK 0001343364 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,042.956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total includes 11.022 shares acquired by the reporting person on April 18, 2018 and 11.254 shares acquired by the reporting person on July 18, 2018, by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.