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BRADLEY NATHANIEL T

Disclosed activity across 2 companies

Tapewire entity
26139
SEC CIK
0001755804

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Datavault AI Inc.DVLT · Entity 6156Director · Chief Executive OfficerAugust 03, 2026August 05, 2026
PARALLAX HEALTH SCIENCES, INC.PRLX · Entity 128674Director · Chief Technology OfficerDecember 31, 2019March 04, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Datavault AI Inc.

Report date August 03, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy EOS Technology Holdings Inc.13,436,871 Reported balance After 2026-08-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-03 · Other · Acquired 1,327,869 · Balance 13,436,871

F1: Mr. Bradley, as an officer and member of the board of directors of EOS Technology Holdings Inc. ("EOS"), may be deemed to share voting and investment power over shares of common stock beneficially owned by EOS. Pursuant to a Letter Agreement dated July 29, 2026, EOS may elect to receive shares of Common Stock in lieu of cash in satisfaction of a quarterly earnout payment obligation owed by the issuer to EOS. If EOS subsequently distributes any such shares to its shareholders, the number of shares reported herein as indirectly beneficially owned by Mr. Bradley through EOS would decrease to reflect the reduction in EOS's holdings. Such a decrease would result from the distribution by EOS and would not necessarily indicate that Mr. Bradley sold shares in an open market transaction.

F2: Mr. Bradley disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.

Common StockSEC Table I · non-derivativeDirect10,906,188 Reported balance Holding disclosure · report date 2026-08-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,906,188

Common StockSEC Table I · non-derivativeIndirectBy Spouse5,654,483 Reported balance Holding disclosure · report date 2026-08-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,654,483

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Bradley, as an officer and member of the board of directors of EOS Technology Holdings Inc. ("EOS"), may be deemed to share voting and investment power over shares of common stock beneficially owned by EOS. Pursuant to a Letter Agreement dated July 29, 2026, EOS may elect to receive shares of Common Stock in lieu of cash in satisfaction of a quarterly earnout payment obligation owed by the issuer to EOS. If EOS subsequently distributes any such shares to its shareholders, the number of shares reported herein as indirectly beneficially owned by Mr. Bradley through EOS would decrease to reflect the reduction in EOS's holdings. Such a decrease would result from the distribution by EOS and would not necessarily indicate that Mr. Bradley sold shares in an open market transaction.

F2: Mr. Bradley disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.

PARALLAX HEALTH SCIENCES, INC.

Report date December 31, 2019 · Filed March 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCK (RESTRICTED)SEC Table I · non-derivativeIndirectBy Bradley Bros LLC8,828,346 Reported balance After 2019-12-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-12-31 · Grant · Acquired 2,000,000 · Balance 8,828,346

F1: Issued in connection with a Securities Purchase Agreement dated December 31, 2019, for proceeds in the amount of $100,000, paid by way of reduction in accrued compensation.

COMMON STOCK (RESTRICTED)SEC Table I · non-derivativeIndirectBy Bradley Bros LLC10,179,527 Reported balance After 2020-01-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-01-27 · Grant · Acquired 1,351,181 · Balance 10,179,527

F2: Granted by board of directors.

Filing footnotes · ownership attribution and instrument terms

F1: Issued in connection with a Securities Purchase Agreement dated December 31, 2019, for proceeds in the amount of $100,000, paid by way of reduction in accrued compensation.

F2: Granted by board of directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2026 Filed Aug 5, 2026 21:03 UTC Datavault AI Inc. DVLT · Entity 6156 OtherCommon Stock 1,327,869 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-091229 · tm2622094-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 13,436,871

F1 · shares: Mr. Bradley, as an officer and member of the board of directors of EOS Technology Holdings Inc. ("EOS"), may be deemed to share voting and investment power over shares of common stock beneficially owned by EOS. Pursuant to a Letter Agreement dated July 29, 2026, EOS may elect to receive shares of Common Stock in lieu of cash in satisfaction of a quarterly earnout payment obligation owed by the issuer to EOS. If EOS subsequently distributes any such shares to its shareholders, the number of shares reported herein as indirectly beneficially owned by Mr. Bradley through EOS would decrease to reflect the reduction in EOS's holdings. Such a decrease would result from the distribution by EOS and would not necessarily indicate that Mr. Bradley sold shares in an open market transaction.

F2 · shares: Mr. Bradley disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.

