DVLT

SEC source: 0001104659-25-003040 · tm252944-4_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

Data Vault Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Data Vault Holdings Inc.

Disclosed balance after: 3,999,911

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") distributed by Data Vault Holdings Inc. ("Data Vault") to certain shareholders of Data Vault's on a pro rata basis in connection with a stock dividend.

F2 · balance_after: This Form 4 is jointly filed by Nathaniel Bradley ("Mr. Bradley") and Data Vault. The shares Common Stock are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. Mr. Bradley, as an officer and member of the board of directors of Data Vault, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by Data Vault. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

SEC source: 0001104659-24-131734 · tm2432066-2_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,295

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

SEC source: 0001104659-24-131733 · tm2432066-1_4seq1.xml · nonDerivative · entry 1

Mbugua Stanley · CIK 0001625441 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,733

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

SEC source: 0001104659-24-122191 · tm2429229-2_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,764

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

SEC source: 0001104659-24-122190 · tm2429229-1_4seq1.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,125

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

SEC source: 0001104659-24-119375 · tm2428490-5_4seq1.xml · nonDerivative · entry 1

Briskey Kimberly · CIK 0002027054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,963

F1 · shares: 7,422 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 15, 2025 to December 15, 2027, on each March 15th, June 15th, September 15th, and December 15th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-119378 · tm2428490-8_4seq1.xml · nonDerivative · entry 1

Wilson Wendy · CIK 0001862057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,660

F1 · shares: 7,424 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 15, 2025 to December 15, 2027, on each March 15th, June 15th, September 15th, and December 15th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-119377 · tm2428490-7_4seq1.xml · nonDerivative · entry 1

Peruvemba Sriram Krishnamurthy · CIK 0001656093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,656

F1 · shares: 7,422 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 15, 2025 to December 15, 2027, on each March 15th, June 15th, September 15th, and December 15th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-119370 · tm2428490-1_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,848

F1 · shares: 97,050 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 15, 2025 to December 15, 2027, on each March 15th, June 15th, September 15th, and December 15th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-119371 · tm2428490-2_4seq1.xml · nonDerivative · entry 1

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,656

F1 · shares: 7,422 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 15, 2025 to December 15, 2027, on each March 15th, June 15th, September 15th, and December 15th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-119376 · tm2428490-6_4seq1.xml · nonDerivative · entry 1

Tobias Robert · CIK 0001803259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,656

F1 · shares: 7,422 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 15, 2025 to December 15, 2027, on each March 15th, June 15th, September 15th, and December 15th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-119374 · tm2428490-4_4seq1.xml · nonDerivative · entry 1

Gilbert Jeffrey M · CIK 0001748093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,657

F1 · shares: 7,422 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 15, 2025 to December 15, 2027, on each March 15th, June 15th, September 15th, and December 15th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-119372 · tm2428490-3_4seq1.xml · nonDerivative · entry 1

Kristensen Helge · CIK 0001748045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,657

F1 · shares: 7,422 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 15, 2025 to December 15, 2027, on each March 15th, June 15th, September 15th, and December 15th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-102506 · tm2424673-2_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,798

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

SEC source: 0001104659-24-102505 · tm2424673-1_4seq1.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,183

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

SEC source: 0001104659-24-084942 · tm2420610-6_4seq1.xml · nonDerivative · entry 1

Briskey Kimberly · CIK 0002027054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,541

F1 · shares: 7,541 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from December 20, 2024 to December 20, 2027, on each December 20th, March 20th, June 20th, and September 20th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-084950 · tm2420610-9_4seq1.xml · nonDerivative · entry 1

Wilson Wendy · CIK 0001862057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,236

F1 · shares: 7,543 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from December 20, 2024 to December 20, 2027, on each December 20th, March 20th, June 20th, and September 20th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-084946 · tm2420610-8_4seq1.xml · nonDerivative · entry 1

Peruvemba Sriram Krishnamurthy · CIK 0001656093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,234

F1 · shares: 7,541 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from December 20, 2024 to December 20, 2027, on each December 20th, March 20th, June 20th, and September 20th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-084932 · tm2420610-1_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,018

F1 · shares: 99,623 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from December 20, 2024 to December 20, 2027, on each December 20th, March 20th, June 20th, and September 20th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-084937 · tm2420610-3_4seq1.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,015

F1 · shares: 39,206 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from December 20, 2024 to December 20, 2027, on each December 20th, March 20th, June 20th, and September 20th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-084936 · tm2420610-2_4seq1.xml · nonDerivative · entry 1

