Oliva George

SEC source: 0001185185-25-001082 · ownership.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,822

F1 · security: Represents withholding of shares of common stock for the tax liability associated with the vesting of a portion of the restricted stock units awarded on April 8, 2025.

SEC source: 0001185185-25-000693 · ownership.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,933

F1 · security: Represents withholding of shares of common stock for the tax liability associated with the vesting of a portion of the restricted stock units awarded on April 8, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.70 to $0.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in (2) to this Form 4.

SEC source: 0001185185-25-000289 · ownership.xml · nonDerivative · entry 2

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,552

F2 · shares: In accordance with the Amended and Restated 2023 Equity Incentive Plan, the Board of Directors approved a grant of 136,000 restricted stock units for Mr. Oliva. This grant has a 3-year vesting with a one-quarter cliff vesting on 5/15/2025. This grant will be fully vested on 2/15/2028.

SEC source: 0001185185-25-000289 · ownership.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,552

F1 · shares: In accordance with the Amended and Restated 2023 Equity Incentive Plan, the Board of Directors approved a grant of 136,000 restricted stock units for Mr. Oliva. This grant has a 3-year vesting with a five-quarter cliff vesting on 5/15/2025. This grant will be fully vested on 3/15/2027.

SEC source: 0001185185-23-001345 · ownership.xml · nonDerivative · entry 2

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,552

F2 · shares: Represents withholding of shares of common stock for the tax liability associated with the vesting of the registered shares granted on December 8, 2023.

SEC source: 0001185185-23-001345 · ownership.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,891

F1 · shares: At the time of appointment, the Board of Directors approved a grant of shares of common stock in the amount of $50,000 to be issued on the ninetieth day after Mr. Oliva's start date. The grant was then accelerated to by issued on December 8, 2023.

SEC source: 0001104659-23-081357 · tm2321316-3_4seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,618

F1 · shares: 30,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). Pursuant to a separation agreement entered into by the issuer and the reporting person on July 11, 2023 (the "Separation Agreement"), the LTIP Shares associated with the Grant will fully vest on December 20, 2023 (the "Separation Date"), or earlier pursuant to the terms of the Separation Agreement. All shares previously issued to the reporting person (other than the LTIP shares) will vest on the Separation Date.

F2 · balance_after: On January 26, 2023, the issuer effected a 1-for-100 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares.

SEC source: 0001104659-22-128718 · tm2233158-1_4seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,651

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

SEC source: 0001104659-22-125540 · tm2232300-2_4.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,041

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market to satisfy tax obligations in connection with vesting of equity awards.

SEC source: 0001104659-22-102040 · tm2226404d2_4seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,483

F1 · shares: 25,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments on the first, second and third anniversaries of September 19, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.

SEC source: 0001104659-22-035670 · tm229686d3_4seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,483

F1 · kind: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person.

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person.

SEC source: 0001104659-22-005044 · tm223220d5_4.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,582

F1 · shares: 150,000 shares (the "2022 Grant") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The shares of Common Stock associated with the 2022 Grant are scheduled to vest as follows: 1/5th of the 2022 Grant is scheduled to vest on September 15, 2022, and the remaining 4/5th of the 2022 Grant is scheduled to vest quarterly in equal installments over the next 36 months on each December 15th, March 15th, June 15th and September 15th thereafter until September 15, 2025, with such vesting only to occur so long as the reporting person remains in the service of the issuer on each such vesting date.

SEC source: 0001104659-21-144534 · tm2134151-1_4seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,582

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") purchased by the reporting person.

SEC source: 0001104659-21-153275 · tm2136297-3_4aseq1.xml · nonDerivative · entry 3

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,582

F3 · shares: This amendment is further intended to correct an inadvertent omission of the reporting person's purchase of additional shares caused by an oversight.

SEC source: 0001104659-21-153275 · tm2136297-3_4aseq1.xml · nonDerivative · entry 2

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,182

F3 · shares: This amendment is further intended to correct an inadvertent omission of the reporting person's purchase of additional shares caused by an oversight.

SEC source: 0001104659-21-153275 · tm2136297-3_4aseq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,582

F1 · kind: This amendment is being filed to correct an inadvertent typographical error regarding the transaction code in the original Form 4. The Form 4 was intended to report a private purchase of the issuer's shares of common stock, par value $0.0001 per share (the "Common Stock") using the transaction code "P." The original form incorrectly indicated a transaction code of "S."

F2 · shares: Represents shares of Common Stock purchased by the reporting person.

SEC source: 0001104659-21-107384 · tm2125397-3_4seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,582

F1 · shares: Represents shares of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") sold by the reporting person to satisfy tax obligations upon the vesting on August 15, 2021 of restricted shares of Common Stock and restricted stock units held by the reporting person.

SEC source: 0001104659-21-153273 · tm2136297-2_4aseq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,582

F1 · shares: This amendment is being filed to correct the original footnote regarding the disposition of the shares ("Shares") of common stock, par value $0.0001 per share (the "Common Stock"), as reported in the original Form 4. Upon the vesting on August 15, 2021 of shares of Common Stock and restricted stock units held by the reporting person, the Shares were withheld to satisfy payment of the Issuer's tax withholding payment obligations which were later sold by the Issuer on behalf of all vested employees to cover tax obligations and were not a discretionary transaction by the reporting person.