F1 · balance_after: Mr. Bradley, as an officer and member of the board of directors of EOS Technology Holdings Inc. ("EOS"), may be deemed to share voting and investment power over shares of common stock beneficially owned by EOS. Pursuant to a Letter Agreement dated July 29, 2026, EOS may elect to receive shares of Common Stock in lieu of cash in satisfaction of a quarterly earnout payment obligation owed by the issuer to EOS. If EOS subsequently distributes any such shares to its shareholders, the number of shares reported herein as indirectly beneficially owned by Mr. Bradley through EOS would decrease to reflect the reduction in EOS's holdings. Such a decrease would result from the distribution by EOS and would not necessarily indicate that Mr. Bradley sold shares in an open market transaction.

F2 · balance_after: Mr. Bradley disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.

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April 20, 2026 Filed Apr 23, 2026 01:43 UTC Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 1,213,236 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-047062 · tm2612538-3_4seq1.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 5,654,483

F2 · shares: 1,213,236 LTIP Shares of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2026 and ending on September 20, 2029, on each March 20th, June 20th, September 20th and December 20th, so long as Ms. Choi remains in the service of the issuer on each such date.

F2 · balance_after: 1,213,236 LTIP Shares of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2026 and ending on September 20, 2029, on each March 20th, June 20th, September 20th and December 20th, so long as Ms. Choi remains in the service of the issuer on each such date.

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April 20, 2026 Filed Apr 23, 2026 01:43 UTC Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 2,588,235 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-047062 · tm2612538-3_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,906,188

F1 · shares: 2,588,235 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Nathaniel Bradley ("Mr. Bradley") as compensation for Mr. Bradley's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on September 20, 2026 and ending on September 20, 2029, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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April 20, 2026 Filed May 14, 2026 20:01 UTC Amendment Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 1,213,236 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-061135 · tm2614512-1_4aseq1.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 5,654,483

F2 · shares: 1,213,236 LTIP Shares of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2026 and ending on September 20, 2029, on each March 20th, June 20th, September 20th and December 20th, so long as Ms. Choi remains in the service of the issuer on each such date.

F4 · acquired: This amendment is being filed to correct the indication of the character of the transaction reported in Table I, Column 4 of the Form 4 filed by Mr. Bradley on April 22, 2026, which erroneously indicated the character of the transaction reported with transaction code "D". The transaction reported was an acquisition and the correct indication of the character of such transaction is transaction code "A".

F2 · balance_after: 1,213,236 LTIP Shares of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2026 and ending on September 20, 2029, on each March 20th, June 20th, September 20th and December 20th, so long as Ms. Choi remains in the service of the issuer on each such date.

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April 20, 2026 Filed May 14, 2026 20:01 UTC Amendment Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 2,588,235 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-061135 · tm2614512-1_4aseq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,906,188

F1 · shares: 2,588,235 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Nathaniel Bradley ("Mr. Bradley") as compensation for Mr. Bradley's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on September 20, 2026 and ending on September 20, 2029, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

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March 24, 2026 Filed Mar 26, 2026 23:52 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 51,710 $0.63 $32,422.17
Disclosure

SEC source: 0001104659-26-035397 · tm269976-1_4seq1.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,441,247

F4 · shares: Represents shares of Common Stock of the issuer sold to the open market by the issuer on behalf of Ms. Choi to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by Mr. Bradley or Ms. Choi.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6248 to $0.6324. The reporting person and spouse of the reporting person, Sonia Choi ("Ms. Choi") undertake to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 24, 2026 Filed Mar 26, 2026 23:52 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 190,291 $0.63 $119,312.46
Disclosure

SEC source: 0001104659-26-035397 · tm269976-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,317,953

F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6248 to $0.6324. The reporting person and spouse of the reporting person, Sonia Choi ("Ms. Choi") undertake to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 23, 2025 Filed Dec 30, 2025 22:35 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 11,987 $0.93 $11,087.98
Disclosure

SEC source: 0001104659-25-125295 · tm2534531-2_4seq1.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,492,957

F4 · shares: Represents shares of Common Stock of the issuer sold to the open market by the issuer on behalf of Ms. Choi to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by Mr. Bradley or Ms. Choi.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.8913 to $0.9419. The reporting person and the spouse of the reporting person, Sonia Choi ("Ms. Choi") undertake to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 23, 2025 Filed Dec 30, 2025 22:35 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 31,031 $0.93 $28,703.68
Disclosure

SEC source: 0001104659-25-125295 · tm2534531-2_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,508,244

F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.8913 to $0.9419. The reporting person and the spouse of the reporting person, Sonia Choi ("Ms. Choi") undertake to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 25, 2025 Filed Nov 27, 2025 02:54 UTC Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 1,336,441 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-116551 · tm2532335-5_4seq1.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,504,944

F2 · shares: 1,336,441 LTIP Shares of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as Ms. Choi remains in the service of the issuer on each such date.