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,234

F1 · shares: 7,541 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from December 20, 2024 to December 20, 2027, on each December 20th, March 20th, June 20th, and September 20th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-084943 · tm2420610-7_4seq1.xml · nonDerivative · entry 1

Tobias Robert · CIK 0001803259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,234

F1 · shares: 7,541 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from December 20, 2024 to December 20, 2027, on each December 20th, March 20th, June 20th, and September 20th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-084940 · tm2420610-5_4seq1.xml · nonDerivative · entry 1

Gilbert Jeffrey M · CIK 0001748093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,235

F1 · shares: 7,541 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from December 20, 2024 to December 20, 2027, on each December 20th, March 20th, June 20th, and September 20th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-084939 · tm2420610-4_4seq1.xml · nonDerivative · entry 1

Kristensen Helge · CIK 0001748045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,235

F1 · shares: 7,541 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from December 20, 2024 to December 20, 2027, on each December 20th, March 20th, June 20th, and September 20th, so long as the reporting person remains in the service of the issuer on each such date.

SEC source: 0001104659-24-070404 · tm2416940-7_4seq1.xml · nonDerivative · entry 1

Wilson Wendy · CIK 0001862057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,693

F1 · shares: 4,616 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2024 to September 20, 2026, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On April 12, 2024, the issuer effected a 1-for-150 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-24-070407 · tm2416940-8_4seq1.xml · nonDerivative · entry 1

Peruvemba Sriram Krishnamurthy · CIK 0001656093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,693

F1 · shares: 4,616 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2024 to September 20, 2026, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On April 12, 2024, the issuer effected a 1-for-150 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-24-070397 · tm2416940-1_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,395

F1 · shares: 54,895 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2024 to September 20, 2026 on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On April 12, 2024, the issuer effected a 1-for-150 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-24-070403 · tm2416940-3_4seq1.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,809

F1 · shares: 21,481 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2024 to September 20, 2026, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On April 12, 2024, the issuer effected a 1-for-150 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-24-070400 · tm2416940-2_4seq1.xml · nonDerivative · entry 1

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,693

F1 · shares: 4,616 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2024 to September 20, 2026, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On April 12, 2024, the issuer effected a 1-for-150 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-24-070401 · tm2416940-6_4seq1.xml · nonDerivative · entry 1

Tobias Robert · CIK 0001803259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,693

F1 · shares: 4,616 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2024 to September 20, 2026, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On January 26, 2023, the issuer effected a 1-for-150 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-24-070405 · tm2416940-4_4seq1.xml · nonDerivative · entry 1

Kristensen Helge · CIK 0001748045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,694

F1 · shares: 4,616 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2024 to September 20, 2026, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On April 12, 2024, the issuer effected a 1-for-150 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-24-070398 · tm2416940-5_4seq1.xml · nonDerivative · entry 1

Gilbert Jeffrey M · CIK 0001748093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,694

F1 · shares: 4,616 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2024 to September 20, 2026, on each September 20th, December 20th, March 20th, and June 20th, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On April 12, 2024, the issuer effected a 1-for-150 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-24-008311 · tm244540-1_5seq1.xml · nonDerivative · entry 1

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Dennis Howitt Trust

Disclosed balance after: 0

F1 · date: Includes 19 shares of the issuer's common stock, par value $0.0001 per share (the "Common Stock"), which were sold by the Dennis Howitt Trust, of which the reporting person is a beneficiary. Based on a review of the reporting person's records, the reporting person is unable to determine the exact date(s) on which such shares of Common Stock were sold or the sale price(s) for such shares.

F1 · kind: Includes 19 shares of the issuer's common stock, par value $0.0001 per share (the "Common Stock"), which were sold by the Dennis Howitt Trust, of which the reporting person is a beneficiary. Based on a review of the reporting person's records, the reporting person is unable to determine the exact date(s) on which such shares of Common Stock were sold or the sale price(s) for such shares.

F2 · shares: On January 26, 2023, the issuer effected a 1-for-100 reverse stock split (the "Split"). The number of securities reported on this Form 5 have been adjusted to reflect the Split.

F1 · price: Includes 19 shares of the issuer's common stock, par value $0.0001 per share (the "Common Stock"), which were sold by the Dennis Howitt Trust, of which the reporting person is a beneficiary. Based on a review of the reporting person's records, the reporting person is unable to determine the exact date(s) on which such shares of Common Stock were sold or the sale price(s) for such shares.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all such reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-23-127309 · tm2333273-1_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,509

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and were not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and were not a discretionary transaction by the reporting person.

