ECL

SEC source: 0001179110-20-002170 · edgar.xml · nonDerivative · entry 1

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,430.162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-20-002163 · edgar.xml · derivative · entry 4

Busch Angela M · CIK 0001740094 · EVP - Corp Strat & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,100 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-20-002163 · edgar.xml · nonDerivative · entry 2

Busch Angela M · CIK 0001740094 · EVP - Corp Strat & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,621

F1 · price: The shares were sold in multiple trades at prices ranging from $205.890 to $206.245, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001179110-20-002163 · edgar.xml · nonDerivative · entry 1

Busch Angela M · CIK 0001740094 · EVP - Corp Strat & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-20-002161 · edgar.xml · derivative · entry 11

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 195,800 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-20-002161 · edgar.xml · nonDerivative · entry 6

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,148

F5 · price: This transaction was executed in multiple trades at prices ranging from $209.190 to $209.310, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001179110-20-002161 · edgar.xml · nonDerivative · entry 5

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,896

F4 · price: This transaction was executed in multiple trades at prices ranging from $208.190 to $209.180, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001179110-20-002161 · edgar.xml · nonDerivative · entry 3

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,642

F2 · price: This transaction was executed in multiple trades at prices ranging from $206.030 to $206.985, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001179110-20-002161 · edgar.xml · nonDerivative · entry 2

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,141

F1 · price: This transaction was executed in multiple trades at prices ranging from $205.030 to $206.020, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001179110-20-002161 · edgar.xml · nonDerivative · entry 1

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-20-002161 · edgar.xml · nonDerivative · entry 4

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,409

F3 · price: This transaction was executed in multiple trades at prices ranging from $207.050 to $208.040, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001179110-20-000210 · edgar.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,952.53

F1 · balance_after: Includes 26.26 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-20-000208 · edgar.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,595.11

F1 · balance_after: Includes 10.12 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-20-000207 · edgar.xml · nonDerivative · entry 1

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,061.56

F1 · balance_after: Includes 44.15 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-20-000206 · edgar.xml · nonDerivative · entry 2

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300.07

F1 · balance_after: Includes 1.64 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-20-000206 · edgar.xml · nonDerivative · entry 1

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142.23

SEC source: 0001179110-20-000204 · edgar.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,651.41

F1 · balance_after: Includes 6.72 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-20-000205 · edgar.xml · nonDerivative · entry 1

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,863.89

F1 · balance_after: Includes 8.40 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-20-000198 · edgar.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,069.86

F1 · balance_after: Includes 43.51 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-20-000198 · edgar.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,883.17

SEC source: 0001179110-20-000200 · edgar.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,253.91

F1 · balance_after: Includes 14.02 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-20-000195 · edgar.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,677.95

F1 · balance_after: Includes 14.08 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-20-000193 · edgar.xml · nonDerivative · entry 1

BILLER LESLIE S · CIK 0001214522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,874.6

F1 · balance_after: Includes 88.76 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-20-000191 · edgar.xml · nonDerivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,640.57

F1 · balance_after: Includes 58.88 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-20-000191 · edgar.xml · nonDerivative · entry 1

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,418.98

SEC source: 0001179110-20-000190 · edgar.xml · nonDerivative · entry 2

Ballard Shari L · CIK 0001311220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300.07

F1 · balance_after: Includes 1.64 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001179110-20-000190 · edgar.xml · nonDerivative · entry 1

Ballard Shari L · CIK 0001311220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142.23

SEC source: 0001179110-19-012434 · edgar.xml · derivative · entry 2

Brown Darrell R · CIK 0001727287 · EVP & Pres - Global Industrial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,072

Underlying: Common Stock · 13,072 shares

Expires 2029-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012457 · edgar.xml · derivative · entry 2

Wyant Jill S · CIK 0001559370 · EVP & Pres - Global RGNs & HC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,072

Underlying: Common Stock · 13,072 shares

Expires 2029-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012452 · edgar.xml · derivative · entry 3

SCHMECHEL DANIEL J · CIK 0001198768 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,787