F2 · balance_after: 1,336,441 LTIP Shares of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as Ms. Choi remains in the service of the issuer on each such date.

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November 25, 2025 Filed Nov 27, 2025 02:54 UTC Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 3,823,798 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-116551 · tm2532335-5_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,539,275

F1 · shares: 3,823,798 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Nathaniel Bradley ("Mr. Bradley") as compensation for Mr. Bradley's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, beginning on March 20, 2026 and ending on December 20, 2028, on each March 20th, June 20th, September 20th and December 20th, so long as the reporting person remains in the service of the issuer on each such date.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 23:54 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 7,315 $2.44 $17,845.67
Disclosure

SEC source: 0001104659-25-116082 · tm2532220-2_4seq1.xml · nonDerivative · entry 3

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,168,503

F4 · kind: Represents shares of Common Stock of the issuer sold to the open market by the issuer on behalf of Ms. Choi to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by Mr. Bradley or Ms. Choi.

F4 · shares: Represents shares of Common Stock of the issuer sold to the open market by the issuer on behalf of Ms. Choi to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by Mr. Bradley or Ms. Choi.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.355 to $2.495. The reporting person and the spouse of the reporting person, Sonia Choi ("Ms. Choi") undertake to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

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November 21, 2025 Filed Nov 25, 2025 23:54 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 20,493 $2.44 $49,994.72
Disclosure

SEC source: 0001104659-25-116082 · tm2532220-2_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,715,477

F1 · kind: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.355 to $2.495. The reporting person and the spouse of the reporting person, Sonia Choi ("Ms. Choi") undertake to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

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September 23, 2025 Filed Sep 25, 2025 23:37 UTC Datavault AI Inc. DVLT · Entity 6156 OtherCommon Stock 180,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-093471 · tm2527006-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

EOS Technology Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 12,109,002

F1 · shares: This Form 4 is jointly filed by Nathaniel Bradley ("Mr. Bradley") and EOS Technology Holdings Inc. ("EOS"). The shares of common stock, par value $0.0001 per share (the "Common Stock") of the issuer are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. 180,000 shares of Common Stock of the issuer were transferred by EOS to a third party in pursuant to a side letter, dated as of September 23, 2025, (the "Side Letter") in connection with a consulting agreement, dated as of August 19, 2025 (the "Consulting Agreement"). Both the Consulting Agreement and the Side letter are by and between EOS and the consultant under the Consulting Agreement.

F2 · balance_after: Mr. Bradley, as an officer and member of the board of directors of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

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September 07, 2025 Filed Sep 9, 2025 21:20 UTC Datavault AI Inc. DVLT · Entity 6156 OtherCommon Stock 10,000,000 $0.32 $3,200,000.00
Disclosure

SEC source: 0001104659-25-088683 · tm2525675-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

EOS Technology Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 12,289,002

F1 · shares: This Form 4 is jointly filed by Nathaniel Bradley and EOS Technology Holdings Inc. ("EOS"). The shares of common stock, par value $0.0001 per share (the "Common Stock") of the issuer are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. 10,000,000 shares of Common Stock of the issuer were issued to EOS pursuant to an amendment and conversion agreement, dated as of September 7, 2025 (the "EOS Note Amendment") between EOS and the issuer, to the Convertible Promissory Note (the "EOS Note") issued to EOS on December 31, 2024 in the original principal amount of $10,000,000. Pursuant to the EOS Note Amendment, EOS converted (the "EOS Note Conversion") $3,200,000 of the balance of the EOS Note into 10,000,000 shares of the issuer's Common Stock, at a conversion price of $0.32 per share, and the floor price set forth in the EOS Note was waived and did not apply to the EOS Note Conversion.