SEC source: 0001104659-23-127312 · tm2333273-2_4seq1.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,931

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and were not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and were not a discretionary transaction by the reporting person.

SEC source: 0001104659-23-122410 · tm2331821-2_4seq1.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,947

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and were not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and were not a discretionary transaction by the reporting person.

SEC source: 0001104659-23-122409 · tm2331821-1_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,589

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and were not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and were not a discretionary transaction by the reporting person.

SEC source: 0001104659-23-081347 · tm2321316-8_4seq1.xml · nonDerivative · entry 1

Wilson Wendy · CIK 0001862057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,222

F1 · shares: 11,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, commencing on November 15, 2023 and every six (6) months thereafter until May 15, 2026, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On January 26, 2023, the issuer effected a 1-for-100 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-23-081346 · tm2321316-7_4seq1.xml · nonDerivative · entry 1

Peruvemba Sriram Krishnamurthy · CIK 0001656093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,336

F1 · shares: 11,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, commencing on November 15, 2023 and every six (6) months thereafter until May 15, 2026, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On January 26, 2023, the issuer effected a 1-for-100 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-23-081344 · tm2321316-5_4seq1.xml · nonDerivative · entry 1

CUMMINS LISA M · CIK 0001407456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,364

F1 · shares: 11,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, commencing on November 15, 2023 and every six (6) months thereafter until May 15, 2026, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On January 26, 2023, the issuer effected a 1-for-100 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-23-081341 · tm2321316-1_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,748

F1 · shares: 75,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, commencing on November 15, 2023 and every six (6) months thereafter until May 15, 2026, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On January 26, 2023, the issuer effected a 1-for-100 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-23-081342 · tm2321316-2_4seq1.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,887

F1 · shares: 52,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, commencing on November 15, 2023 and every six (6) months thereafter until May 15, 2026, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On January 26, 2023, the issuer effected a 1-for-100 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-23-081348 · tm2321316-9_4seq1.xml · nonDerivative · entry 1

Howitt David Marc · CIK 0001323181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,129

F1 · shares: 11,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, commencing on November 15, 2023 and every six (6) months thereafter until May 15, 2026, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On January 26, 2023, the issuer effected a 1-for-100 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-23-081357 · tm2321316-3_4seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,618

F1 · shares: 30,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). Pursuant to a separation agreement entered into by the issuer and the reporting person on July 11, 2023 (the "Separation Agreement"), the LTIP Shares associated with the Grant will fully vest on December 20, 2023 (the "Separation Date"), or earlier pursuant to the terms of the Separation Agreement. All shares previously issued to the reporting person (other than the LTIP shares) will vest on the Separation Date.

F2 · balance_after: On January 26, 2023, the issuer effected a 1-for-100 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-23-081349 · tm2321316-10_4seq1.xml · nonDerivative · entry 1

Kristensen Helge · CIK 0001748045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,449

F1 · shares: 11,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, commencing on November 15, 2023 and every six (6) months thereafter until May 15, 2026, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On January 26, 2023, the issuer effected a 1-for-100 reverse stock split (the "Reverse Split"). The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

F3 · balance_after: Since the reporting person's last Form 4, but prior to the Reverse Split, the economic interests in an aggregate of 7,232 shares of Common Stock, previously reported as indirectly owned, held by Inizio Capital and Hanson (Nanjing) Technology Ltd. were transferred to the reporting person. This transfer reflects a change in the reporting person's form of beneficial ownership and did not change the number of shares in which the reporting person has a pecuniary interest.

SEC source: 0001104659-23-081345 · tm2321316-6_4seq1.xml · nonDerivative · entry 1

Tobias Robert · CIK 0001803259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,364

F1 · shares: 11,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, commencing on November 15, 2023 and every six (6) months thereafter until May 15, 2026, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On January 26, 2023, the issuer effected a 1-for-100 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-23-081343 · tm2321316-4_4seq1.xml · nonDerivative · entry 1

Gilbert Jeffrey M · CIK 0001748093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,376

F1 · shares: 11,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, commencing on November 15, 2023 and every six (6) months thereafter until May 15, 2026, so long as the reporting person remains in the service of the issuer on each such date.

F2 · balance_after: On January 26, 2023, the issuer effected a 1-for-100 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-22-128721 · tm2233158-3_4seq1.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,189

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

SEC source: 0001104659-22-128719 · tm2233158-2_4seq1.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,191

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

SEC source: 0001104659-22-128718 · tm2233158-1_4seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,651

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.