SEC source: 0001104659-21-029390 · tm218122d8_form4.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,248

F1 · shares: 30,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, so long as the reporting person remains in the service of the issuer on each such anniversary.

SEC source: 0001104659-22-030705 · tm228469-5_4aseq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,248

F1 · security: This Form 4/A is being filed to correct a typographical error pertaining to the vesting dates of the shares on the original Form 4 filed by the reporting person on February 26, 2021 in order to state that the vesting occurs on each anniversary of March 15, 2021, which was the original commencement date of the measurement period.

F2 · shares: 30,000 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2021, so long as the reporting person remains in the service of the issuer on each such anniversary.

SEC source: 0001104659-20-117288 · tm2034098-2_4.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,748

F1 · security: Issuable upon settlement of restricted stock units of the issuer ("RSUs"), each of which represents the right to receive one share of common stock, par value $0.0001 per share, of the issuer, subject to the vesting terms of such RSUs.

F2 · date: The grant of such RSUs was approved by the issuer's board of directors on July 27, 2020, subject to stockholder approval of the issuer's 2020 Stock Incentive Plan (the "2020 Plan") under which such RSUs were granted. The 2020 Plan was approved by the issuer's stockholders on October 20, 2020.

F3 · shares: 61,824 RSUs were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2020 Plan. The RSUs are scheduled to vest in equal installments on the first, second and third anniversaries of August 15, 2020, so long as the reporting person remains in the service of the issuer on each such anniversary. Pursuant to the rules promulgated under Section 13 of the Securities Exchange Act of 1934, as amended, the Reporting Person is not deemed to be the beneficial owner of any of the RSUs until 60 days prior to the applicable vesting dates.

F2 · balance_after: The grant of such RSUs was approved by the issuer's board of directors on July 27, 2020, subject to stockholder approval of the issuer's 2020 Stock Incentive Plan (the "2020 Plan") under which such RSUs were granted. The 2020 Plan was approved by the issuer's stockholders on October 20, 2020.

SEC source: 0001104659-21-022262 · tm216391-1_5seq1.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,248

F1 · kind: This transaction involved a gift of securities by the reporting person to his daughter.

F1 · shares: This transaction involved a gift of securities by the reporting person to his daughter.

SEC source: 0001104659-20-086959 · tm2025562d10_4.xml · derivative · entry 2

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Stock · 61,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of Common Stock, subject to the vesting terms of such RSU and the approval of the issuer's 2020 Stock Incentive Plan by the issuer's stockholders.

F3 · shares: 61,000 RSUs of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2020 Stock Incentive Plan.

F4 · derivative.exercise_date: The RSUs are scheduled to vest in equal installments on the first, second and third anniversaries of August 15, 2020, so long as the reporting person remains in the service of the issuer on each such anniversary.

F4 · derivative.expiration_date: The RSUs are scheduled to vest in equal installments on the first, second and third anniversaries of August 15, 2020, so long as the reporting person remains in the service of the issuer on each such anniversary.

SEC source: 0001104659-20-086959 · tm2025562d10_4.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,748

F1 · shares: 13,248 shares (the "2018 LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. The 2018 LTIP Shares are scheduled to vest in equal installments on the first, second and third anniversaries of August 15, 2020, so long as the reporting person remains in the service of the issuer on each such anniversary.

SEC source: 0001104659-20-095728 · tm2027768d1_4.xml · derivative · entry 2

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,824

Underlying: Common Stock · 61,824 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of Common Stock, subject to the vesting terms of such RSU and the approval of the issuer's 2020 Stock Incentive Plan by the issuer's stockholders

F4 · shares: Reflects the new beneficial ownership post adjustment reported in Footnote 1 above.

F5 · derivative.exercise_date: The RSUs are scheduled to vest in equal installments on the first, second and third anniversaries of August 15, 2020, so long as the reporting person remains in the service of the issuer on each such anniversary.

F5 · derivative.expiration_date: The RSUs are scheduled to vest in equal installments on the first, second and third anniversaries of August 15, 2020, so long as the reporting person remains in the service of the issuer on each such anniversary.

F6 · balance_after: Reflects the new beneficial ownership post adjustment reported in Footnote 1 above.

SEC source: 0001104659-20-095728 · tm2027768d1_4.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,924

F1 · shares: This award was originally reported on a Form 4 filed with the Securities and Exchange Commission on July 27, 2020. 824 shares were inadvertently added to the grant of restricted stock instead of the grant of restricted stock units.

F2 · balance_after: Reflects the new beneficial ownership post adjustment reported in Footnote 1 above.

SEC source: 0001104659-20-020404 · tm208067-1_5.xml · nonDerivative · entry 1

Oliva George · CIK 0001788460 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · kind: The reporting person was granted 150,000 shares of common stock of the issuer, which are subject to annual vesting over a period of four years beginning September 1, 2019, and which were issued in accordance with Nasdaq Listing Rule 5635(c)(4) outside of the issuer's 2018 Long-Term Stock Incentive Plan." The transaction should have been reported on a Form 4 filing, but was not reported due to an inadvertent administrative error.

F1 · shares: The reporting person was granted 150,000 shares of common stock of the issuer, which are subject to annual vesting over a period of four years beginning September 1, 2019, and which were issued in accordance with Nasdaq Listing Rule 5635(c)(4) outside of the issuer's 2018 Long-Term Stock Incentive Plan." The transaction should have been reported on a Form 4 filing, but was not reported due to an inadvertent administrative error.