F2 · balance_after: Mr. Bradley, as an officer and sole director of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

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August 28, 2025 Filed Sep 3, 2025 01:04 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 4,862 $0.40 $1,944.80
Disclosure

SEC source: 0001104659-25-086573 · tm2525035-1_4seq1.xml · nonDerivative · entry 3

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,175,818

F3 · kind: Represents shares of Common Stock of the issuer sold to the open market by the issuer on behalf of Mr. Bradley's spouse, Sonia Choi ("Ms. Choi") to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by Mr. Bradley or Ms. Choi.

F3 · shares: Represents shares of Common Stock of the issuer sold to the open market by the issuer on behalf of Mr. Bradley's spouse, Sonia Choi ("Ms. Choi") to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by Mr. Bradley or Ms. Choi.

F4 · balance_after: On June 27, 2025, July 14, 2025, August 4, 2025, August 12, 2025, and August 20, 2025, Mr. Bradley filed Form 4's which inadvertently did not report 200,000 shares of Common Stock of the issuer which were received by Ms. Choi on June 25, 2025, as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. Accordingly, the number of securities reported as beneficially owned in this filing includes the grant of 200,000 shares previously omitted from the prior filings. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes.

Read SEC document
August 28, 2025 Filed Sep 3, 2025 01:04 UTC Datavault AI Inc. DVLT · Entity 6156 SaleCommon Stock 29,391 $0.40 $11,756.40
Disclosure

SEC source: 0001104659-25-086573 · tm2525035-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,735,970

F1 · kind: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person.

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August 19, 2025 Filed Aug 21, 2025 00:42 UTC Datavault AI Inc. DVLT · Entity 6156 OtherCommon Stock 110,909 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-081012 · tm2524022-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

EOS Technology Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 2,289,002

F1 · shares: This Form 4 is jointly filed by Nathaniel Bradley ("Mr. Bradley") and EOS Technology Holdings Inc. ("EOS"). The shares of common stock, par value $0.0001 per share (the "Common Stock") of the issuer are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. 110,909 shares of Common Stock of the issuer were transferred by EOS to a third party in connection with a consulting agreement, dated as of August 19, 2025 (the "Consulting Agreement"), by and between EOS and the consultant under the Consulting Agreement.

F2 · balance_after: Mr. Bradley, as an officer and member of the board of directors of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

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August 08, 2025 Filed Aug 13, 2025 01:22 UTC Datavault AI Inc. DVLT · Entity 6156 OtherCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-077038 · tm2523337-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

EOS Technology Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 2,399,911

F1 · shares: This Form 4 is jointly filed by Nathaniel Bradley ("Mr. Bradley") and EOS Technology Holdings Inc. ("EOS"). The shares of common stock, par value $0.0001 per share (the "Common Stock") of the issuer are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. 1,000,000 shares of Common Stock of the issuer were transferred by EOS to a third party in connection with a services agreement, dated as of August 8, 2025 (the "Services Agreement"), by and between EOS and the services provider under the Services Agreement.

F2 · balance_after: Mr. Bradley, as an officer and member of the board of directors of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

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July 31, 2025 Filed Aug 4, 2025 10:29 UTC Datavault AI Inc. DVLT · Entity 6156 OtherCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-073302 · tm2522136-1_4seq1.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

EOS Technology Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 3,399,911

F2 · shares: An aggregate of 300,000 shares of Common Stock of the issuer were transferred by EOS to two separate third parties in connection with one Settlement Agreement and Release, dated as of July 31, 2025, by and between EOS, Mr. Bradley, and one of the third parties receiving shares of Common Stock.

F3 · balance_after: Mr. Bradley, as an officer and member of the board of directors of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

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July 30, 2025 Filed Aug 4, 2025 10:29 UTC Datavault AI Inc. DVLT · Entity 6156 OtherCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-073302 · tm2522136-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

EOS Technology Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By EOS Technology Holdings Inc.

Disclosed balance after: 3,699,911

F1 · shares: This Form 4 is jointly filed by Nathaniel Bradley ("Mr. Bradley") and EOS Technology Holdings Inc. ("EOS"). The shares of common stock, par value $0.0001 per share (the "Common Stock") of the issuer are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. 300,000 shares of Common Stock of the issuer were transferred by EOS to a third party in connection with that certain Settlement Agreement and Release of all Claims, dated as of July 30, 2025, by and between the issuer, Mr. Bradley, and various other parties.