Underlying: Common Stock · 21,787 shares

Expires 2029-12-03

F3 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012454 · edgar.xml · derivative · entry 2

Simermeyer Elizabeth A · CIK 0001740096 · EVP - Global MarCom & Life Sci

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,715

Underlying: Common Stock · 8,715 shares

Expires 2029-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012450 · edgar.xml · derivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,072

Underlying: Common Stock · 13,072 shares

Expires 2029-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012445 · edgar.xml · derivative · entry 2

Marsh Laurie M · CIK 0001479289 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,715

Underlying: Common Stock · 8,715 shares

Expires 2029-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012448 · edgar.xml · derivative · entry 2

McCormick Michael C. · CIK 0001699917 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,893

Underlying: Common Stock · 10,893 shares

Expires 2029-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012440 · edgar.xml · derivative · entry 3

Inchaustegui Roberto · CIK 0001520218 · EVP & Pres-Global Serv & Spec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,072

Underlying: Common Stock · 13,072 shares

Expires 2029-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012443 · edgar.xml · derivative · entry 2

Kirkland Scott D · CIK 0001779234 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,159

Underlying: Common Stock · 3,159 shares

Expires 2029-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012438 · edgar.xml · derivative · entry 3

Busch Angela M · CIK 0001740094 · EVP - Corp Strat & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,170

Underlying: Common Stock · 8,170 shares

Expires 2029-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012436 · edgar.xml · derivative · entry 2

Bryant Deric D. · CIK 0001782476 · EVP and President - Upstream

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275

Underlying: Common Stock · 6,275 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the third anniversary of the date of grant.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the third anniversary of the date of grant.

SEC source: 0001179110-19-012432 · edgar.xml · derivative · entry 2

Blanco Alex N · CIK 0001566174 · EVP & Chief Supply Chain Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,715

Underlying: Common Stock · 8,715 shares

Expires 2029-12-03

F1 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012430 · edgar.xml · derivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,804

Underlying: Common Stock · 9,804 shares

Expires 2029-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012425 · edgar.xml · derivative · entry 6

BAKER DOUGLAS M JR · CIK 0001198753 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,381

Underlying: Common Stock · 114,381 shares

Expires 2029-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-012428 · edgar.xml · derivative · entry 3

Beck Christophe · CIK 0001471500 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,957

Underlying: Common Stock · 29,957 shares

Expires 2029-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

SEC source: 0001179110-19-011623 · edgar.xml · derivative · entry 6

Marsh Laurie M · CIK 0001479289 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,610 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the Date Exercisable column is the first anniversary of the date of grant.

SEC source: 0001179110-19-011623 · edgar.xml · derivative · entry 5

Marsh Laurie M · CIK 0001479289 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,400 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the Date Exercisable column is the first anniversary of the date of grant.

SEC source: 0001179110-19-011623 · edgar.xml · nonDerivative · entry 4

Marsh Laurie M · CIK 0001479289 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,283

F2 · price: This transaction was executed in multiple trades at prices ranging from $191.670 to $192.095, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001179110-19-011623 · edgar.xml · nonDerivative · entry 3

Marsh Laurie M · CIK 0001479289 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,283

F1 · price: This transaction was executed in multiple trades at prices ranging from $190.575 to $191.570, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001179110-19-011623 · edgar.xml · nonDerivative · entry 2

Marsh Laurie M · CIK 0001479289 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-011623 · edgar.xml · nonDerivative · entry 1

Marsh Laurie M · CIK 0001479289 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-19-011346 · edgar.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,495

F1 · kind: On October 31, 2019, all 3,790 shares of Ecolab common stock that were previously reported as being held by the David W. MacLennan 2011 GRAT were withdrawn from the GRAT by the reporting person in exchange for cash. The withdrawal of shares from the GRAT resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the GRAT and a corresponding increase in the number of shares the reporting person beneficially owns directly. The reporting person believes that his withdrawal of shares from the GRAT constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

SEC source: 0001179110-19-012443 · edgar.xml · nonDerivative · entry 1

Kirkland Scott D · CIK 0001779234 · SVP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,236