F3 · balance_after: Mr. Bradley, as an officer and member of the board of directors of EOS, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by EOS. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

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July 10, 2025 Filed Jul 14, 2025 22:03 UTC Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-067815 · tm2520884-1_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,765,361

F1 · shares: 500,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Nathaniel Bradley ("Mr. Bradley") as compensation for Mr. Bradley's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal instalments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th and June 20th, so long as Mr. Bradley remains in the service of the issuer on each such date.

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June 25, 2025 Filed Jun 28, 2025 00:42 UTC Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 54,726 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063736 · tm2519302-6_4seq1.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,980,680

F2 · shares: 54,726 LTIP Shares of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th and June 20th, so long as Ms. Choi remains in the service of the issuer on each such date.

F3 · balance_after: Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes.

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June 25, 2025 Filed Jun 28, 2025 00:42 UTC Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 218,905 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-063736 · tm2519302-6_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,265,361

F1 · shares: 218,905 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Nathaniel Bradley ("Mr. Bradley") as compensation for Mr. Bradley's service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from September 20, 2025 to June 20, 2028, on each September 20th, December 20th, March 20th and June 20th, so long as Mr. Bradley remains in the service of the issuer on each such date.

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February 26, 2025 Filed Feb 28, 2025 21:43 UTC Datavault AI Inc. DVLT · Entity 6156 GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-019202 · tm257944-6_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,925,954

F2 · kind: 150,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received by Mr. Bradley's spouse, Sonia Choi ("Ms. Choi"), as compensation for Ms. Choi's service as an employee of the issuer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, from the period from June 20, 2025 to March 20, 2028, on each March 20th, June 20th, September 20th, and December 20th, so long as Ms. Choi remains in the service of the issuer on each such date

F1 · balance_after: Nathaniel Bradley ("Mr. Bradley") disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes.

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December 31, 2024 Filed Jan 13, 2025 21:07 UTC Datavault AI Inc. WISA · Entity 6156 GrantCommon Stock 600,000 $2.05 $1,230,000.00
Disclosure

SEC source: 0001104659-25-003040 · tm252944-4_4seq1.xml · nonDerivative · entry 4

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

Data Vault Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

F4 · security: Issuable upon the vesting of restricted stock units ("RSU"), each of which represents the right to receive one share of Common Stock, subject to the vesting terms of such RSU. The RSUs were received as compensation for Mr. Bradley's service as an officer of the issuer. The RSUs are scheduled to vest in equal installments with the initial 50,000 of such shares vesting on June 20, 2025, and thereafter, on each September 20th, December 20th, March 20th and June 20th, so long as Mr. Bradley remains in the service of the issuer on each such date.

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December 31, 2024 Filed Jan 13, 2025 21:07 UTC Datavault AI Inc. WISA · Entity 6156 OtherCommon Stock 2,775,954 $2.05 $5,690,705.70
Disclosure

SEC source: 0001104659-25-003040 · tm252944-4_4seq1.xml · nonDerivative · entry 3

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

Data Vault Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,775,954

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") distributed by Data Vault Holdings Inc. ("Data Vault") to certain shareholders of Data Vault's on a pro rata basis in connection with a stock dividend.

F3 · balance_after: Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes.

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December 31, 2024 Filed Jan 13, 2025 21:07 UTC Datavault AI Inc. WISA · Entity 6156 OtherCommon Stock 3,446,456 $2.05 $7,065,234.80
Disclosure

SEC source: 0001104659-25-003040 · tm252944-4_4seq1.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

Data Vault Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,446,456

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") distributed by Data Vault Holdings Inc. ("Data Vault") to certain shareholders of Data Vault's on a pro rata basis in connection with a stock dividend.

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December 31, 2024 Filed Jan 13, 2025 21:07 UTC Datavault AI Inc. WISA · Entity 6156 OtherCommon Stock 36,000,089 $2.05 $73,800,182.45
Disclosure

SEC source: 0001104659-25-003040 · tm252944-4_4seq1.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Executive Officer · 10% owner

Data Vault Holdings Inc. · CIK 0001882356 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Data Vault Holdings Inc.

Disclosed balance after: 3,999,911

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") distributed by Data Vault Holdings Inc. ("Data Vault") to certain shareholders of Data Vault's on a pro rata basis in connection with a stock dividend.

F2 · balance_after: This Form 4 is jointly filed by Nathaniel Bradley ("Mr. Bradley") and Data Vault. The shares Common Stock are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. Mr. Bradley, as an officer and member of the board of directors of Data Vault, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by Data Vault. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes.

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January 27, 2020 Filed Mar 4, 2020 13:24 UTC PARALLAX HEALTH SCIENCES, INC. PRLX · Entity 128674 GrantCOMMON STOCK (RESTRICTED) 1,351,181 $0.00 $1,351.18
Disclosure

SEC source: 0001388410-20-000021 · primary_doc.xml · nonDerivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bradley Bros LLC

Disclosed balance after: 10,179,527

F2 · security: Granted by board of directors.

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December 31, 2019 Filed Mar 4, 2020 13:24 UTC PARALLAX HEALTH SCIENCES, INC. PRLX · Entity 128674 GrantCOMMON STOCK (RESTRICTED) 2,000,000 $0.05 $100,000.00
Disclosure

SEC source: 0001388410-20-000021 · primary_doc.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bradley Bros LLC

Disclosed balance after: 8,828,346

F1 · security: Issued in connection with a Securities Purchase Agreement dated December 31, 2019, for proceeds in the amount of $100,000, paid by way of reduction in accrued compensation.

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September 30, 2019 Filed Nov 19, 2019 17:38 UTC PARALLAX HEALTH SCIENCES, INC. PRLX · Entity 128674 PurchaseWARRANTS · Derivative 1,600,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001388410-19-000154 · primary_doc.xml · derivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070,000

Underlying: COMMON STOCK · 1,600,000 shares

Expires 2022-09-30

F2 · security: Warrants granted in connection with Securities Purchase Agreement dated September 30, 2019.

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September 30, 2019 Filed Nov 19, 2019 17:38 UTC PARALLAX HEALTH SCIENCES, INC. PRLX · Entity 128674 PurchaseCOMMON STOCK (RESTRICTED) 1,600,000 $0.06 $100,000.00
Disclosure

SEC source: 0001388410-19-000154 · primary_doc.xml · nonDerivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bradley Bros LLC

Disclosed balance after: 6,828,346

F1 · security: Issued in connection with a Securities Purchase Agreement dated September 30, 2019, for proceeds in the amount of $100,000, paid by way of reduction in accrued compensation.

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September 30, 2018 Filed Jan 15, 2019 19:14 UTC PARALLAX HEALTH SCIENCES, INC. PRLX · Entity 128674 GrantWARRANTS · Derivative 15,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001388410-19-000008 · primary_doc.xml · derivative · entry 5

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,470,000

Underlying: COMMON STOCK · 625,000 shares

Expires 2021-09-30

F2 · kind: Warrants granted in connection with Series C Preferred Shares at 50%

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September 30, 2018 Filed Jan 15, 2019 19:14 UTC PARALLAX HEALTH SCIENCES, INC. PRLX · Entity 128674 GrantPREFERRED STOCK (SERIES C) · Derivative 30,000 $5.00 Strike: $0.12 $150,000.00
Disclosure

SEC source: 0001388410-19-000008 · primary_doc.xml · derivative · entry 4

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,455,000

Underlying: COMMON STOCK · 1,250,000 shares

Expires 2020-09-30

F1 · kind: Shares issued in exchange for $150,000 in outstanding debt owed by PRLX

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August 01, 2018 Filed Jan 15, 2019 19:14 UTC PARALLAX HEALTH SCIENCES, INC. PRLX · Entity 128674 GrantSTOCK OPTIONS · Derivative 250,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001388410-19-000008 · primary_doc.xml · derivative · entry 3

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425,000

Underlying: COMMON STOCK · 250,000 shares

Expires 2023-08-01

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August 01, 2018 Filed Jan 15, 2019 19:14 UTC PARALLAX HEALTH SCIENCES, INC. PRLX · Entity 128674 GrantSTOCK OPTIONS · Derivative 250,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001388410-19-000008 · primary_doc.xml · derivative · entry 2

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175,000

Underlying: COMMON STOCK · 250,000 shares

Expires 2023-08-01

Read SEC document
August 01, 2018 Filed Jan 15, 2019 19:14 UTC PARALLAX HEALTH SCIENCES, INC. PRLX · Entity 128674 GrantSTOCK OPTIONS · Derivative 500,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001388410-19-000008 · primary_doc.xml · derivative · entry 1

BRADLEY NATHANIEL T · CIK 0001755804 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,925,000

Underlying: COMMON STOCK · 500,000 shares

Expires 2023-08-01

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.